Company lists · Data refreshed September 2026
Top 25 Compliance software companies for financial advisors based in the United Kingdom
RevenueBase identified 156 company matches for compliance software companies for financial advisors associated with the United Kingdom as of September 2026 and tracks 4,598 professional contacts across them, including 2,266 with verified work emails. London is the largest hub.
This list covers company matches for compliance software companies for financial advisors associated with the United Kingdom, found by RevenueBase SmartSearch using the meaning of business descriptions in its company graph at Exact. Ranked by professionals tracked, largest first. Rows show recorded descriptions where available, Exact search membership and the snapshot date. Data refreshed September 27, 2026.
Published by RevenueBase, a B2B data infrastructure company. This list was built with RevenueBase SmartSearch, the natural-language company search RevenueBase customers use to build their own targeted lists and unlock verified emails and direct dials at the companies on them. How these lists are built and judged.
The 25 largest compliance software companies for financial advisors based in the United Kingdom
Ranked by team size| # | Company | Contacts | |||
|---|---|---|---|---|---|
| 1 | 1,279 contacts → | ||||
Exact match “Wolters Kluwer Financial Services Solutions are offerings of the company’s Financial & Corporate Compliance.” Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase | |||||
| 2 | 1,189 contacts → | ||||
Exact match “Through our industry leading technology and services, we power the businesses of 20% of the UK financial adviser market.” Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase | |||||
| 3 | 485 contacts → | ||||
Exact match “intelliflo is the UK’s leading provider of financial advice software, empowering firms to streamline advice journeys, engage clients, and grow their business.” Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase | |||||
| 4 | 141 contacts → | ||||
Exact match “Intelligent compliance solutions for outcomes that matter* We offer complete compliance solutions to help financial services firms solve their regulatory challenges.” Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase | |||||
| 5 | 126 contacts → | ||||
Exact match “Riliance is a unique web based risk and compliance system for businesses facing regulations.” Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase | |||||
| 6 | 102 contacts → | ||||
Exact match “We enable financial services firms to meet their most complex regulatory requirements through specialist technology and expert-led advisory services.” Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase | |||||
| 7 | 88 contacts → | ||||
Exact match “Timeline is the integrated ecosystem built for modern financial advisers.” Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase | |||||
| 8 | 70 contacts → | ||||
Exact match “Dunstan Thomas (DT) are a leading UK WealthTech partner, having spent over 30 years at the heart of WealthTech innovation.” Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase | |||||
| 9 | 66 contacts → | ||||
Exact match “Funds‑Axis is a specialist RegTech firm focused on transforming compliance and risk management for the global investment management industry.” Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase | |||||
| 10 | 58 contacts → | ||||
Exact match “Founded in 2004, eflow provides financial firms with technology solutions to help them comply with their regulatory requirements in a more streamlined, efficient and robust way.” Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase | |||||
| 11 | 44 contacts → | ||||
Exact match “threesixty provides trusted compliance, technical and business support to over 950 directly authorised advice and discretionary management firms, supporting more than individuals…” Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase | |||||
| 12 | 43 contacts → | ||||
Exact match “Paradigm Consulting is a premier provider of compliance support to the UK's financial services community, including directly authorised wealth managers, financial advisers and…” Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase | |||||
| 13 | 34 contacts → | ||||
Exact match “Ruleguard is the leading AI-powered Continuous Assurance Platform built exclusively for regulated financial services firms.” Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase | |||||
| 14 | 34 contacts → | ||||
Exact match “Comply (formerly Trailight) is trusted by leading firms to manage conduct risk, training and competence frameworks, and accountability regimes.” Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase | |||||
| 15 | 34 contacts → | ||||
Exact match “RQC Group is an industry-leading financial compliance consultancy with offices in London and New York, specialising in FCA, SEC and CFTC/NFA Compliance Consulting, Investment…” Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase | |||||
| 16 | 33 contacts → | ||||
Exact match “For over 25 years, Bankhall has seen, supported and guided tens of thousands of directly authorised advisers to comply with their obligations and embrace regulatory change.” Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase | |||||
| 17 | 24 contacts → | ||||
Exact match “From FCA Application to Ongoing Compliance – We've Got You Covered!” Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase | |||||
| 18 | 23 contacts → | ||||
Exact match “Umony provides compliance-first communications infrastructure for regulated financial services firms.” Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase | |||||
| 19 | 23 contacts → | ||||
Exact match “NorthRow, founded in 2010, delivers digitised compliance solutions to regulated businesses to support in the fight against financial crime.” Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase | |||||
| 20 | 23 contacts → | ||||
Exact match “At Synaptic, our mission is to provide independent, whole-of-market financial advisor planning and research software, which delivers due diligence and streamlines customer…” Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase | |||||
| 21 | 22 contacts → | ||||
Exact match “We're the experts in retail compliance!” Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase | |||||
| 22 | 20 contacts → | ||||
Exact match “Digital risk, compliance and safety software that is easy to configure, connects with your existing systems and puts you in control.” Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase | |||||
| 23 | 19 contacts → | ||||
Exact match “We are a team of FCA and IFA compliance consultants offering a wide range of completely bespoke services to ensure you remain compliant at all times.” Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase | |||||
| 24 | 19 contacts → | ||||
Exact match “Reg-1 is a Compliance as a Service (CaaS) platform which aims to augment existing compliance teams with a real-time compliance dashboard helping consolidate a firm's assesisment…” Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase | |||||
| 25 | 15 contacts → | ||||
Exact match “Effortlessly scale your oversight capabilities with the industry's most intuitive regulatory compliance platform.” Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase | |||||
RevenueBase SmartSearch
Describe a niche business in your own words. RevenueBase SmartSearch compares the meaning of your description with company business descriptions compiled in the RevenueBase company graph. Exact, Similar, Related and Broad control how closely companies must fit.
