Company lists · Data refreshed September 2026
Top 25 Sec compliance consulting firms based in the United States
RevenueBase identified 387 company matches for sec compliance consulting firms associated with the United States as of September 2026 and tracks 3,035 professional contacts across them, including 1,329 with verified work emails and 1,390 with mobile numbers. New York is the largest hub.
This list covers company matches for sec compliance consulting firms associated with the United States, found by RevenueBase SmartSearch using the meaning of business descriptions in its company graph at Exact. Ranked by professionals tracked, largest first. Rows show recorded descriptions where available, Exact search membership and the snapshot date. Data refreshed September 6, 2026.
Published by RevenueBase, a B2B data infrastructure company. This list was built with RevenueBase SmartSearch, the natural-language company search RevenueBase customers use to build their own targeted lists and unlock verified emails and direct dials at the companies on them. How these lists are built and judged.
The 25 largest sec compliance consulting firms based in the United States
Ranked by team size| # | Company | Contacts | |||
|---|---|---|---|---|---|
| 1 | 308 contacts → | ||||
Exact match “At Comply, we pride ourselves on being the champion for compliance professionals.” Recorded in the RevenueBase company graph · Sep 6, 2026 · View company records in RevenueBase | |||||
| 2 | 204 contacts → | ||||
Exact match “MindPoint Group, a Quantum Sky company, is a cybersecurity specialist trusted by U.S.” Recorded in the RevenueBase company graph · Sep 6, 2026 · View company records in RevenueBase | |||||
| 3 | 145 contacts → | ||||
Exact match “Established in 2014, Optima is a leading global regulatory compliance and cybersecurity consulting firm advising financial institutions, including investment managers, hedge…” Recorded in the RevenueBase company graph · Sep 6, 2026 · View company records in RevenueBase | |||||
| 4 | 110 contacts → | ||||
Exact match “Established in 1976 in Pittsburgh, Pennsylvania, Allegheny Financial Group is an SEC* registered investment advisory firm.” Recorded in the RevenueBase company graph · Sep 6, 2026 · View company records in RevenueBase | |||||
| 5 | 110 contacts → | ||||
Exact match “For over 40 years, DFP Partners has been a committed ally to Broker-Dealers, Registered Investment Advisers, and other financial services firms looking for accounting and…” Recorded in the RevenueBase company graph · Sep 6, 2026 · View company records in RevenueBase | |||||
| 6 | 67 contacts → | ||||
Exact match “Ashland Partners & Company LLP is a PCAOB registered, specialty CPA firm providing due diligence solutions to the investment management industry.” Recorded in the RevenueBase company graph · Sep 6, 2026 · View company records in RevenueBase | |||||
| 7 | 56 contacts → | ||||
Exact match “We are now Acclarity.” Recorded in the RevenueBase company graph · Sep 6, 2026 · View company records in RevenueBase | |||||
| 8 | 42 contacts → | ||||
Exact match “FLOYD ADVISORY is a consulting firm providing financial and accounting expertise in areas of SEC reporting, transaction advisory, investigations and compliance, valuation and…” Recorded in the RevenueBase company graph · Sep 6, 2026 · View company records in RevenueBase | |||||
| 9 | 41 contacts → | ||||
Exact match “Our service team has a broad based local and national experience in the industries of professional services, technology & software, health care, alternative energy, e-commerce, as…” Recorded in the RevenueBase company graph · Sep 6, 2026 · View company records in RevenueBase | |||||
| 10 | 39 contacts → | ||||
Exact match “Independence Square Advisors is an SEC Registered Investment Adviser (RIA) and independent wealth management consulting firm.” Recorded in the RevenueBase company graph · Sep 6, 2026 · View company records in RevenueBase | |||||
| 11 | 35 contacts → | ||||
Exact match “Investment Advisory Services offered through Alphastar Capital Management, LLC, an SEC Registered Investment Adviser.” Recorded in the RevenueBase company graph · Sep 6, 2026 · View company records in RevenueBase | |||||
| 12 | 33 contacts → | ||||
Exact match “Accountability, respect, competence and trustworthiness.” Recorded in the RevenueBase company graph · Sep 6, 2026 · View company records in RevenueBase | |||||
| 13 | 33 contacts → | ||||
Exact match “Key Bridge Compliance is a boutique consulting rm revolutionizing the regulatory landscape for SEC-registered investment advisers.” Recorded in the RevenueBase company graph · Sep 6, 2026 · View company records in RevenueBase | |||||
| 14 | 29 contacts → | ||||
Exact match “Please follow us here: Hightower Advisors, LLC is an SEC registered investment adviser.” Recorded in the RevenueBase company graph · Sep 6, 2026 · View company records in RevenueBase | |||||
| 15 | 28 contacts → | ||||
Exact match “Potomac River Partners is a specialized management consulting firm offering a variety of services to meet our clients’ challenges.” Recorded in the RevenueBase company graph · Sep 6, 2026 · View company records in RevenueBase | |||||
| 16 | 25 contacts → | ||||
