Company lists · Data refreshed September 2026

Top 25 Sec compliance consulting firms worldwide

RevenueBase identified 541 sec compliance consulting firms worldwide as of September 2026 and tracks 4,014 professional contacts across them, including 1,512 with verified work emails and 1,410 with mobile numbers. The United States is the largest market and New York the largest hub.

This list covers sec compliance consulting firms worldwide, matched on what each company actually does as described in its own words. Ranked by team size, largest first. Every row shows the company's own description, its RevenueBase Smart Search rating, and when it was last checked. Data refreshed September 6, 2026. Country and city lists for sec compliance consulting firms follow the table.

Published by RevenueBase, a B2B data infrastructure company. This list was built with RevenueBase Smart Search, the natural-language company search RevenueBase customers use to build their own targeted lists and unlock verified emails and direct dials at the companies on them. How these lists are built and judged.

How to read this list HQ checked on every row RevenueBase Smart Search rating on every row Refreshed Sep 6, 2026 86% judged on-target in blind review
541Companies
4,014Contacts tracked
1,512Verified emails
1,410Mobile numbers
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The 25 largest sec compliance consulting firms worldwide

Ranked by team size
Top 25 of 541 sec compliance consulting firms worldwide, ranked by team size, largest first. Data refreshed Sep 6, 2026. RevenueBase Smart Search rates how each company's information relates to sec compliance consulting firms: strong evidence (its own description names it), partial (names part of it), indirect (matched on the rest of its profile rather than the description shown). Click a contact count to view that company's people.
#CompanyRevenueBase Smart SearchHeadquartersEmployeesContacts
1Partial evidenceNew York City, NY, United StatesHQ checked Sep 6, 2026201-500308 contacts →

Partial evidence

“At Comply, we pride ourselves on being the champion for compliance professionals.”

Source: RevenueBase Database · checked Sep 6, 2026
2Indirect evidenceReston, VA, United StatesHQ checked Sep 6, 20261,001-5,000204 contacts →

Indirect evidence

“MindPoint Group, a Quantum Sky company, is a cybersecurity specialist trusted by U.S.”

Source: RevenueBase Database · checked Sep 6, 2026
3Partial evidenceMumbai, IndiaHQ checked Sep 6, 2026201-500183 contacts →

Partial evidence

“Shah Kapadia & Associates is a pioneer in the field of the securities market for SEBI compliance assistance, audit & assurance, process review and risk management.”

Source: RevenueBase Database · checked Sep 6, 2026
4Strong evidenceNY, United StatesHQ checked Sep 6, 202651-200145 contacts →

Strong evidence

“Established in 2014, Optima is a leading global regulatory compliance and cybersecurity consulting firm advising financial institutions, including investment managers, hedge…”

Source: RevenueBase Database · checked Sep 6, 2026
5Partial evidencePittsburgh, PA, United StatesHQ checked Sep 6, 202651-200110 contacts →

Partial evidence

“Established in 1976 in Pittsburgh, Pennsylvania, Allegheny Financial Group is an SEC* registered investment advisory firm.”

Source: RevenueBase Database · checked Sep 6, 2026
6Indirect evidenceNew York, NY, United StatesHQ checked Sep 6, 202651-200110 contacts →

Indirect evidence

“For over 40 years, DFP Partners has been a committed ally to Broker-Dealers, Registered Investment Advisers, and other financial services firms looking for accounting and…”

Source: RevenueBase Database · checked Sep 6, 2026
7Indirect evidenceMumbai, IndiaHQ checked Sep 6, 202611-5069 contacts →

Indirect evidence

“Established in the year 1987, fully operational and growing exponentially since early 2003.”

Source: RevenueBase Database · checked Sep 6, 2026
8Indirect evidenceMedford, OR, United StatesHQ checked Sep 6, 202611-5067 contacts →

Indirect evidence

“Ashland Partners & Company LLP is a PCAOB registered, specialty CPA firm providing due diligence solutions to the investment management industry.”

Source: RevenueBase Database · checked Sep 6, 2026
9Indirect evidencePowell, OH, United StatesHQ checked Sep 6, 202651-20056 contacts →

Indirect evidence

“We are now Acclarity.”