This list uses Exact for “compliance software companies for financial advisors”. Each Exact match badge shows membership in that saved search; it is not an individual similarity score or a service-quality rating. Recorded descriptions are shown where available.
Showing 25 of 156 compliance software companies for financial advisors based in the United Kingdom
See the full list, filter by size, metro and specialty, and access 2,266 tracked professional contacts with verified work emails. Direct dials are available where recorded.
Free signup · no credit card
Compliance software companies for financial advisors based in the United Kingdom at a glance
As of Sep 27, 2026Companies by employee count
Email recency for this list is measured worldwide rather than for United Kingdom, so it is reported there. Company counts and contact totals on this page are exact for United Kingdom, over 156 companies.
How this list was built
The recorded descriptions help you assess these company matches. Check a company’s website for its current services and locations.
- Source
- The RevenueBase company graph: 60 million companies and 398.9 million professional contacts resolved from primary sources, queried with RevenueBase SmartSearch, the natural-language company search available to every RevenueBase user.
- What qualifies
- Company records associated with the United Kingdom whose business descriptions match “compliance software companies for financial advisors” by meaning at the Exact setting. Descriptions are compiled in the RevenueBase company graph from public websites, profiles and company information where available; they are not guaranteed quotations from the company's website.
- RevenueBase SmartSearch
- Describe a niche company in your own words to find businesses by meaning. Exact, Similar, Related and Broad control the breadth of RevenueBase SmartSearch. This saved list uses Exact. Each row's Exact match badge shows inclusion in that search, not an individual score or a service-quality judgment.
- Public preview
- The public preview omits records without a verified work email. Where headquarters information is recorded, preview rows are also filtered to this page’s location. Dataset totals and geographic summaries describe the full matched records before these preview filters.
- Match quality
- RevenueBase's August 25, 2026 study assessed 4,198 description/company pairs across matching settings. The publisher reports 86% good or better at Exact. This evaluates the method across queries; it does not audit this individual list. Recorded company descriptions, where available, help you judge each match yourself. Read the full methodology: how the lists are built and what the study measures.
- Ranking
- Team size, largest first: companies are ordered by the number of professionals RevenueBase tracks at each one. Employee ranges shown are reported bands, for context.
- Verification
- Every displayed company carries at least one verified work email. RevenueBase tracks 2,266 professional contacts with verified work emails across the full matched dataset. Contacts re-verify on a rolling cadence, and each contact's own verification date is shown inside RevenueBase.
- Refresh
- This page's figures were pulled from the company graph on September 27, 2026. Lists refresh periodically as the graph is re-checked.
- Record context
- Company records and descriptions can change. Check the company's website for its current services and locations.
Compliance software companies for financial advisors by metro
Frequently asked
What is RevenueBase SmartSearch?
RevenueBase SmartSearch finds niche companies by the meaning of their business descriptions in the RevenueBase company graph. Exact, Similar, Related and Broad control how closely companies must fit your description. This list uses Exact for “compliance software companies for financial advisors”; each Exact match badge shows search membership, not an individual similarity or quality score.
How many compliance software companies for financial advisors are there based in the United Kingdom?
RevenueBase identified 156 company matches for compliance software companies for financial advisors associated with the United Kingdom as of September 2026, using the meaning of business descriptions at Exact. This is the recorded matched set in the RevenueBase company graph.
What is the largest company on this list?
Wolters Kluwer tops the displayed preview by professional contacts tracked in RevenueBase. Recorded headquarters appear in the company rows.
Which city has the most compliance software companies for financial advisors?
London leads with 76 company records, followed by Manchester (7) and Leeds (4).
How do I get contact information for these companies?
A free RevenueBase account lets you run this exact search and work limited free results with 500 credits to start. Upgrading provides access to the 2,266 professional contacts with verified work emails tracked across these 156 companies; direct dials are available where recorded.
