Company lists · Data refreshed September 2026

Top 25 Compliance software companies for financial advisors based in London, United Kingdom

Name: Compliance software companies for financial advisors based in London, United Kingdom
Creator: RevenueBase
License: https://creativecommons.org/licenses/by/4.0/

Compiled by the RevenueBase Data Team Data refreshed Sep 27, 2026 76 companies tracked

RevenueBase identified 76 compliance software companies for financial advisors headquartered in London, United Kingdom as of September 2026 and tracks 2,042 professional contacts across them, including 897 with verified work emails. Across the United Kingdom, London is the largest hub for this category.

This list covers compliance software companies for financial advisors headquartered in London, United Kingdom, matched on what each company actually does as described in its own words. Ranked by team size, largest first. Every row shows the company's own description, its RevenueBase Smart Search rating, and when it was last checked. Data refreshed September 27, 2026.

Published by RevenueBase, a B2B data infrastructure company. This list was built with RevenueBase Smart Search, the natural-language company search RevenueBase customers use to build their own targeted lists and unlock verified emails and direct dials at the companies on them. How these lists are built and judged.

How to read this list HQ checked on every row RevenueBase Smart Search rating on every row Refreshed Sep 27, 2026 86% judged on-target in blind review

76Companies

2,042Contacts tracked

897Verified emails

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The 25 largest compliance software companies for financial advisors based in London, United Kingdom