Source: RevenueBase Database · checked Sep 6, 2026
10Partial evidenceSão Paulo, BrazilHQ checked Sep 6, 202611-5045 contacts →

Partial evidence

“A Segeti Consultoria é uma empresa de contabilidade e compliance com 57 anos de atuação, especializada em apoiar empresas nacionais e multinacionais na tomada de decisões…”

Source: RevenueBase Database · checked Sep 6, 2026
11Strong evidenceBoston, MA, United StatesHQ checked Sep 6, 202611-5042 contacts →

Strong evidence

“FLOYD ADVISORY is a consulting firm providing financial and accounting expertise in areas of SEC reporting, transaction advisory, investigations and compliance, valuation and…”

Source: RevenueBase Database · checked Sep 6, 2026
12Indirect evidenceDiamond Bar, CA, United StatesHQ checked Sep 6, 202651-20041 contacts →

Indirect evidence

“Our service team has a broad based local and national experience in the industries of professional services, technology & software, health care, alternative energy, e-commerce, as…”

Source: RevenueBase Database · checked Sep 6, 2026
13Strong evidenceKing Of Prussia, PA, United StatesHQ checked Sep 6, 202611-5039 contacts →

Strong evidence

“Independence Square Advisors is an SEC Registered Investment Adviser (RIA) and independent wealth management consulting firm.”

Source: RevenueBase Database · checked Sep 6, 2026
14Partial evidenceChennai, IndiaHQ checked Sep 6, 202651-20039 contacts →

Partial evidence

“Since 2003, we've championed a fundamental principle: let clients focus on core business while we provide comprehensive compliance support.”

Source: RevenueBase Database · checked Sep 6, 2026
15Partial evidenceCornelius, NC, United StatesHQ checked Sep 6, 202651-20035 contacts →

Partial evidence

“Investment Advisory Services offered through Alphastar Capital Management, LLC, an SEC Registered Investment Adviser.”

Source: RevenueBase Database · checked Sep 6, 2026
16Strong evidenceLondon, United KingdomHQ checked Sep 6, 202611-5034 contacts →

Strong evidence

“RQC Group is an industry-leading financial compliance consultancy with offices in London and New York, specialising in FCA, SEC and CFTC/NFA Compliance Consulting, Investment…”

Source: RevenueBase Database · checked Sep 6, 2026
17Indirect evidenceTimonium, United StatesHQ checked Sep 6, 202611-5033 contacts →

Indirect evidence

“Accountability, respect, competence and trustworthiness.”

Source: RevenueBase Database · checked Sep 6, 2026
18Strong evidenceCovington, KY, United StatesHQ checked Sep 6, 202611-5033 contacts →

Strong evidence

“Key Bridge Compliance is a boutique consulting rm revolutionizing the regulatory landscape for SEC-registered investment advisers.”

Source: RevenueBase Database · checked Sep 6, 2026
19Partial evidenceMumbai, United StatesHQ checked Sep 6, 202611-5031 contacts →

Partial evidence

“RegEdge is a consulting firm that combines deep domain, regulatory and consulting expertise to solve complex business and regulatory challenges.”

Source: RevenueBase Database · checked Sep 6, 2026
20Partial evidenceLexington, MA, United StatesHQ checked Sep 6, 202611-5029 contacts →

Partial evidence

“Please follow us here: Hightower Advisors, LLC is an SEC registered investment adviser.”

Source: RevenueBase Database · checked Sep 6, 2026
21Partial evidenceArlington, VA, United StatesHQ checked Sep 6, 202611-5028 contacts →

Partial evidence

“Potomac River Partners is a specialized management consulting firm offering a variety of services to meet our clients’ challenges.”

Source: RevenueBase Database · checked Sep 6, 2026
22Strong evidenceWhite Plains, NY, United StatesHQ checked Sep 6, 202611-5025 contacts →

Strong evidence

“Cloudbreak Compliance Group is a leading consulting firm that provides investment advisers with customized compliance support and solutions.”

Source: RevenueBase Database · checked Sep 6, 2026
23Indirect evidenceTulsa, OK, United StatesHQ checked Sep 6, 202651-20025 contacts →

Indirect evidence

“Overview CBIZ Stinnett helps companies manage risk and improve performance to operate better, smarter, and faster.”

Source: RevenueBase Database · checked Sep 6, 2026
24Indirect evidenceMumbai, IndiaHQ checked Sep 6, 20261-1024 contacts →

Indirect evidence

“Deregulation, privatization, emerging markets, and quantum improvements in telecommunications and information technology have radically altered the business landscape, creating…”

Source: RevenueBase Database · checked Sep 6, 2026
25Partial evidenceDeerfield Beach, FL, United StatesHQ checked Sep 6, 202611-5023 contacts →

Partial evidence

“Renaissance Regulatory Services (RRS) is a privately held boutique consulting firm based in Deerfield Beach, Florida.”