How current is this list?
The list refreshes periodically as the company graph is re-checked. This page's figures were pulled on September 27, 2026.
Ready to reach these companies? Verified emails and direct dials for all 156 compliance software companies for financial advisors based in the United Kingdom. Start with a free account, no credit card.
Download this list →Related lists
Compliance software companies for financial advisors by geography
- Compliance software companies for financial advisors based in London, United Kingdom
- Compliance software companies for financial advisors based in New York, United States
- Compliance software companies for financial advisors based in Australia
- Compliance software companies for financial advisors based in Canada
- Compliance software companies for financial advisors based in France
- Compliance software companies for financial advisors based in Germany
- Compliance software companies for financial advisors based in India
- Compliance software companies for financial advisors based in South Africa
- Compliance software companies for financial advisors based in the United States
About this data
RevenueBase is a B2B data infrastructure company. Its company graph covers 60 million companies and 398.9 million professional contacts, with emails verified on a rolling cadence rather than scraped once and left to decay. These company lists are generated directly from that graph with RevenueBase SmartSearch, the same natural-language company search every RevenueBase user has: describe a market in plain words, get the companies that match, and add verified emails and direct dials for the people at them. It is the same data that powers RevenueBase's B2B data products, and a free account includes 500 credits to start. How these lists are built and judged.
More company lists
- All company lists
- Lists by location
- Lists A-Z
- New lists
- Compliance software companies for financial advisors based in London, United Kingdom
- Compliance software companies for financial advisors based in New York, United States
- Compliance software companies for financial advisors based in Australia
- Compliance software companies for financial advisors based in Canada
- Compliance software companies for financial advisors based in France
- Compliance software companies for financial advisors based in Germany
Company intelligence · public preview
Top 25 compliance software companies for financial advisors based in the United Kingdom
Find companies in any niche.
Describe the businesses you want in your own words. RevenueBase SmartSearch matches company descriptions by meaning.
RevenueBase records 156 matching company records for compliance software companies for financial advisors based in the United Kingdom, with 4,598 tracked contacts and 2,266 verified work emails.
This public preview shows 25 selected records ordered by tracked contacts. RevenueBase SmartSearch finds company descriptions that match by meaning at Exact. Snapshot: September 27, 2026.
RevenueBase compiles business descriptions for niche-company discovery; each row shows a recorded excerpt where available. Adapt this search to find the companies and contacts you want.
Top 25 compliance software companies for financial advisors based in the United Kingdom
The public list shows selected company records with contact and verified-email coverage. Reported employee bands provide separate company-size context.
| # | Company | Headquarters on record | Reported employees | RevenueBase SmartSearch | Tracked contacts |
|---|---|---|---|---|---|
| 1 |  Wolters Kluwerwolterskluwer.comHQ: London, United KingdomReported employees: 10001+ | London, United Kingdom | 10001+ | Exact match | 1,279 contacts → |
“Wolters Kluwer Financial Services Solutions are offerings of the company’s Financial & Corporate Compliance.” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 2 |  True Potential LLPtruepotential.co.ukHQ: Newcastle Upon Tyne, United KingdomReported employees: 501-1,000 | Newcastle Upon Tyne, United Kingdom | 501-1,000 | Exact match | 1,189 contacts → |
“Through our industry leading technology and services, we power the businesses of 20% of the UK financial adviser market.” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 3 |  Intelliflointelliflo.comHQ: Wimbledon, United KingdomReported employees: 201-500 | Wimbledon, United Kingdom | 201-500 | Exact match | 485 contacts → |
“intelliflo is the UK’s leading provider of financial advice software, empowering firms to streamline advice journeys, engage clients, and grow their business.” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 4 |  TCC Grouptcc.groupHQ: City Of London, United KingdomReported employees: 51-200 | City Of London, United Kingdom | 51-200 | Exact match | 141 contacts → |
“Intelligent compliance solutions for outcomes that matter* We offer complete compliance solutions to help financial services firms solve their regulatory challenges.” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 5 |  Rilianceriliance.co.ukHQ: Tarporley, United KingdomReported employees: 11-50 | Tarporley, United Kingdom | 11-50 | Exact match | 126 contacts → |
“Riliance is a unique web based risk and compliance system for businesses facing regulations.” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 6 |  Novatusnovatus.comHQ: London, United KingdomReported employees: 51-200 | London, United Kingdom | 51-200 | Exact match | 102 contacts → |
“We enable financial services firms to meet their most complex regulatory requirements through specialist technology and expert-led advisory services.” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 7 |  Timelinetimeline.coHQ: London, United KingdomReported employees: 51-200 | London, United Kingdom | 51-200 | Exact match | 88 contacts → |
“Timeline is the integrated ecosystem built for modern financial advisers.” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 8 |  Dunstan Thomas DTdthomas.co.ukHQ: Portsmouth, United KingdomReported employees: 51-200 | Portsmouth, United Kingdom | 51-200 | Exact match | 70 contacts → |