Exact match “Cloudbreak Compliance Group is a leading consulting firm that provides investment advisers with customized compliance support and solutions.” Recorded in the RevenueBase company graph · Sep 6, 2026 · View company records in RevenueBase | |||||
| 17 | 25 contacts → | ||||
Exact match “Overview CBIZ Stinnett helps companies manage risk and improve performance to operate better, smarter, and faster.” Recorded in the RevenueBase company graph · Sep 6, 2026 · View company records in RevenueBase | |||||
| 18 | 23 contacts → | ||||
Exact match “Renaissance Regulatory Services (RRS) is a privately held boutique consulting firm based in Deerfield Beach, Florida.” Recorded in the RevenueBase company graph · Sep 6, 2026 · View company records in RevenueBase | |||||
| 19 | 23 contacts → | ||||
Exact match “Standish Compliance is a boutique compliance consulting firm dedicated to investment advisory support, since our founding in 2011.” Recorded in the RevenueBase company graph · Sep 6, 2026 · View company records in RevenueBase | |||||
| 20 | 21 contacts → | ||||
Exact match “Certified Public Accounting Firm offering traditional audits, consulting, and tax services as well as a broad range of advisory services including strategic, regulatory, mergers…” Recorded in the RevenueBase company graph · Sep 6, 2026 · View company records in RevenueBase | |||||
| 21 | 19 contacts → | ||||
Exact match “Cooper-Richards is a Denver-based firm that specializes in independent IT risk management, internal audit, accounting and finance management, and regulatory compliance services…” Recorded in the RevenueBase company graph · Sep 6, 2026 · View company records in RevenueBase | |||||
| 22 | 19 contacts → | ||||
Exact match “Auditwerx specializes in providing professional security compliance solutions for service organizations big and small.” Recorded in the RevenueBase company graph · Sep 6, 2026 · View company records in RevenueBase | |||||
| 23 | 19 contacts → | ||||
Exact match “SHARPEST TOOLS IN THE SHED Whether you're building a new firm, reinforcing compliance resources, or repairing compliance deficiencies, Compliers' experienced CCOs and compliance…” Recorded in the RevenueBase company graph · Sep 6, 2026 · View company records in RevenueBase | |||||
| 24 | 18 contacts → | ||||
Exact match “Your Trusted Security Experts Sapphire Risk Advisory Group is one of the oldest licensed national security consulting firms in the United States, trusted by clients in 37+ states…” Recorded in the RevenueBase company graph · Sep 6, 2026 · View company records in RevenueBase | |||||
| 25 | 17 contacts → | ||||
Exact match “At Simon Compliance, each of our clients receives a customized compliance program designed by a former SEC enforcement attorney who knows what it takes to comply with the…” Recorded in the RevenueBase company graph · Sep 6, 2026 · View company records in RevenueBase | |||||
RevenueBase SmartSearch
Describe a niche business in your own words. RevenueBase SmartSearch compares the meaning of your description with company business descriptions compiled in the RevenueBase company graph. Exact, Similar, Related and Broad control how closely companies must fit.
This list uses Exact for “sec compliance consulting firms”. Each Exact match badge shows membership in that saved search; it is not an individual similarity score or a service-quality rating. Recorded descriptions are shown where available.
Showing 25 of 387 sec compliance consulting firms based in the United States
See the full list, filter by size, metro and specialty, and access 1,329 tracked professional contacts with verified work emails. Direct dials are available where recorded.
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Sec compliance consulting firms based in the United States at a glance
As of Sep 6, 2026Companies by employee count
Freshness & accuracy
How recently the business emails on this list were verified
Email last verified
How this list was built
The recorded descriptions help you assess these company matches. Check a company’s website for its current services and locations.
- Source
- The RevenueBase company graph: 60 million companies and 398.9 million professional contacts resolved from primary sources, queried with RevenueBase SmartSearch, the natural-language company search available to every RevenueBase user.
- What qualifies
- Company records associated with the United States whose business descriptions match “sec compliance consulting firms” by meaning at the Exact setting. Descriptions are compiled in the RevenueBase company graph from public websites, profiles and company information where available; they are not guaranteed quotations from the company's website.
- RevenueBase SmartSearch
- Describe a niche company in your own words to find businesses by meaning. Exact, Similar, Related and Broad control the breadth of RevenueBase SmartSearch. This saved list uses Exact. Each row's Exact match badge shows inclusion in that search, not an individual score or a service-quality judgment.
- Public preview
- The public preview omits records without a verified work email. Where headquarters information is recorded, preview rows are also filtered to this page’s location. Dataset totals and geographic summaries describe the full matched records before these preview filters.