Ranked by team size

Top 25 of 76 compliance software companies for financial advisors based in London, United Kingdom, ranked by team size, largest first. Data refreshed Sep 27, 2026. RevenueBase Smart Search rates how each company's information relates to compliance software companies for financial advisors: strong evidence (its own description names it), partial (names part of it), indirect (matched on the rest of its profile rather than the description shown). Click a contact count to view that company's people.
#	Company	RevenueBase Smart Search	Headquarters	Employees	Contacts
1	Wolters Kluwer	Strong evidence	London, United KingdomHQ checked Sep 27, 2026	10001+	1,279 contacts →
	Strong evidence “Wolters Kluwer Financial Services Solutions are offerings of the company’s Financial & Corporate Compliance.” Source: RevenueBase Database · checked Sep 27, 2026
2	Novatus	Strong evidence	London, United KingdomHQ checked Sep 27, 2026	51-200	102 contacts →
	Strong evidence “We enable financial services firms to meet their most complex regulatory requirements through specialist technology and expert-led advisory services.” Source: RevenueBase Database · checked Sep 27, 2026
3	Timeline	Partial evidence	London, United KingdomHQ checked Sep 27, 2026	51-200	88 contacts →
	Partial evidence “Timeline is the integrated ecosystem built for modern financial advisers.” Source: RevenueBase Database · checked Sep 27, 2026
4	EFLOW	Partial evidence	London, United KingdomHQ checked Sep 27, 2026	51-200	58 contacts →
	Partial evidence “Founded in 2004, eflow provides financial firms with technology solutions to help them comply with their regulatory requirements in a more streamlined, efficient and robust way.” Source: RevenueBase Database · checked Sep 27, 2026
5	RQC Group	Strong evidence	London, United KingdomHQ checked Sep 27, 2026	11-50	34 contacts →
	Strong evidence “RQC Group is an industry-leading financial compliance consultancy with offices in London and New York, specialising in FCA, SEC and CFTC/NFA Compliance Consulting, Investment…” Source: RevenueBase Database · checked Sep 27, 2026
6	UMONY	Strong evidence	London, United KingdomHQ checked Sep 27, 2026	51-200	23 contacts →
	Strong evidence “Umony provides compliance-first communications infrastructure for regulated financial services firms.” Source: RevenueBase Database · checked Sep 27, 2026
7	Northrow An Id-Pal Company	Strong evidence	London, United KingdomHQ checked Sep 27, 2026	11-50	23 contacts →
	Strong evidence “NorthRow, founded in 2010, delivers digitised compliance solutions to regulated businesses to support in the fight against financial crime.” Source: RevenueBase Database · checked Sep 27, 2026
8	Synaptic	Strong evidence	London, United KingdomHQ checked Sep 27, 2026	51-200	23 contacts →
	Strong evidence “At Synaptic, our mission is to provide independent, whole-of-market financial advisor planning and research software, which delivers due diligence and streamlines customer…” Source: RevenueBase Database · checked Sep 27, 2026
9	Sustainware	Strong evidence	London, United KingdomHQ checked Sep 27, 2026	11-50	20 contacts →
	Strong evidence “Digital risk, compliance and safety software that is easy to configure, connects with your existing systems and puts you in control.” Source: RevenueBase Database · checked Sep 27, 2026
10	Reg-1	Partial evidence	London, United KingdomHQ checked Sep 27, 2026	1-10	19 contacts →
	Partial evidence “Reg-1 is a Compliance as a Service (CaaS) platform which aims to augment existing compliance teams with a real-time compliance dashboard helping consolidate a firm's assesisment…” Source: RevenueBase Database · checked Sep 27, 2026
11	GRATH	Partial evidence	London, United KingdomHQ checked Sep 27, 2026	11-50	15 contacts →
	Partial evidence “Effortlessly scale your oversight capabilities with the industry's most intuitive regulatory compliance platform.” Source: RevenueBase Database · checked Sep 27, 2026
12	Complycraft Consulting	Partial evidence	London, United KingdomHQ checked Sep 27, 2026	1-10	14 contacts →
	Partial evidence “We are an independent (employee owned) compliance consultancy providing services to FCA regulated firms and to other compliance consultancies.” Source: RevenueBase Database · checked Sep 27, 2026
13	1rs- 1st Risk Solutions	Partial evidence	London, United KingdomHQ checked Sep 27, 2026	11-50	13 contacts →
	Partial evidence “1st Risk Solutions is a risk and compliance specialist firm providing pragmatic, effective solutions to enterprise risk management and regulatory requirements.” Source: RevenueBase Database · checked Sep 27, 2026
14	ABM Global Compliance	Strong evidence	London, United KingdomHQ checked Sep 27, 2026	11-50	13 contacts →
	Strong evidence “ABM Global Compliance specializes in providing financial services to various compliance firms, whose vast experience of regulatory matters in the financial services sector can…” Source: RevenueBase Database · checked Sep 27, 2026
15	Fintech Compliance	Partial evidence	London, United KingdomHQ checked Sep 27, 2026	1-10	9 contacts →
	Partial evidence “FinTech Compliance was established after the need for specialist FCA Compliance expertise in Technology based, Innovative, and Alternative Finance businesses became apparent.” Source: RevenueBase Database · checked Sep 27, 2026
16	Complia	Partial evidence	London, United KingdomHQ checked Sep 27, 2026	1-10	7 contacts →
	Partial evidence “Complia offers innovative RegTech solutions - Agents and expert regulatory compliance consulting, helping businesses navigate complex regulations efficiently.” Source: RevenueBase Database · checked Sep 27, 2026
17	Sentinel Regulatory Services	Partial evidence	London, United KingdomHQ checked Sep 27, 2026	1-10	4 contacts →
	Partial evidence “Sentinel Regulatory Services was founded by three highly experienced compliance professionals with combined compliance experience in excess of 50 years.” Source: RevenueBase Database · checked Sep 27, 2026
18	Complylens	Strong evidence	London, United KingdomHQ checked Sep 27, 2026	1-10	4 contacts →
	Strong evidence “ComplyLens is an AI-powered Compliance Intelligence platform helping financial institutions identify, assess, monitor and manage regulatory risk.” Source: RevenueBase Database · checked Sep 27, 2026
19	GO Compliance LTD	Partial evidence	London, United KingdomHQ checked Sep 27, 2026	1-10	4 contacts →
	Partial evidence “More than 12-years experience in providing services of FCA Authorisation, Compliance Management Outsourcing, Independent AML Compliance Audit, E-money Application, and MLRO…” Source: RevenueBase Database · checked Sep 27, 2026
20	Capnovum	Partial evidence	London, United KingdomHQ checked Sep 27, 2026	11-50	3 contacts →
	Partial evidence “Capnovum – Compliance.” Source: RevenueBase Database · checked Sep 27, 2026
21	Novatus Global	Indirect evidence	London, United KingdomHQ checked Sep 27, 2026	11-50	3 contacts →
	Indirect evidence “We enable our clients to navigate their most complex issues, maximise commercial opportunities, and build sustainable futures.” Source: RevenueBase Database · checked Sep 27, 2026
22	Regrisk Technology Limited	Partial evidence	London, United KingdomHQ checked Sep 27, 2026	1-10	2 contacts →
	Partial evidence “Delivering innovative technology solutions to support your regulatory compliance.” Source: RevenueBase Database · checked Sep 27, 2026
23	dorhyan.eu	Partial evidence	London, United KingdomHQ checked Sep 27, 2026	1-10	2 contacts →
	Partial evidence “Dorhyan.eu is built for one thing: compliant cross-border fund distribution in Europe and beyond.” Source: RevenueBase Database · checked Sep 27, 2026
24	Complyportal	Partial evidence	London, United KingdomHQ checked Sep 27, 2026	11-50	1 contacts →
	Partial evidence “ComplyPortal is designed to simplify your Regulatory Compliance Management on an easy-to-use cloud-based comprehensive compliance platform.” Source: RevenueBase Database · checked Sep 27, 2026
25	Hrcomply Limited	Indirect evidence	London, United KingdomHQ checked Sep 27, 2026	1-10	1 contacts →
	Indirect evidence “HRComply was founded by Neil Herbert and Sue Carter.” Source: RevenueBase Database · checked Sep 27, 2026

RevenueBase Smart Search

RevenueBase Smart Search assesses information from a company’s LinkedIn profile, information supplied directly by the company, its website, and other publicly available sources. It uses that information to rate how closely the company relates to this list’s category: compliance software companies for financial advisors. Every row carries its rating and the description the rating was read from, so each one can be checked rather than taken on trust.