“Dunstan Thomas (DT) are a leading UK WealthTech partner, having spent over 30 years at the heart of WealthTech innovation.” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 9 |  Funds-Axis Limitedfunds-axis.comHQ: Belfast, United KingdomReported employees: 51-200 | Belfast, United Kingdom | 51-200 | Exact match | 66 contacts → |
“Funds‑Axis is a specialist RegTech firm focused on transforming compliance and risk management for the global investment management industry.” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 10 |  EFLOWeflowglobal.comHQ: London, United KingdomReported employees: 51-200 | London, United Kingdom | 51-200 | Exact match | 58 contacts → |
“Founded in 2004, eflow provides financial firms with technology solutions to help them comply with their regulatory requirements in a more streamlined, efficient and robust way.” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 11 |  Threesixty Servicesthreesixtyservices.co.ukHQ: Manchester, United KingdomReported employees: 51-200 | Manchester, United Kingdom | 51-200 | Exact match | 44 contacts → |
“threesixty provides trusted compliance, technical and business support to over 950 directly authorised advice and discretionary management firms, supporting more than individuals…” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 12 |  Paradigm Consultingparadigm.co.ukHQ: Wilmslow, United KingdomReported employees: 51-200 | Wilmslow, United Kingdom | 51-200 | Exact match | 43 contacts → |
“Paradigm Consulting is a premier provider of compliance support to the UK's financial services community, including directly authorised wealth managers, financial advisers and…” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 13 |  Ruleguardruleguard.comHQ: Moorgate, United KingdomReported employees: 11-50 | Moorgate, United Kingdom | 11-50 | Exact match | 34 contacts → |
“Ruleguard is the leading AI-powered Continuous Assurance Platform built exclusively for regulated financial services firms.” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 14 |  Trailightcomply.comHQ: York, United KingdomReported employees: 11-50 | York, United Kingdom | 11-50 | Exact match | 34 contacts → |
“Comply (formerly Trailight) is trusted by leading firms to manage conduct risk, training and competence frameworks, and accountability regimes.” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 15 |  RQC Grouprqcgroup.comHQ: London, United KingdomReported employees: 11-50 | London, United Kingdom | 11-50 | Exact match | 34 contacts → |
“RQC Group is an industry-leading financial compliance consultancy with offices in London and New York, specialising in FCA, SEC and CFTC/NFA Compliance Consulting, Investment…” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 16 |  Bankhallbankhall.co.ukHQ: Sale, United KingdomReported employees: 201-500 | Sale, United Kingdom | 201-500 | Exact match | 33 contacts → |
“For over 25 years, Bankhall has seen, supported and guided tens of thousands of directly authorised advisers to comply with their obligations and embrace regulatory change.” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 17 |  The Compliance Guys LTDthecomplianceguys.co.ukHQ: Wolverhampton, United KingdomReported employees: 11-50 | Wolverhampton, United Kingdom | 11-50 | Exact match | 24 contacts → |
“From FCA Application to Ongoing Compliance – We've Got You Covered!” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 18 |  UMONYumony.comHQ: London, United KingdomReported employees: 51-200 | London, United Kingdom | 51-200 | Exact match | 23 contacts → |
“Umony provides compliance-first communications infrastructure for regulated financial services firms.” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 19 |  Northrow An Id-Pal Companynorthrow.comHQ: London, United KingdomReported employees: 11-50 | London, United Kingdom | 11-50 | Exact match | 23 contacts → |
“NorthRow, founded in 2010, delivers digitised compliance solutions to regulated businesses to support in the fight against financial crime.” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 20 |  Synapticsynaptic.co.ukHQ: London, United KingdomReported employees: 51-200 | London, United Kingdom | 51-200 | Exact match | 23 contacts → |
“At Synaptic, our mission is to provide independent, whole-of-market financial advisor planning and research software, which delivers due diligence and streamlines customer…” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 21 |  Product Partnershipsproductpartnerships.comHQ: Leeds, United KingdomReported employees: 11-50 | Leeds, United Kingdom | 11-50 | Exact match | 22 contacts → |
“We're the experts in retail compliance!” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 22 |  Sustainwarequooda.comHQ: London, United KingdomReported employees: 11-50 | London, United Kingdom | 11-50 | Exact match | 20 contacts → |
“Digital risk, compliance and safety software that is easy to configure, connects with your existing systems and puts you in control.” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 23 |  Compliance And Training Solutions LTDcomplianceandtraining.co.ukHQ: Colchester, United KingdomReported employees: 11-50 | Colchester, United Kingdom | 11-50 | Exact match | 19 contacts → |
“We are a team of FCA and IFA compliance consultants offering a wide range of completely bespoke services to ensure you remain compliant at all times.” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 24 |  Reg-1reg-1.comHQ: London, United KingdomReported employees: 1-10 | London, United Kingdom | 1-10 | Exact match | 19 contacts → |
“Reg-1 is a Compliance as a Service (CaaS) platform which aims to augment existing compliance teams with a real-time compliance dashboard helping consolidate a firm's assesisment…” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 25 |  GRATHgrath.comHQ: London, United KingdomReported employees: 11-50 | London, United Kingdom | 11-50 | Exact match | 15 contacts → |
“Effortlessly scale your oversight capabilities with the industry's most intuitive regulatory compliance platform.” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
Showing 25 of 156 company matches
Build a targeted audience, find relevant contacts and export available records to your workflow.