- Match quality
- RevenueBase's August 25, 2026 study assessed 4,198 description/company pairs across matching settings. The publisher reports 86% good or better at Exact. This evaluates the method across queries; it does not audit this individual list. Recorded company descriptions, where available, help you judge each match yourself. Read the full methodology: how the lists are built and what the study measures.
- Ranking
- Team size, largest first: companies are ordered by the number of professionals RevenueBase tracks at each one. Employee ranges shown are reported bands, for context.
- Verification
- Every displayed company carries at least one verified work email. RevenueBase tracks 1,329 professional contacts with verified work emails across the full matched dataset. Contacts re-verify on a rolling cadence, and each contact's own verification date is shown inside RevenueBase.
- Refresh
- This page's figures were pulled from the company graph on September 6, 2026. Lists refresh periodically as the graph is re-checked.
- Record context
- Company records and descriptions can change. Check the company's website for its current services and locations.
Sec compliance consulting firms by metro
Frequently asked
What is RevenueBase SmartSearch?
RevenueBase SmartSearch finds niche companies by the meaning of their business descriptions in the RevenueBase company graph. Exact, Similar, Related and Broad control how closely companies must fit your description. This list uses Exact for “sec compliance consulting firms”; each Exact match badge shows search membership, not an individual similarity or quality score.
How many sec compliance consulting firms are there based in the United States?
RevenueBase identified 387 company matches for sec compliance consulting firms associated with the United States as of September 2026, using the meaning of business descriptions at Exact. This is the recorded matched set in the RevenueBase company graph.
What is the largest company on this list?
Comply tops the displayed preview by professional contacts tracked in RevenueBase. Recorded headquarters appear in the company rows.
Which city has the most sec compliance consulting firms?
New York leads with 33 company records, followed by Chicago (13) and Miami (10).
How do I get contact information for these companies?
A free RevenueBase account lets you run this exact search and work limited free results with 500 credits to start. Upgrading provides access to the 1,329 professional contacts with verified work emails tracked across these 387 companies; direct dials are available where recorded.
How current is this list?
The list refreshes periodically as the company graph is re-checked. This page's figures were pulled on September 6, 2026.
Ready to reach these companies? Verified emails and direct dials for all 387 sec compliance consulting firms based in the United States. Start with a free account, no credit card.
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Sec compliance consulting firms by geography
About this data
RevenueBase is a B2B data infrastructure company. Its company graph covers 60 million companies and 398.9 million professional contacts, with emails verified on a rolling cadence rather than scraped once and left to decay. These company lists are generated directly from that graph with RevenueBase SmartSearch, the same natural-language company search every RevenueBase user has: describe a market in plain words, get the companies that match, and add verified emails and direct dials for the people at them. It is the same data that powers RevenueBase's B2B data products, and a free account includes 500 credits to start. How these lists are built and judged.
More company lists
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- Lists A-Z
- New lists
- Sec compliance consulting firms based in the United Kingdom
- Sec compliance consulting firms based in Brazil
- Sec compliance consulting firms based in New York, United States
- Sec compliance consulting firms based in India
- AI companies based in the United States
- Cybersecurity companies based in the United States
Company intelligence · public preview
Top 25 sec compliance consulting firms based in the United States
Find companies in any niche.
Describe the businesses you want in your own words. RevenueBase SmartSearch matches company descriptions by meaning.
RevenueBase records 387 matching company records for sec compliance consulting firms based in the United States, with 3,035 tracked contacts and 1,329 verified work emails.
This public preview shows 25 selected records ordered by tracked contacts. RevenueBase SmartSearch finds company descriptions that match by meaning at Exact. Snapshot: September 6, 2026.
RevenueBase compiles business descriptions for niche-company discovery; each row shows a recorded excerpt where available. Adapt this search to find the companies and contacts you want.
Top 25 sec compliance consulting firms based in the United States
The public list shows selected company records with contact and verified-email coverage. Reported employee bands provide separate company-size context.
