Company lists · Data refreshed September 2026

Top 25 Compliance software companies for financial advisors based in Australia

Name: Compliance software companies for financial advisors based in Australia
Creator: RevenueBase
License: https://creativecommons.org/licenses/by/4.0/

Compiled by the RevenueBase Data Team Data refreshed Sep 27, 2026 68 companies tracked

RevenueBase identified 68 compliance software companies for financial advisors headquartered in Australia as of September 2026 and tracks 981 professional contacts across them, including 166 with verified work emails. Sydney is the largest hub.

This list covers compliance software companies for financial advisors headquartered in Australia, matched on what each company actually does as described in its own words. Ranked by team size, largest first. Every row shows the company's own description, its RevenueBase Smart Search rating, and when it was last checked. Data refreshed September 27, 2026.

Published by RevenueBase, a B2B data infrastructure company. This list was built with RevenueBase Smart Search, the natural-language company search RevenueBase customers use to build their own targeted lists and unlock verified emails and direct dials at the companies on them. How these lists are built and judged.

How to read this list HQ checked on every row RevenueBase Smart Search rating on every row Refreshed Sep 27, 2026 86% judged on-target in blind review

68Companies

981Contacts tracked

166Verified emails

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The 25 largest compliance software companies for financial advisors based in Australia

Ranked by team size

Top 25 of 68 compliance software companies for financial advisors based in Australia, ranked by team size, largest first. Data refreshed Sep 27, 2026. RevenueBase Smart Search rates how each company's information relates to compliance software companies for financial advisors: strong evidence (its own description names it), partial (names part of it), indirect (matched on the rest of its profile rather than the description shown). Click a contact count to view that company's people.
#	Company	RevenueBase Smart Search	Headquarters	Employees	Contacts
1	Midwinter Financial Services	Strong evidence	Sydney, AustraliaHQ checked Sep 27, 2026	51-200	48 contacts →
	Strong evidence “Midwinter creates sophisticated financial advice software that makes it simple to engage, comply and grow your practice, dealer group or industry fund.” Source: RevenueBase Database · checked Sep 27, 2026
2	Complii Fintech Solutions LTD	Partial evidence	Sydney, AustraliaHQ checked Sep 27, 2026	11-50	33 contacts →
	Partial evidence “Complii FinTech Solutions is a secure digital platform that removes the need for paper-based compliance.” Source: RevenueBase Database · checked Sep 27, 2026
3	Ensombl	Partial evidence	Sydney, AustraliaHQ checked Sep 27, 2026	11-50	23 contacts →
	Partial evidence “Increase Value to Clients and Reduce Compliance Admin.” Source: RevenueBase Database · checked Sep 27, 2026
4	Diolog	Indirect evidence	Sydney, AustraliaHQ checked Sep 27, 2026	1-10	13 contacts →
	Indirect evidence “The workspace for everything investor-facing.” Source: RevenueBase Database · checked Sep 27, 2026
5	Sustainable Life Solutions	Partial evidence	Sydney, AustraliaHQ checked Sep 27, 2026	1-10	12 contacts →
	Partial evidence “Sustainable Life Solutions is a technology driven general advice solution for advisers who thrive on empowering their customers to make informed financial decisions.” Source: RevenueBase Database · checked Sep 27, 2026
6	Assured Support	Indirect evidence	Chatswood, AustraliaHQ checked Sep 27, 2026	11-50	10 contacts →
	Indirect evidence “Regulatory obligations for AFSL and ACL licensees and advisers are increasing in complexity, cost and scrutiny.” Source: RevenueBase Database · checked Sep 27, 2026
7	Ifactfind	Strong evidence	Carlton North, AustraliaHQ checked Sep 27, 2026	1-10	9 contacts →
	Strong evidence “Software for holistic, goals-based FinancialAdvisers and Planners who want to capture and manage detailed client data, including comprehensive multi-time period goals, that can be…” Source: RevenueBase Database · checked Sep 27, 2026
8	Mccarthy Salkeld	Partial evidence	North Parramatta, AustraliaHQ checked Sep 27, 2026	11-50	9 contacts →
	Partial evidence “McCarthy Salkeld aims to provide the highest quality of advice in a friendly supportive manner to our clients to ensure that not only compliance matters are met within the correct…” Source: RevenueBase Database · checked Sep 27, 2026
9	Advice Revolution	Indirect evidence	Sydney, AustraliaHQ checked Sep 27, 2026	11-50	7 contacts →
	Indirect evidence “Provide your clients with a secure client portal, reducing the cost of advice and speeding up your delivery with a great client experience.” Source: RevenueBase Database · checked Sep 27, 2026
10	Advice Regtech	Strong evidence	North Sydney, AustraliaHQ checked Sep 27, 2026	1-10	7 contacts →