Free signup · 500 credits · limited free results
Compliance software companies for financial advisors: dataset insights
September 27, 2026These summaries describe recorded coverage in this saved dataset. This page is derived from saved source records; per-contact mobile coverage and email-recency results are not established by this snapshot.
Reported company sizes
154 records in the displayed employee bands.
2 matching records are outside the displayed bands or do not have a displayed size. Bars show shares of the displayed bands.
Email recency for this list is measured worldwide rather than for United Kingdom, so it is reported there. Company counts and contact totals on this page are exact for United Kingdom, over 156 companies.
How this company list was built
Describe a niche in your own words: companies installing commercial solar, or manufacturers of sustainable packaging. RevenueBase SmartSearch finds companies whose compiled business descriptions match by meaning. This list is one saved example to adapt.
Where the company descriptions come from
RevenueBase compiles company information from public sources, including company websites and public professional profiles such as LinkedIn, alongside information supplied by companies. The short recorded excerpt shown here is separate from the complete business description used for matching; individual source URLs and collection dates are not provided in this public snapshot.
RevenueBase SmartSearch matching settings
- Exact
- Closest fits to the business described.
- Similar
- Similar businesses with a wider range of fits.
- Related
- Related businesses in and around the category.
- Broad
- A broader set of businesses connected to the description.
RevenueBase SmartSearch · Exact match identifies inclusion in this search's closest semantic matching setting. It is not a per-company confidence score, a literal keyword match, or a quality endorsement.
Selection, ordering and scope
The public list shows selected company records with contact and verified-email coverage. Reported employee bands provide separate company-size context.
This page is derived from saved source records; per-contact mobile coverage and email-recency results are not established by this snapshot.
Recorded company descriptions support research; check company websites for current services. The selected preview is ordered by tracked contacts and is not a list of the best service providers.
Snapshot: September 27, 2026.
RevenueBase is a B2B data infrastructure company. Its September 3, 2026 published methodology describes a graph of 60 million companies and 398.9 million professional contacts; these platform figures differ from this page's totals. Published methodology ↗
Compliance software companies for financial advisors by metro
Questions about this company list
What does Exact match mean for compliance software companies for financial advisors?
The separate RevenueBase SmartSearch column identifies inclusion at the closest semantic matching preset. It is not a literal keyword match, a per-company confidence score or a quality endorsement. Changing the search form opens a new search in RevenueBase; it does not reclassify these saved rows.
How many compliance software companies for financial advisors did RevenueBase find based in the United Kingdom?
The saved snapshot records 156 matching company records, 4,598 tracked contacts and 2,266 verified emails. The public preview displays 25 selected records.
Where do the company descriptions come from?
RevenueBase compiles company information from public sources, including company websites and public professional profiles such as LinkedIn, alongside information supplied by companies. The short recorded excerpt shown here is separate from the complete business description used for matching; individual source URLs and collection dates are not provided in this public snapshot.
How are the public companies ordered?
The selected public records are ordered by contacts tracked in RevenueBase, highest first. Contact coverage is a prospecting measure, not an assessment of the company's services or quality.
How can I get contact information?
Select a company's contact count to open its filtered contacts in RevenueBase. Free signup is required and includes 500 credits and limited free results. Verified emails, direct dials and mobile numbers depend on available coverage.
How current is this list?
Snapshot: September 27, 2026. Review each company's website for current services and locations. A recorded business description does not establish that every company offers every service named in the search.
What do headquarters and employee bands mean?
These are recorded company-level fields, rather than a map of every branch or a count of specialists. Missing headquarters or employee bands are labeled; older records may show a location separately from recorded headquarters.
Build your next target company list
Adapt this niche search and work with available contacts in RevenueBase.