| # | Company | Headquarters on record | Reported employees | RevenueBase SmartSearch | Tracked contacts |
|---|---|---|---|---|---|
| 1 |  Complycomply.comHQ: New York, NY, United StatesReported employees: 201-500 | New York, NY, United States | 201-500 | Exact match | 308 contacts → |
“At Comply, we pride ourselves on being the champion for compliance professionals.” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 2 |  Mindpoint Group, A Quantum SKY Companymindpointgroup.comHQ: Reston, VA, United StatesReported employees: 1,001-5,000 | Reston, VA, United States | 1,001-5,000 | Exact match | 204 contacts → |
“MindPoint Group, a Quantum Sky company, is a cybersecurity specialist trusted by U.S.” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 3 |  Optima Partnersoptima-partners.comHQ: NY, United StatesReported employees: 51-200 | NY, United States | 51-200 | Exact match | 145 contacts → |
“Established in 2014, Optima is a leading global regulatory compliance and cybersecurity consulting firm advising financial institutions, including investment managers, hedge…” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 4 |  Allegheny Financial Groupalleghenyfinancial.comHQ: Pittsburgh, PA, United StatesReported employees: 51-200 | Pittsburgh, PA, United States | 51-200 | Exact match | 110 contacts → |
“Established in 1976 in Pittsburgh, Pennsylvania, Allegheny Financial Group is an SEC* registered investment advisory firm.” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 5 |  DFP Partnersdfppartners.comHQ: New York, NY, United StatesReported employees: 51-200 | New York, NY, United States | 51-200 | Exact match | 110 contacts → |
“For over 40 years, DFP Partners has been a committed ally to Broker-Dealers, Registered Investment Advisers, and other financial services firms looking for accounting and…” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 6 |  Ashland Partners & Company LLPashlandpartners.comHQ: Medford, OR, United StatesReported employees: 11-50 | Medford, OR, United States | 11-50 | Exact match | 67 contacts → |
“Ashland Partners & Company LLP is a PCAOB registered, specialty CPA firm providing due diligence solutions to the investment management industry.” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 7 |  Kaiser Consulting Your Accounting And Compliance Partneracclaritygroup.comHQ: Powell, OH, United StatesReported employees: 51-200 | Powell, OH, United States | 51-200 | Exact match | 56 contacts → |
“We are now Acclarity.” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 8 |  Floyd Advisory LLCfloydadvisory.comHQ: Boston, MA, United StatesReported employees: 11-50 | Boston, MA, United States | 11-50 | Exact match | 42 contacts → |
“FLOYD ADVISORY is a consulting firm providing financial and accounting expertise in areas of SEC reporting, transaction advisory, investigations and compliance, valuation and…” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 9 |  Taad LLPtaadllp.comHQ: Diamond Bar, CA, United StatesReported employees: 51-200 | Diamond Bar, CA, United States | 51-200 | Exact match | 41 contacts → |
“Our service team has a broad based local and national experience in the industries of professional services, technology & software, health care, alternative energy, e-commerce, as…” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 10 |  Independence Square Advisorsindsquare.comHQ: King Of Prussia, PA, United StatesReported employees: 11-50 | King Of Prussia, PA, United States | 11-50 | Exact match | 39 contacts → |
“Independence Square Advisors is an SEC Registered Investment Adviser (RIA) and independent wealth management consulting firm.” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 11 |  Alphastar Capital Managementalphastarcm.comHQ: Cornelius, NC, United StatesReported employees: 51-200 | Cornelius, NC, United States | 51-200 | Exact match | 35 contacts → |
“Investment Advisory Services offered through Alphastar Capital Management, LLC, an SEC Registered Investment Adviser.” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 12 |  HCFLhcflcpa.comHQ: Timonium, United StatesReported employees: 11-50 | Timonium, United States | 11-50 | Exact match | 33 contacts → |
“Accountability, respect, competence and trustworthiness.” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 13 | KEY Bridge Compliancekeybridgecompliance.com HQ: Covington, KY, United StatesReported employees: 11-50 | Covington, KY, United States | 11-50 | Exact match | 33 contacts → |
“Key Bridge Compliance is a boutique consulting rm revolutionizing the regulatory landscape for SEC-registered investment advisers.” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 14 |  Hightower Signature Wealth-Lexingtonhightowersignature.comHQ: Lexington, MA, United StatesReported employees: 11-50 | Lexington, MA, United States | 11-50 | Exact match | 29 contacts → |
“Please follow us here: Hightower Advisors, LLC is an SEC registered investment adviser.” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 15 |  Potomac River Partnerspotomacriverpartners.comHQ: Arlington, VA, United StatesReported employees: 11-50 | Arlington, VA, United States | 11-50 | Exact match | 28 contacts → |
“Potomac River Partners is a specialized management consulting firm offering a variety of services to meet our clients’ challenges.” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 16 |  Cloudbreak Compliance Group, LLCcloudbreakcompliance.comHQ: White Plains, NY, United StatesReported employees: 11-50 | White Plains, NY, United States | 11-50 | Exact match | 25 contacts → |
“Cloudbreak Compliance Group is a leading consulting firm that provides investment advisers with customized compliance support and solutions.” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 17 | Cbiz Stinnettstinnett-associates.com HQ: Tulsa, OK, United StatesReported employees: 51-200 | Tulsa, OK, United States | 51-200 | Exact match | 25 contacts → |
“Overview CBIZ Stinnett helps companies manage risk and improve performance to operate better, smarter, and faster.” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 18 |  Renaissance Regulatory Servicesrrscompliance.comHQ: Deerfield Beach, FL, United StatesReported employees: 11-50 | Deerfield Beach, FL, United States | 11-50 | Exact match | 23 contacts → |