Strong evidence: The company's own public description of its business names compliance software companies for financial advisors.
Partial evidence: Its own public description names part of compliance software companies for financial advisors, so it works in or next to the category without describing itself that way.
Indirect evidence: The description shown does not name compliance software companies for financial advisors. The match rests on the rest of the company's public profile rather than the one sentence quoted here, so this is the rating to check first.

RevenueBase Smart Search is how these lists are built: RevenueBase's data engine and AI assemble the companies that match a category defined in a user's own words, so a list can be about what companies actually do rather than about whichever industry code they were filed under.

Showing 25 of 76 compliance software companies for financial advisors based in London, United Kingdom

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Compliance software companies for financial advisors based in London, United Kingdom at a glance

As of Sep 27, 2026

43.9%Verified-email coverage

26.9Average contacts per company

1-10Median size (employees)

Sep 27, 2026Page data refreshed

Companies by employee count

1-10

11-50

51-200

501-1,000

10001+

Email recency for this list is measured across the whole United Kingdom list rather than for London, so it is reported there. Company counts and contact totals on this page are exact for London, over 76 companies.

How this list was built

Company categories are rarely black and white. RevenueBase reads each company's own description of its business to decide whether it belongs among compliance software companies for financial advisors, so some rows will be adjacent to the category rather than pure plays. The description and RevenueBase Smart Search rating on every row are there so you can check each match yourself.

Source: The RevenueBase company graph: 60 million companies and 398.9 million professional contacts resolved from primary sources, queried with RevenueBase Smart Search, the natural-language company search available to every RevenueBase user.
What qualifies: Companies headquartered in London, United Kingdom whose own description of what they do matches “compliance software companies for financial advisors”. Matching reads each company's description, not its industry code or its name.
RevenueBase Smart Search: RevenueBase Smart Search is how this list is assembled and how each row is rated. RevenueBase's data engine and AI assess a company's LinkedIn profile, information supplied directly by the company, its website and other publicly available information, then relate it to a category defined in a user's own words. Each row is rated strong evidence (its own description names compliance software companies for financial advisors), partial evidence (it names part of the category) or indirect evidence (the description shown names none of it and the match rests on the rest of the company's profile). The description supporting each rating is quoted on the row.
What we exclude: Companies whose own description does not clearly place them among compliance software companies for financial advisors, and records with no verified work email. Companies headquartered outside London are excluded even when they keep an office there.
Match quality: In blind human judging of this matching method, 86% of matched companies were on target. Expect roughly 1 in 7 rows to be adjacent to the category rather than a pure play. Every row shows the company's own description and its RevenueBase Smart Search rating so you can judge each match yourself. Read the full methodology: how the lists are built, how the judging worked, and what the figure means.
Ranking: Team size, largest first: companies are ordered by the number of professionals RevenueBase tracks at each one. Employee ranges shown are reported bands, for context.
Verification: Every listed company carries at least one verified work email, 897 across the full list. Contacts re-verify on a rolling cadence, and each contact's own verification date is shown inside RevenueBase.
Refresh: This page's figures were pulled from the company graph on September 27, 2026. Lists refresh periodically as the graph is re-checked.
Corrections: Wrong category, wrong headquarters, or a company that has closed? Use “Report an issue” on any row. Reports go to the RevenueBase Data Team and feed back into the company graph.

Frequently asked

What is RevenueBase Smart Search?

RevenueBase Smart Search is how RevenueBase decides which companies belong on this list and how strongly each one fits. Its data engine and AI assess a company's LinkedIn profile, information supplied directly by the company, its website and other publicly available information, then relate it to the category the list is about. Each row is rated strong evidence when the company's own description names compliance software companies for financial advisors, partial evidence when it names part of the category, and indirect evidence when the description shown names none of it and the match rests on the rest of the company's profile.

How many compliance software companies for financial advisors are there based in London, United Kingdom?

RevenueBase identified 76 compliance software companies for financial advisors headquartered in London, United Kingdom as of September 2026, matched on each company's own description of what it does rather than its industry code.

What is the largest company on this list?

Wolters Kluwer, headquartered in London, tops this list with the largest team on record.

Which city in the United Kingdom has the most compliance software companies for financial advisors?

London leads the United Kingdom with 76 headquartered companies, followed by Manchester (7) and Leeds (4).

How do I get contact information for these companies?

A free RevenueBase account lets you run this exact search and work the top results, verified emails and direct dials included. Upgrading unlocks all 897 verified decision-maker contacts tracked across these 76 companies.

How current is this list?

The list refreshes periodically as the company graph is re-checked. This page's figures were pulled on September 27, 2026.

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About this data

RevenueBase is a B2B data infrastructure company. Its company graph covers 60 million companies and 398.9 million professional contacts, with emails verified on a rolling cadence rather than scraped once and left to decay. These company lists are generated directly from that graph with RevenueBase Smart Search, the same natural-language company search every RevenueBase user has: describe a market in plain words, get the companies that match, and add verified emails and direct dials for the people at them. It is the same data that powers RevenueBase's B2B data products, and a free account includes 500 credits to start. How these lists are built and judged.