Related lists
Compliance software companies for financial advisors by geography
- Compliance software companies for financial advisors based in London, United Kingdom
- Compliance software companies for financial advisors based in New York, United States
- Compliance software companies for financial advisors based in Australia
- Compliance software companies for financial advisors based in Canada
- Compliance software companies for financial advisors based in France
- Compliance software companies for financial advisors based in Germany
- Compliance software companies for financial advisors based in India
- Compliance software companies for financial advisors based in South Africa
- Compliance software companies for financial advisors based in the United States
Cite this list
RevenueBase Data Team. Top 25 compliance software companies for financial advisors based in the United Kingdom. Snapshot: September 27, 2026. https://revenuebase.ai/companies/compliance-software-companies-for-financial-advisors/united-kingdom.
This is a selected public preview of saved company records, rather than an independently verified census. Open the source page ↗
More company lists
- All company lists
- Lists by location
- Lists A-Z
- New lists
- Compliance software companies for financial advisors based in London, United Kingdom
- Compliance software companies for financial advisors based in New York, United States
- Compliance software companies for financial advisors based in Australia
- Compliance software companies for financial advisors based in Canada
- Compliance software companies for financial advisors based in France
- Compliance software companies for financial advisors based in Germany
Company intelligence · public preview
Top 25 compliance software companies for financial advisors based in the United Kingdom
RevenueBase records 156 matching company records for compliance software companies for financial advisors based in the United Kingdom, with 4,598 tracked contacts and 2,266 verified work emails.
This public preview shows 25 selected records ordered by tracked contacts. RevenueBase SmartSearch finds company descriptions that match by meaning at Exact. Snapshot: September 27, 2026.
RevenueBase compiles business descriptions for niche-company discovery; each row shows a recorded excerpt where available. Adapt this search to find the companies and contacts you want.
Top 25 compliance software companies for financial advisors based in the United Kingdom
The public list shows selected company records with contact and verified-email coverage. Reported employee bands provide separate company-size context.
| # | Company | Headquarters on record | Reported employees | RevenueBase SmartSearch | Tracked contacts |
|---|---|---|---|---|---|
| 1 | Wolters Kluwerwolterskluwer.com HQ: London, United KingdomReported employees: 10001+ | London, United Kingdom | 10001+ | Exact match | 1,279 contacts → |
“Wolters Kluwer Financial Services Solutions are offerings of the company’s Financial & Corporate Compliance.” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 2 | True Potential LLPtruepotential.co.uk HQ: Newcastle Upon Tyne, United KingdomReported employees: 501-1,000 | Newcastle Upon Tyne, United Kingdom | 501-1,000 | Exact match | 1,189 contacts → |
“Through our industry leading technology and services, we power the businesses of 20% of the UK financial adviser market.” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 3 | Intelliflointelliflo.com HQ: Wimbledon, United KingdomReported employees: 201-500 | Wimbledon, United Kingdom | 201-500 | Exact match | 485 contacts → |
“intelliflo is the UK’s leading provider of financial advice software, empowering firms to streamline advice journeys, engage clients, and grow their business.” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 4 | TCC Grouptcc.group HQ: City Of London, United KingdomReported employees: 51-200 | City Of London, United Kingdom | 51-200 | Exact match | 141 contacts → |
“Intelligent compliance solutions for outcomes that matter* We offer complete compliance solutions to help financial services firms solve their regulatory challenges.” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 5 | Rilianceriliance.co.uk HQ: Tarporley, United KingdomReported employees: 11-50 | Tarporley, United Kingdom | 11-50 | Exact match | 126 contacts → |
“Riliance is a unique web based risk and compliance system for businesses facing regulations.” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 6 | Novatusnovatus.com HQ: London, United KingdomReported employees: 51-200 | London, United Kingdom | 51-200 | Exact match | 102 contacts → |
“We enable financial services firms to meet their most complex regulatory requirements through specialist technology and expert-led advisory services.” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 7 | Timelinetimeline.co HQ: London, United KingdomReported employees: 51-200 | London, United Kingdom | 51-200 | Exact match | 88 contacts → |
“Timeline is the integrated ecosystem built for modern financial advisers.” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 8 | Dunstan Thomas DTdthomas.co.uk HQ: Portsmouth, United KingdomReported employees: 51-200 | Portsmouth, United Kingdom | 51-200 | Exact match | 70 contacts → |
“Dunstan Thomas (DT) are a leading UK WealthTech partner, having spent over 30 years at the heart of WealthTech innovation.” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 9 | Funds-Axis Limitedfunds-axis.com HQ: Belfast, United KingdomReported employees: 51-200 | Belfast, United Kingdom | 51-200 | Exact match | 66 contacts → |
“Funds‑Axis is a specialist RegTech firm focused on transforming compliance and risk management for the global investment management industry.” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 10 | EFLOWeflowglobal.com HQ: London, United KingdomReported employees: 51-200 | London, United Kingdom | 51-200 | Exact match | 58 contacts → |