“Renaissance Regulatory Services (RRS) is a privately held boutique consulting firm based in Deerfield Beach, Florida.” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 19 |  Standish Compliance Services, LLCstandishcompliance.comHQ: Dallas, PA, United StatesReported employees: 11-50 | Dallas, PA, United States | 11-50 | Exact match | 23 contacts → |
“Standish Compliance is a boutique compliance consulting firm dedicated to investment advisory support, since our founding in 2011.” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 20 |  Rich, Wightman & Company Cpas, LLCrichwightman.comHQ: Las Vegas, NV, United StatesReported employees: 11-50 | Las Vegas, NV, United States | 11-50 | Exact match | 21 contacts → |
“Certified Public Accounting Firm offering traditional audits, consulting, and tax services as well as a broad range of advisory services including strategic, regulatory, mergers…” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 21 |  Cooper-Richards, LLCcooper-richards.comHQ: Denver, CO, United StatesReported employees: 11-50 | Denver, CO, United States | 11-50 | Exact match | 19 contacts → |
“Cooper-Richards is a Denver-based firm that specializes in independent IT risk management, internal audit, accounting and finance management, and regulatory compliance services…” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 22 |  Auditwerxauditwerx.comHQ: Tampa, FL, United StatesReported employees: 11-50 | Tampa, FL, United States | 11-50 | Exact match | 19 contacts → |
“Auditwerx specializes in providing professional security compliance solutions for service organizations big and small.” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 23 |  Compliers Consulting Services, LLCcompliers.comHQ: New York, NY, United StatesReported employees: 11-50 | New York, NY, United States | 11-50 | Exact match | 19 contacts → |
“SHARPEST TOOLS IN THE SHED Whether you're building a new firm, reinforcing compliance resources, or repairing compliance deficiencies, Compliers' experienced CCOs and compliance…” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 24 |  Sapphire Risk Advisory Groupsapphirerisk.comHQ: League City, TX, United StatesReported employees: 1-10 | League City, TX, United States | 1-10 | Exact match | 18 contacts → |
“Your Trusted Security Experts Sapphire Risk Advisory Group is one of the oldest licensed national security consulting firms in the United States, trusted by clients in 37+ states…” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 25 |  Simon Compliance LLCsimoncompliance.comHQ: Winnetka, IL, United StatesReported employees: 11-50 | Winnetka, IL, United States | 11-50 | Exact match | 17 contacts → |
“At Simon Compliance, each of our clients receives a customized compliance program designed by a former SEC enforcement attorney who knows what it takes to comply with the…” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
Showing 25 of 387 company matches
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Sec compliance consulting firms: dataset insights
September 6, 2026These summaries describe recorded coverage in this saved dataset. Coverage describes records in RevenueBase, rather than a census of every business in this market.
Reported company sizes
387 records in the displayed employee bands.
0 matching records are outside the displayed bands or do not have a displayed size. Bars show shares of the displayed bands.
Freshness & accuracy
How recently the business emails on this list were verified
Email last verified
How this company list was built
Describe a niche in your own words: companies installing commercial solar, or manufacturers of sustainable packaging. RevenueBase SmartSearch finds companies whose compiled business descriptions match by meaning. This list is one saved example to adapt.
Where the company descriptions come from
RevenueBase compiles company information from public sources, including company websites and public professional profiles such as LinkedIn, alongside information supplied by companies. The short recorded excerpt shown here is separate from the complete business description used for matching; individual source URLs and collection dates are not provided in this public snapshot.
RevenueBase SmartSearch matching settings
- Exact
- Closest fits to the business described.
- Similar
- Similar businesses with a wider range of fits.
- Related
- Related businesses in and around the category.
- Broad
- A broader set of businesses connected to the description.
RevenueBase SmartSearch · Exact match identifies inclusion in this search's closest semantic matching setting. It is not a per-company confidence score, a literal keyword match, or a quality endorsement.
Selection, ordering and scope
The public list shows selected company records with contact and verified-email coverage. Reported employee bands provide separate company-size context.
Coverage describes records in RevenueBase, rather than a census of every business in this market.
Recorded company descriptions support research; check company websites for current services. The selected preview is ordered by tracked contacts and is not a list of the best service providers.
Snapshot: September 6, 2026.
RevenueBase is a B2B data infrastructure company. Its September 3, 2026 published methodology describes a graph of 60 million companies and 398.9 million professional contacts; these platform figures differ from this page's totals. Published methodology ↗
Sec compliance consulting firms by metro
Questions about this company list
What does Exact match mean for sec compliance consulting firms?
The separate RevenueBase SmartSearch column identifies inclusion at the closest semantic matching preset. It is not a literal keyword match, a per-company confidence score or a quality endorsement. Changing the search form opens a new search in RevenueBase; it does not reclassify these saved rows.
How many sec compliance consulting firms did RevenueBase find based in the United States?
The saved snapshot records 387 matching company records, 3,035 tracked contacts and 1,329 verified emails. The public preview displays 25 selected records.