Source: RevenueBase Database · checked Sep 6, 2026

Showing 25 of 541 sec compliance consulting firms worldwide

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Sec compliance consulting firms worldwide at a glance

As of Sep 6, 2026
37.7%Verified-email coverage
35.1%Mobile-number coverage
7.4Average contacts per company
1-10Median size (employees)
5.5%Largest-city concentration · New York
Sep 6, 2026Page data refreshed

Companies by employee count

1-10
380
11-50
129
51-200
22
201-500
5
501-1,000
1
1,001-5,000
2
5,001-10,000
1

How this list was built

Company categories are rarely black and white. RevenueBase reads each company's own description of its business to decide whether it belongs among sec compliance consulting firms, so some rows will be adjacent to the category rather than pure plays. The description and RevenueBase Smart Search rating on every row are there so you can check each match yourself.

Source
The RevenueBase company graph: 60 million companies and 398.9 million professional contacts resolved from primary sources, queried with RevenueBase Smart Search, the natural-language company search available to every RevenueBase user.
Coverage
4 countries, largest first: the United States, India, Brazil, the United Kingdom. Country and city lists for sec compliance consulting firms are linked below.
What qualifies
Companies worldwide whose own description of what they do matches “sec compliance consulting firms”. Matching reads each company's description, not its industry code or its name.
RevenueBase Smart Search
RevenueBase Smart Search is how this list is assembled and how each row is rated. RevenueBase's data engine and AI assess a company's LinkedIn profile, information supplied directly by the company, its website and other publicly available information, then relate it to a category defined in a user's own words. Each row is rated strong evidence (its own description names sec compliance consulting firms), partial evidence (it names part of the category) or indirect evidence (the description shown names none of it and the match rests on the rest of the company's profile). The description supporting each rating is quoted on the row.
What we exclude
Companies whose own description does not clearly place them among sec compliance consulting firms, and records with no verified work email.
Match quality
In blind human judging of this matching method, 86% of matched companies were on target. Expect roughly 1 in 7 rows to be adjacent to the category rather than a pure play. Every row shows the company's own description and its RevenueBase Smart Search rating so you can judge each match yourself. Read the full methodology: how the lists are built, how the judging worked, and what the figure means.
Ranking
Team size, largest first: companies are ordered by the number of professionals RevenueBase tracks at each one. Employee ranges shown are reported bands, for context.
Verification
Every listed company carries at least one verified work email, 1,512 across the full list. Contacts re-verify on a rolling cadence, and each contact's own verification date is shown inside RevenueBase.
Refresh
This page's figures were pulled from the company graph between September 6, 2026 and September 14, 2026. Lists refresh periodically as the graph is re-checked.
Corrections
Wrong category, wrong headquarters, or a company that has closed? Use “Report an issue” on any row. Reports go to the RevenueBase Data Team and feed back into the company graph.

Sec compliance consulting firms by location

5 lists · largest first

Every Sec compliance consulting firms list RevenueBase publishes, by country and city. Counts are matching companies in each list as of its own refresh date.

Countries

Cities

Frequently asked

What is RevenueBase Smart Search?

RevenueBase Smart Search is how RevenueBase decides which companies belong on this list and how strongly each one fits. Its data engine and AI assess a company's LinkedIn profile, information supplied directly by the company, its website and other publicly available information, then relate it to the category the list is about. Each row is rated strong evidence when the company's own description names sec compliance consulting firms, partial evidence when it names part of the category, and indirect evidence when the description shown names none of it and the match rests on the rest of the company's profile.

How many sec compliance consulting firms are there worldwide?

RevenueBase identified 541 sec compliance consulting firms worldwide as of September 2026, matched on each company's own description of what it does rather than its industry code.

What is the largest company on this list?

Comply, headquartered in New York City, tops this list with the largest team on record.

Which country has the most sec compliance consulting firms?

The United States leads with 387 companies, followed by India (64) and Brazil (61). Every sec compliance consulting firms list by country and city is linked on this page.

Which city has the most sec compliance consulting firms?

New York leads with 30 headquartered companies, followed by Sao Paulo (21) and London (15).

How do I get contact information for these companies?

A free RevenueBase account lets you run this exact search and work the top results, verified emails and direct dials included. Upgrading unlocks all 1,512 verified decision-maker contacts tracked across these 541 companies.

How current is this list?

The list refreshes periodically as the company graph is re-checked. This page's figures were pulled from the company graph between September 6, 2026 and September 14, 2026.

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About this data

RevenueBase is a B2B data infrastructure company. Its company graph covers 60 million companies and 398.9 million professional contacts, with emails verified on a rolling cadence rather than scraped once and left to decay. These company lists are generated directly from that graph with RevenueBase Smart Search, the same natural-language company search every RevenueBase user has: describe a market in plain words, get the companies that match, and add verified emails and direct dials for the people at them. It is the same data that powers RevenueBase's B2B data products, and a free account includes 500 credits to start. How these lists are built and judged.