“Founded in 2004, eflow provides financial firms with technology solutions to help them comply with their regulatory requirements in a more streamlined, efficient and robust way.” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 11 | Threesixty Servicesthreesixtyservices.co.uk HQ: Manchester, United KingdomReported employees: 51-200 | Manchester, United Kingdom | 51-200 | Exact match | 44 contacts → |
“threesixty provides trusted compliance, technical and business support to over 950 directly authorised advice and discretionary management firms, supporting more than individuals…” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 12 | Paradigm Consultingparadigm.co.uk HQ: Wilmslow, United KingdomReported employees: 51-200 | Wilmslow, United Kingdom | 51-200 | Exact match | 43 contacts → |
“Paradigm Consulting is a premier provider of compliance support to the UK's financial services community, including directly authorised wealth managers, financial advisers and…” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 13 | Ruleguardruleguard.com HQ: Moorgate, United KingdomReported employees: 11-50 | Moorgate, United Kingdom | 11-50 | Exact match | 34 contacts → |
“Ruleguard is the leading AI-powered Continuous Assurance Platform built exclusively for regulated financial services firms.” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 14 | Trailightcomply.com HQ: York, United KingdomReported employees: 11-50 | York, United Kingdom | 11-50 | Exact match | 34 contacts → |
“Comply (formerly Trailight) is trusted by leading firms to manage conduct risk, training and competence frameworks, and accountability regimes.” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 15 | RQC Grouprqcgroup.com HQ: London, United KingdomReported employees: 11-50 | London, United Kingdom | 11-50 | Exact match | 34 contacts → |
“RQC Group is an industry-leading financial compliance consultancy with offices in London and New York, specialising in FCA, SEC and CFTC/NFA Compliance Consulting, Investment…” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 16 | Bankhallbankhall.co.uk HQ: Sale, United KingdomReported employees: 201-500 | Sale, United Kingdom | 201-500 | Exact match | 33 contacts → |
“For over 25 years, Bankhall has seen, supported and guided tens of thousands of directly authorised advisers to comply with their obligations and embrace regulatory change.” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 17 | The Compliance Guys LTDthecomplianceguys.co.uk HQ: Wolverhampton, United KingdomReported employees: 11-50 | Wolverhampton, United Kingdom | 11-50 | Exact match | 24 contacts → |
“From FCA Application to Ongoing Compliance – We've Got You Covered!” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 18 | UMONYumony.com HQ: London, United KingdomReported employees: 51-200 | London, United Kingdom | 51-200 | Exact match | 23 contacts → |
“Umony provides compliance-first communications infrastructure for regulated financial services firms.” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 19 | Northrow An Id-Pal Companynorthrow.com HQ: London, United KingdomReported employees: 11-50 | London, United Kingdom | 11-50 | Exact match | 23 contacts → |
“NorthRow, founded in 2010, delivers digitised compliance solutions to regulated businesses to support in the fight against financial crime.” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 20 | Synapticsynaptic.co.uk HQ: London, United KingdomReported employees: 51-200 | London, United Kingdom | 51-200 | Exact match | 23 contacts → |
“At Synaptic, our mission is to provide independent, whole-of-market financial advisor planning and research software, which delivers due diligence and streamlines customer…” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 21 | Product Partnershipsproductpartnerships.com HQ: Leeds, United KingdomReported employees: 11-50 | Leeds, United Kingdom | 11-50 | Exact match | 22 contacts → |
“We're the experts in retail compliance!” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 22 | Sustainwarequooda.com HQ: London, United KingdomReported employees: 11-50 | London, United Kingdom | 11-50 | Exact match | 20 contacts → |
“Digital risk, compliance and safety software that is easy to configure, connects with your existing systems and puts you in control.” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 23 | Compliance And Training Solutions LTDcomplianceandtraining.co.uk HQ: Colchester, United KingdomReported employees: 11-50 | Colchester, United Kingdom | 11-50 | Exact match | 19 contacts → |
“We are a team of FCA and IFA compliance consultants offering a wide range of completely bespoke services to ensure you remain compliant at all times.” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 24 | Reg-1reg-1.com HQ: London, United KingdomReported employees: 1-10 | London, United Kingdom | 1-10 | Exact match | 19 contacts → |
“Reg-1 is a Compliance as a Service (CaaS) platform which aims to augment existing compliance teams with a real-time compliance dashboard helping consolidate a firm's assesisment…” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 25 | GRATHgrath.com HQ: London, United KingdomReported employees: 11-50 | London, United Kingdom | 11-50 | Exact match | 15 contacts → |
“Effortlessly scale your oversight capabilities with the industry's most intuitive regulatory compliance platform.” Recorded description excerpt · September 27, 2026Open company data in RevenueBase ↗Free signup required. | |||||
Showing 25 of 156 company matches
Build a targeted audience, find relevant contacts and export available records to your workflow.