Where do the company descriptions come from?
RevenueBase compiles company information from public sources, including company websites and public professional profiles such as LinkedIn, alongside information supplied by companies. The short recorded excerpt shown here is separate from the complete business description used for matching; individual source URLs and collection dates are not provided in this public snapshot.
How are the public companies ordered?
The selected public records are ordered by contacts tracked in RevenueBase, highest first. Contact coverage is a prospecting measure, not an assessment of the company's services or quality.
How can I get contact information?
Select a company's contact count to open its filtered contacts in RevenueBase. Free signup is required and includes 500 credits and limited free results. Verified emails, direct dials and mobile numbers depend on available coverage.
How current is this list?
Snapshot: September 6, 2026. Review each company's website for current services and locations. A recorded business description does not establish that every company offers every service named in the search.
What do headquarters and employee bands mean?
These are recorded company-level fields, rather than a map of every branch or a count of specialists. Missing headquarters or employee bands are labeled; older records may show a location separately from recorded headquarters.
Build your next target company list
Adapt this niche search and work with available contacts in RevenueBase.
Related lists
Sec compliance consulting firms by geography
Cite this list
RevenueBase Data Team. Top 25 sec compliance consulting firms based in the United States. Snapshot: September 6, 2026. https://revenuebase.ai/companies/sec-compliance-consulting-firms/united-states.
This is a selected public preview of saved company records, rather than an independently verified census. Open the source page ↗
More company lists
- All company lists
- Lists by location
- Lists A-Z
- New lists
- Sec compliance consulting firms based in the United Kingdom
- Sec compliance consulting firms based in Brazil
- Sec compliance consulting firms based in New York, United States
- Sec compliance consulting firms based in India
- AI companies based in the United States
- Cybersecurity companies based in the United States
Company intelligence · public preview
Top 25 sec compliance consulting firms based in the United States
RevenueBase records 387 matching company records for sec compliance consulting firms based in the United States, with 3,035 tracked contacts and 1,329 verified work emails.
This public preview shows 25 selected records ordered by tracked contacts. RevenueBase SmartSearch finds company descriptions that match by meaning at Exact. Snapshot: September 6, 2026.
RevenueBase compiles business descriptions for niche-company discovery; each row shows a recorded excerpt where available. Adapt this search to find the companies and contacts you want.
Top 25 sec compliance consulting firms based in the United States
The public list shows selected company records with contact and verified-email coverage. Reported employee bands provide separate company-size context.
| # | Company | Headquarters on record | Reported employees | RevenueBase SmartSearch | Tracked contacts |
|---|---|---|---|---|---|
| 1 | Complycomply.com HQ: New York, NY, United StatesReported employees: 201-500 | New York, NY, United States | 201-500 | Exact match | 308 contacts → |
“At Comply, we pride ourselves on being the champion for compliance professionals.” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 2 | Mindpoint Group, A Quantum SKY Companymindpointgroup.com HQ: Reston, VA, United StatesReported employees: 1,001-5,000 | Reston, VA, United States | 1,001-5,000 | Exact match | 204 contacts → |
“MindPoint Group, a Quantum Sky company, is a cybersecurity specialist trusted by U.S.” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 3 | Optima Partnersoptima-partners.com HQ: NY, United StatesReported employees: 51-200 | NY, United States | 51-200 | Exact match | 145 contacts → |
“Established in 2014, Optima is a leading global regulatory compliance and cybersecurity consulting firm advising financial institutions, including investment managers, hedge…” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 4 | Allegheny Financial Groupalleghenyfinancial.com HQ: Pittsburgh, PA, United StatesReported employees: 51-200 | Pittsburgh, PA, United States | 51-200 | Exact match | 110 contacts → |
“Established in 1976 in Pittsburgh, Pennsylvania, Allegheny Financial Group is an SEC* registered investment advisory firm.” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 5 | DFP Partnersdfppartners.com HQ: New York, NY, United StatesReported employees: 51-200 | New York, NY, United States | 51-200 | Exact match | 110 contacts → |
“For over 40 years, DFP Partners has been a committed ally to Broker-Dealers, Registered Investment Advisers, and other financial services firms looking for accounting and…” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 6 | Ashland Partners & Company LLPashlandpartners.com HQ: Medford, OR, United StatesReported employees: 11-50 | Medford, OR, United States | 11-50 | Exact match | 67 contacts → |
“Ashland Partners & Company LLP is a PCAOB registered, specialty CPA firm providing due diligence solutions to the investment management industry.” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 7 | Kaiser Consulting Your Accounting And Compliance Partneracclaritygroup.com HQ: Powell, OH, United StatesReported employees: 51-200 | Powell, OH, United States | 51-200 | Exact match | 56 contacts → |
“We are now Acclarity.” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 8 | Floyd Advisory LLCfloydadvisory.com HQ: Boston, MA, United StatesReported employees: 11-50 | Boston, MA, United States | 11-50 | Exact match | 42 contacts → |
“FLOYD ADVISORY is a consulting firm providing financial and accounting expertise in areas of SEC reporting, transaction advisory, investigations and compliance, valuation and…” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 9 | Taad LLPtaadllp.com HQ: Diamond Bar, CA, United StatesReported employees: 51-200 | Diamond Bar, CA, United States | 51-200 | Exact match | 41 contacts → |