	Strong evidence “Advice RegTech is an award-winning specialist in Financial Services Regulatory Technology, with a compliance software platform designed to support your paraplanning and compliance…” Source: RevenueBase Database · checked Sep 27, 2026
11	Fourth Line	Indirect evidence	Melbourne, AustraliaHQ checked Sep 27, 2026	11-50	7 contacts →
	Indirect evidence “Fourth Line empowers licensees & advisers to build trust and deeper relationships with clients through quality advice.” Source: RevenueBase Database · checked Sep 27, 2026
12	3lines Group	Partial evidence	Sydney, AustraliaHQ checked Sep 27, 2026	51-200	7 contacts →
	Partial evidence “3Lines is a multi-disciplinary compliance business supporting AFSLs across technology, legal, consulting and training.” Source: RevenueBase Database · checked Sep 27, 2026
13	Australian Independent Compliance Solutions	Partial evidence	Brisbane, AustraliaHQ checked Sep 27, 2026	1-10	6 contacts →
	Partial evidence “Cheyenne makes her clients successful by implementing commercial and practical compliance solutions via her unique set of skills.” Source: RevenueBase Database · checked Sep 27, 2026
14	Certainty Compliance	Strong evidence	AustraliaHQ checked Sep 27, 2026	11-50	5 contacts →
	Strong evidence “Certainty Compliance helps financial services and energy businesses start up, get licensed and grow into successful, compliant businesses.” Source: RevenueBase Database · checked Sep 27, 2026
15	Suitabilityhub	Indirect evidence	Sydney, AustraliaHQ checked Sep 27, 2026	1-10	5 contacts →
	Indirect evidence “SuitabilityHub was founded in 2021 with the ultimate goal of helping advisers get good advice to as many people as possible.” Source: RevenueBase Database · checked Sep 27, 2026
16	Know Your Solutions PTY LTD	Partial evidence	Sydney, AustraliaHQ checked Sep 27, 2026	1-10	5 contacts →
	Partial evidence “At the core of our mission is the simplification of complex compliance procedures.” Source: RevenueBase Database · checked Sep 27, 2026
17	Integrity Compliance	Partial evidence	Malvern, AustraliaHQ checked Sep 27, 2026	1-10	5 contacts →
	Partial evidence “The Integrity Compliance difference is knowledge and experience.” Source: RevenueBase Database · checked Sep 27, 2026
18	Kinetic Compliance	Partial evidence	Melbourne, AustraliaHQ checked Sep 27, 2026	1-10	4 contacts →
	Partial evidence “At Kinetic Compliance, we're shifting attitudes about compliance.” Source: RevenueBase Database · checked Sep 27, 2026
19	Profinancial	Indirect evidence	Docklands, AustraliaHQ checked Sep 27, 2026	1-10	3 contacts →
	Indirect evidence “Become a Profinancial authorised representative and provide quality advice to your clients.” Source: RevenueBase Database · checked Sep 27, 2026
20	Fast Track Aust PTY LTD	Strong evidence	Gold Coast, AustraliaHQ checked Sep 27, 2026	1-10	3 contacts →
	Strong evidence “One of the leading companies in enterprise regulatory quality and compliance management software development, FastTrack Compliance solutions are relied upon in the most…” Source: RevenueBase Database · checked Sep 27, 2026
21	Compliance & Risk Services PTY LTD	Partial evidence	Melbourne, AustraliaHQ checked Sep 27, 2026	11-50	3 contacts →
	Partial evidence “Compliance Risk Services (CRS) is a practitioner-led consultancy delivering total line of sight through a combined approach to governance and operational resilience.” Source: RevenueBase Database · checked Sep 27, 2026
22	3lines Consulting	Partial evidence	Perth, AustraliaHQ checked Sep 27, 2026	11-50	3 contacts →
	Partial evidence “Compliance doesn't have to be complicated!” Source: RevenueBase Database · checked Sep 27, 2026
23	Compliance Advocacy Solutions	Partial evidence	Sydney, AustraliaHQ checked Sep 27, 2026	1-10	3 contacts →
	Partial evidence “Our founder and Managing Director Paul Muir is a recognised insurance compliance specialist with 35 years insurance industry experience.” Source: RevenueBase Database · checked Sep 27, 2026
24	MDA Guru	Strong evidence	Warrandyte, AustraliaHQ checked Sep 27, 2026	1-10	3 contacts →
	Strong evidence “MDA Guru is a consulting business that specialises in helping financial advisors and licensees navigate through the world of managed accounts.” Source: RevenueBase Database · checked Sep 27, 2026
25	ADVSR	Strong evidence	St Kilda, AustraliaHQ checked Sep 27, 2026	11-50	2 contacts →
	Strong evidence “Advsr is the only software on the market that manages and automates commissions and compliance for Dealer Groups and Financial Advisors.” Source: RevenueBase Database · checked Sep 27, 2026

RevenueBase Smart Search

RevenueBase Smart Search assesses information from a company’s LinkedIn profile, information supplied directly by the company, its website, and other publicly available sources. It uses that information to rate how closely the company relates to this list’s category: compliance software companies for financial advisors. Every row carries its rating and the description the rating was read from, so each one can be checked rather than taken on trust.