Free signup · 500 credits · limited free results
Compliance software companies for financial advisors: dataset insights
September 27, 2026These summaries describe recorded coverage in this saved dataset. This page is derived from saved source records; per-contact mobile coverage and email-recency results are not established by this snapshot.
Reported company sizes
154 records in the displayed employee bands.
2 matching records are outside the displayed bands or do not have a displayed size. Bars show shares of the displayed bands.
Email recency for this list is measured worldwide rather than for United Kingdom, so it is reported there. Company counts and contact totals on this page are exact for United Kingdom, over 156 companies.
How this company list was built
Describe a niche in your own words: companies installing commercial solar, or manufacturers of sustainable packaging. RevenueBase SmartSearch finds companies whose compiled business descriptions match by meaning. This list is one saved example to adapt.
Where the company descriptions come from
RevenueBase compiles company information from public sources, including company websites and public professional profiles such as LinkedIn, alongside information supplied by companies. The short recorded excerpt shown here is separate from the complete business description used for matching; individual source URLs and collection dates are not provided in this public snapshot.
RevenueBase SmartSearch matching settings
- Exact
- Closest fits to the business described.
- Similar
- Similar businesses with a wider range of fits.
- Related
- Related businesses in and around the category.
- Broad
- A broader set of businesses connected to the description.
RevenueBase SmartSearch · Exact match identifies inclusion in this search's closest semantic matching setting. It is not a per-company confidence score, a literal keyword match, or a quality endorsement.
Selection, ordering and scope
The public list shows selected company records with contact and verified-email coverage. Reported employee bands provide separate company-size context.
This page is derived from saved source records; per-contact mobile coverage and email-recency results are not established by this snapshot.
Recorded company descriptions support research; check company websites for current services. The selected preview is ordered by tracked contacts and is not a list of the best service providers.
Snapshot: September 27, 2026.
RevenueBase is a B2B data infrastructure company. Its September 3, 2026 published methodology describes a graph of 60 million companies and 398.9 million professional contacts; these platform figures differ from this page's totals. Published methodology ↗
Compliance software companies for financial advisors by metro
Questions about this company list
What does Exact match mean for compliance software companies for financial advisors?
The separate RevenueBase SmartSearch column identifies inclusion at the closest semantic matching preset. It is not a literal keyword match, a per-company confidence score or a quality endorsement. Changing the search form opens a new search in RevenueBase; it does not reclassify these saved rows.
How many compliance software companies for financial advisors did RevenueBase find based in the United Kingdom?
The saved snapshot records 156 matching company records, 4,598 tracked contacts and 2,266 verified emails. The public preview displays 25 selected records.
Where do the company descriptions come from?
RevenueBase compiles company information from public sources, including company websites and public professional profiles such as LinkedIn, alongside information supplied by companies. The short recorded excerpt shown here is separate from the complete business description used for matching; individual source URLs and collection dates are not provided in this public snapshot.
How are the public companies ordered?
The selected public records are ordered by contacts tracked in RevenueBase, highest first. Contact coverage is a prospecting measure, not an assessment of the company's services or quality.
How can I get contact information?
Select a company's contact count to open its filtered contacts in RevenueBase. Free signup is required and includes 500 credits and limited free results. Verified emails, direct dials and mobile numbers depend on available coverage.
How current is this list?
Snapshot: September 27, 2026. Review each company's website for current services and locations. A recorded business description does not establish that every company offers every service named in the search.
What do headquarters and employee bands mean?
These are recorded company-level fields, rather than a map of every branch or a count of specialists. Missing headquarters or employee bands are labeled; older records may show a location separately from recorded headquarters.
Build your next target company list
Adapt this niche search and work with available contacts in RevenueBase.
Related lists
Compliance software companies for financial advisors by geography
- Compliance software companies for financial advisors based in London, United Kingdom
- Compliance software companies for financial advisors based in New York, United States
- Compliance software companies for financial advisors based in Australia
- Compliance software companies for financial advisors based in Canada
- Compliance software companies for financial advisors based in France
- Compliance software companies for financial advisors based in Germany
- Compliance software companies for financial advisors based in India
- Compliance software companies for financial advisors based in South Africa
- Compliance software companies for financial advisors based in the United States
Cite this list
RevenueBase Data Team. Top 25 compliance software companies for financial advisors based in the United Kingdom. Snapshot: September 27, 2026. https://revenuebase.ai/companies/compliance-software-companies-for-financial-advisors/united-kingdom.
This is a selected public preview of saved company records, rather than an independently verified census. Open the source page ↗
More company lists
- All company lists
- Lists by location
- Lists A-Z
- New lists
- Compliance software companies for financial advisors based in London, United Kingdom
- Compliance software companies for financial advisors based in New York, United States
- Compliance software companies for financial advisors based in Australia
- Compliance software companies for financial advisors based in Canada
- Compliance software companies for financial advisors based in France
- Compliance software companies for financial advisors based in Germany