“Our service team has a broad based local and national experience in the industries of professional services, technology & software, health care, alternative energy, e-commerce, as…” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 10 | Independence Square Advisorsindsquare.com HQ: King Of Prussia, PA, United StatesReported employees: 11-50 | King Of Prussia, PA, United States | 11-50 | Exact match | 39 contacts → |
“Independence Square Advisors is an SEC Registered Investment Adviser (RIA) and independent wealth management consulting firm.” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 11 | Alphastar Capital Managementalphastarcm.com HQ: Cornelius, NC, United StatesReported employees: 51-200 | Cornelius, NC, United States | 51-200 | Exact match | 35 contacts → |
“Investment Advisory Services offered through Alphastar Capital Management, LLC, an SEC Registered Investment Adviser.” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 12 | HCFLhcflcpa.com HQ: Timonium, United StatesReported employees: 11-50 | Timonium, United States | 11-50 | Exact match | 33 contacts → |
“Accountability, respect, competence and trustworthiness.” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 13 | KEY Bridge Compliancekeybridgecompliance.com HQ: Covington, KY, United StatesReported employees: 11-50 | Covington, KY, United States | 11-50 | Exact match | 33 contacts → |
“Key Bridge Compliance is a boutique consulting rm revolutionizing the regulatory landscape for SEC-registered investment advisers.” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 14 | Hightower Signature Wealth-Lexingtonhightowersignature.com HQ: Lexington, MA, United StatesReported employees: 11-50 | Lexington, MA, United States | 11-50 | Exact match | 29 contacts → |
“Please follow us here: Hightower Advisors, LLC is an SEC registered investment adviser.” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 15 | Potomac River Partnerspotomacriverpartners.com HQ: Arlington, VA, United StatesReported employees: 11-50 | Arlington, VA, United States | 11-50 | Exact match | 28 contacts → |
“Potomac River Partners is a specialized management consulting firm offering a variety of services to meet our clients’ challenges.” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 16 | Cloudbreak Compliance Group, LLCcloudbreakcompliance.com HQ: White Plains, NY, United StatesReported employees: 11-50 | White Plains, NY, United States | 11-50 | Exact match | 25 contacts → |
“Cloudbreak Compliance Group is a leading consulting firm that provides investment advisers with customized compliance support and solutions.” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 17 | Cbiz Stinnettstinnett-associates.com HQ: Tulsa, OK, United StatesReported employees: 51-200 | Tulsa, OK, United States | 51-200 | Exact match | 25 contacts → |
“Overview CBIZ Stinnett helps companies manage risk and improve performance to operate better, smarter, and faster.” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 18 | Renaissance Regulatory Servicesrrscompliance.com HQ: Deerfield Beach, FL, United StatesReported employees: 11-50 | Deerfield Beach, FL, United States | 11-50 | Exact match | 23 contacts → |
“Renaissance Regulatory Services (RRS) is a privately held boutique consulting firm based in Deerfield Beach, Florida.” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 19 | Standish Compliance Services, LLCstandishcompliance.com HQ: Dallas, PA, United StatesReported employees: 11-50 | Dallas, PA, United States | 11-50 | Exact match | 23 contacts → |
“Standish Compliance is a boutique compliance consulting firm dedicated to investment advisory support, since our founding in 2011.” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 20 | Rich, Wightman & Company Cpas, LLCrichwightman.com HQ: Las Vegas, NV, United StatesReported employees: 11-50 | Las Vegas, NV, United States | 11-50 | Exact match | 21 contacts → |
“Certified Public Accounting Firm offering traditional audits, consulting, and tax services as well as a broad range of advisory services including strategic, regulatory, mergers…” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 21 | Cooper-Richards, LLCcooper-richards.com HQ: Denver, CO, United StatesReported employees: 11-50 | Denver, CO, United States | 11-50 | Exact match | 19 contacts → |
“Cooper-Richards is a Denver-based firm that specializes in independent IT risk management, internal audit, accounting and finance management, and regulatory compliance services…” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 22 | Auditwerxauditwerx.com HQ: Tampa, FL, United StatesReported employees: 11-50 | Tampa, FL, United States | 11-50 | Exact match | 19 contacts → |
“Auditwerx specializes in providing professional security compliance solutions for service organizations big and small.” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 23 | Compliers Consulting Services, LLCcompliers.com HQ: New York, NY, United StatesReported employees: 11-50 | New York, NY, United States | 11-50 | Exact match | 19 contacts → |
“SHARPEST TOOLS IN THE SHED Whether you're building a new firm, reinforcing compliance resources, or repairing compliance deficiencies, Compliers' experienced CCOs and compliance…” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 24 | Sapphire Risk Advisory Groupsapphirerisk.com HQ: League City, TX, United StatesReported employees: 1-10 | League City, TX, United States | 1-10 | Exact match | 18 contacts → |
“Your Trusted Security Experts Sapphire Risk Advisory Group is one of the oldest licensed national security consulting firms in the United States, trusted by clients in 37+ states…” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 25 | Simon Compliance LLCsimoncompliance.com HQ: Winnetka, IL, United StatesReported employees: 11-50 | Winnetka, IL, United States | 11-50 | Exact match | 17 contacts → |
“At Simon Compliance, each of our clients receives a customized compliance program designed by a former SEC enforcement attorney who knows what it takes to comply with the…” Recorded description excerpt · September 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
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Sec compliance consulting firms: dataset insights
September 6, 2026These summaries describe recorded coverage in this saved dataset. Coverage describes records in RevenueBase, rather than a census of every business in this market.