Strong evidence: The company's own public description of its business names compliance software companies for financial advisors.
Partial evidence: Its own public description names part of compliance software companies for financial advisors, so it works in or next to the category without describing itself that way.
Indirect evidence: The description shown does not name compliance software companies for financial advisors. The match rests on the rest of the company's public profile rather than the one sentence quoted here, so this is the rating to check first.

RevenueBase Smart Search is how these lists are built: RevenueBase's data engine and AI assemble the companies that match a category defined in a user's own words, so a list can be about what companies actually do rather than about whichever industry code they were filed under.

Showing 25 of 68 compliance software companies for financial advisors based in Australia

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Compliance software companies for financial advisors based in Australia at a glance

As of Sep 27, 2026

16.9%Verified-email coverage

14.4Average contacts per company

1-10Median size (employees)

32.4%Largest-city concentration · Sydney

Sep 27, 2026Page data refreshed

Companies by employee count

1-10

11-50

51-200

Email recency for this list is measured worldwide rather than for Australia, so it is reported there. Company counts and contact totals on this page are exact for Australia, over 68 companies.

How this list was built

Company categories are rarely black and white. RevenueBase reads each company's own description of its business to decide whether it belongs among compliance software companies for financial advisors, so some rows will be adjacent to the category rather than pure plays. The description and RevenueBase Smart Search rating on every row are there so you can check each match yourself.

Source: The RevenueBase company graph: 60 million companies and 398.9 million professional contacts resolved from primary sources, queried with RevenueBase Smart Search, the natural-language company search available to every RevenueBase user.
What qualifies: Companies headquartered in Australia whose own description of what they do matches “compliance software companies for financial advisors”. Matching reads each company's description, not its industry code or its name.
RevenueBase Smart Search: RevenueBase Smart Search is how this list is assembled and how each row is rated. RevenueBase's data engine and AI assess a company's LinkedIn profile, information supplied directly by the company, its website and other publicly available information, then relate it to a category defined in a user's own words. Each row is rated strong evidence (its own description names compliance software companies for financial advisors), partial evidence (it names part of the category) or indirect evidence (the description shown names none of it and the match rests on the rest of the company's profile). The description supporting each rating is quoted on the row.
What we exclude: Companies whose own description does not clearly place them among compliance software companies for financial advisors, and records with no verified work email. Companies headquartered outside Australia are excluded even when they keep an office there.
Match quality: In blind human judging of this matching method, 86% of matched companies were on target. Expect roughly 1 in 7 rows to be adjacent to the category rather than a pure play. Every row shows the company's own description and its RevenueBase Smart Search rating so you can judge each match yourself. Read the full methodology: how the lists are built, how the judging worked, and what the figure means.
Ranking: Team size, largest first: companies are ordered by the number of professionals RevenueBase tracks at each one. Employee ranges shown are reported bands, for context.
Verification: Every listed company carries at least one verified work email, 166 across the full list. Contacts re-verify on a rolling cadence, and each contact's own verification date is shown inside RevenueBase.
Refresh: This page's figures were pulled from the company graph on September 27, 2026. Lists refresh periodically as the graph is re-checked.
Corrections: Wrong category, wrong headquarters, or a company that has closed? Use “Report an issue” on any row. Reports go to the RevenueBase Data Team and feed back into the company graph.

Frequently asked

What is RevenueBase Smart Search?

RevenueBase Smart Search is how RevenueBase decides which companies belong on this list and how strongly each one fits. Its data engine and AI assess a company's LinkedIn profile, information supplied directly by the company, its website and other publicly available information, then relate it to the category the list is about. Each row is rated strong evidence when the company's own description names compliance software companies for financial advisors, partial evidence when it names part of the category, and indirect evidence when the description shown names none of it and the match rests on the rest of the company's profile.

How many compliance software companies for financial advisors are there based in Australia?

RevenueBase identified 68 compliance software companies for financial advisors headquartered in Australia as of September 2026, matched on each company's own description of what it does rather than its industry code.

What is the largest company on this list?

Midwinter Financial Services, headquartered in Sydney, tops this list with the largest team on record.

Which city has the most compliance software companies for financial advisors?

Sydney leads with 22 headquartered companies, followed by Melbourne (10) and Perth (5).

How do I get contact information for these companies?

A free RevenueBase account lets you run this exact search and work the top results, verified emails and direct dials included. Upgrading unlocks all 166 verified decision-maker contacts tracked across these 68 companies.

How current is this list?

The list refreshes periodically as the company graph is re-checked. This page's figures were pulled on September 27, 2026.

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About this data

RevenueBase is a B2B data infrastructure company. Its company graph covers 60 million companies and 398.9 million professional contacts, with emails verified on a rolling cadence rather than scraped once and left to decay. These company lists are generated directly from that graph with RevenueBase Smart Search, the same natural-language company search every RevenueBase user has: describe a market in plain words, get the companies that match, and add verified emails and direct dials for the people at them. It is the same data that powers RevenueBase's B2B data products, and a free account includes 500 credits to start. How these lists are built and judged.