Reported company sizes
387 records in the displayed employee bands.
0 matching records are outside the displayed bands or do not have a displayed size. Bars show shares of the displayed bands.
Freshness & accuracy
How recently the business emails on this list were verified
Email last verified
How this company list was built
Describe a niche in your own words: companies installing commercial solar, or manufacturers of sustainable packaging. RevenueBase SmartSearch finds companies whose compiled business descriptions match by meaning. This list is one saved example to adapt.
Where the company descriptions come from
RevenueBase compiles company information from public sources, including company websites and public professional profiles such as LinkedIn, alongside information supplied by companies. The short recorded excerpt shown here is separate from the complete business description used for matching; individual source URLs and collection dates are not provided in this public snapshot.
RevenueBase SmartSearch matching settings
- Exact
- Closest fits to the business described.
- Similar
- Similar businesses with a wider range of fits.
- Related
- Related businesses in and around the category.
- Broad
- A broader set of businesses connected to the description.
RevenueBase SmartSearch · Exact match identifies inclusion in this search's closest semantic matching setting. It is not a per-company confidence score, a literal keyword match, or a quality endorsement.
Selection, ordering and scope
The public list shows selected company records with contact and verified-email coverage. Reported employee bands provide separate company-size context.
Coverage describes records in RevenueBase, rather than a census of every business in this market.
Recorded company descriptions support research; check company websites for current services. The selected preview is ordered by tracked contacts and is not a list of the best service providers.
Snapshot: September 6, 2026.
RevenueBase is a B2B data infrastructure company. Its September 3, 2026 published methodology describes a graph of 60 million companies and 398.9 million professional contacts; these platform figures differ from this page's totals. Published methodology ↗
Sec compliance consulting firms by metro
Questions about this company list
What does Exact match mean for sec compliance consulting firms?
The separate RevenueBase SmartSearch column identifies inclusion at the closest semantic matching preset. It is not a literal keyword match, a per-company confidence score or a quality endorsement. Changing the search form opens a new search in RevenueBase; it does not reclassify these saved rows.
How many sec compliance consulting firms did RevenueBase find based in the United States?
The saved snapshot records 387 matching company records, 3,035 tracked contacts and 1,329 verified emails. The public preview displays 25 selected records.
Where do the company descriptions come from?
RevenueBase compiles company information from public sources, including company websites and public professional profiles such as LinkedIn, alongside information supplied by companies. The short recorded excerpt shown here is separate from the complete business description used for matching; individual source URLs and collection dates are not provided in this public snapshot.
How are the public companies ordered?
The selected public records are ordered by contacts tracked in RevenueBase, highest first. Contact coverage is a prospecting measure, not an assessment of the company's services or quality.
How can I get contact information?
Select a company's contact count to open its filtered contacts in RevenueBase. Free signup is required and includes 500 credits and limited free results. Verified emails, direct dials and mobile numbers depend on available coverage.
How current is this list?
Snapshot: September 6, 2026. Review each company's website for current services and locations. A recorded business description does not establish that every company offers every service named in the search.
What do headquarters and employee bands mean?
These are recorded company-level fields, rather than a map of every branch or a count of specialists. Missing headquarters or employee bands are labeled; older records may show a location separately from recorded headquarters.
Build your next target company list
Adapt this niche search and work with available contacts in RevenueBase.
Related lists
Sec compliance consulting firms by geography
Cite this list
RevenueBase Data Team. Top 25 sec compliance consulting firms based in the United States. Snapshot: September 6, 2026. https://revenuebase.ai/companies/sec-compliance-consulting-firms/united-states.
This is a selected public preview of saved company records, rather than an independently verified census. Open the source page ↗
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