Company lists · Data refreshed September 2026
Top 25 Securities regulators based in the United States
RevenueBase identified 88 company matches for securities regulators associated with the United States as of September 2026 and tracks 11,239 professional contacts across them, including 5,117 with verified work emails. Washington is the largest hub.
This list covers company matches for securities regulators associated with the United States, found by RevenueBase SmartSearch using the meaning of business descriptions in its company graph at Exact. Ranked by professionals tracked, largest first. Rows show recorded descriptions where available, Exact search membership and the snapshot date. Data refreshed September 22, 2026.
Published by RevenueBase, a B2B data infrastructure company. This list was built with RevenueBase SmartSearch, the natural-language company search RevenueBase customers use to build their own targeted lists and unlock verified emails and direct dials at the companies on them. How these lists are built and judged.
The 25 largest securities regulators based in the United States
Ranked by team size| # | Company | Contacts | |||
|---|---|---|---|---|---|
| 1 | 5,601 contacts → | ||||
Exact match “FINRA, the self-regulator of broker-dealers, protects investors, promotes capital formation and safeguards the markets – all at no cost to American taxpayers.” Recorded in the RevenueBase company graph · Sep 22, 2026 · View company records in RevenueBase | |||||
| 2 | 204 contacts → | ||||
Exact match “The Municipal Securities Rulemaking Board (MSRB) was established by Congress in 1975 with the mission to protect investors, issuers and the public interest and to promote…” Recorded in the RevenueBase company graph · Sep 22, 2026 · View company records in RevenueBase | |||||
| 3 | 182 contacts → | ||||
Exact match “OTC Markets Group operates regulated markets for trading over U.S.” Recorded in the RevenueBase company graph · Sep 22, 2026 · View company records in RevenueBase | |||||
| 4 | 67 contacts → | ||||
Exact match “Organized in 1919, the North American Securities Administrators Association (NASAA) is the oldest international organization devoted to investor protection.” Recorded in the RevenueBase company graph · Sep 22, 2026 · View company records in RevenueBase | |||||
| 5 | 62 contacts → | ||||
Exact match “EDGAR® Online data brings together real-time SEC regulatory data and financial analytics across over SEC and OTC filers.” Recorded in the RevenueBase company graph · Sep 22, 2026 · View company records in RevenueBase | |||||
| 6 | 47 contacts → | ||||
Exact match “Curvature Securities is an SEC registered, FINRA-regulated broker-dealer specializing in securities finance and clearing.” Recorded in the RevenueBase company graph · Sep 22, 2026 · View company records in RevenueBase | |||||
| 7 | 38 contacts → | ||||
Exact match “Alterna Securities is registered with the Securities Exchange Commission (SEC) and is a member of the Financial Industry Regulatory Authority (FINRA).” Recorded in the RevenueBase company graph · Sep 22, 2026 · View company records in RevenueBase | |||||
| 8 | 35 contacts → | ||||
Exact match “Investment Advisory Services offered through Alphastar Capital Management, LLC, an SEC Registered Investment Adviser.” Recorded in the RevenueBase company graph · Sep 22, 2026 · View company records in RevenueBase | |||||
| 9 | 29 contacts → | ||||
Exact match “Please follow us here: Hightower Advisors, LLC is an SEC registered investment adviser.” Recorded in the RevenueBase company graph · Sep 22, 2026 · View company records in RevenueBase | |||||
| 10 | 17 contacts → | ||||
Exact match “Rialto Markets, a FINRA member, SEC registered Broker Dealer and Alternative Trading System for private securities including those issued as a Digital Asset Security.” Recorded in the RevenueBase company graph · Sep 22, 2026 · View company records in RevenueBase | |||||
| 11 | 13 contacts → | ||||
Exact match “CrowdCheck provides due diligence and disclosure services.” Recorded in the RevenueBase company graph · Sep 22, 2026 · View company records in RevenueBase | |||||
| 12 | 13 contacts → | ||||
Exact match “Office of the Secretary of the Commonwealth of Massachusetts is a company based out of 1 ASHBURTON PL, Boston, Massachusetts, United States.” Recorded in the RevenueBase company graph · Sep 22, 2026 · View company records in RevenueBase | |||||
| 13 | 6 contacts → | ||||
Exact match “At Tradesk, we leverage proprietary technologies and innovative solutions to power securities trading and account security.” Recorded in the RevenueBase company graph · Sep 22, 2026 · View company records in RevenueBase | |||||
| 14 | 6 contacts → | ||||
Exact match “Robertson Wealth Management is a SEC registered investment advisor.” Recorded in the RevenueBase company graph · Sep 22, 2026 · View company records in RevenueBase | |||||
| 15 | 6 contacts → | ||||
Exact match “For private companies, dealing with investors can be time-consuming, and takes your focus off running your business.” Recorded in the RevenueBase company graph · Sep 22, 2026 · View company records in RevenueBase | |||||
| 16 | 5 contacts → | ||||
Exact match “Texture Capital is a US-based regulated broker dealer focused on the tokenization of securities.” Recorded in the RevenueBase company graph · Sep 22, 2026 · View company records in RevenueBase | |||||
| 17 | 4 contacts → | ||||
Exact match “Marco Polo Securities (MPS) is the regulatory and securities arm of Marco Polo Exchange ("MPX”).” Recorded in the RevenueBase company graph · Sep 22, 2026 · View company records in RevenueBase | |||||
| 18 | 4 contacts → | ||||
Exact match “Third party posts found on this profile do not reflect the views of LPL Financial and have not been reviewed by LPL Financial as to the accuracy or completeness.” Recorded in the RevenueBase company graph · Sep 22, 2026 · View company records in RevenueBase | |||||
| 19 | 4 contacts → | ||||
Exact match “3rd party posts found on this profile do not reflect the views of LPL Financial and have not been reviewed by LPL Financial as to accuracy or completeness.” Recorded in the RevenueBase company graph · Sep 22, 2026 · View company records in RevenueBase | |||||
| 20 | 3 contacts → | ||||
Exact match “Securities and investment advisory services offered through & Partners, LLC, a broker-dealer and investment adviser registered with the U.S.” Recorded in the RevenueBase company graph · Sep 22, 2026 · View company records in RevenueBase | |||||
| 21 | 3 contacts → | ||||
Exact match “Securities and Advisory services offered through LPL Financial, a registered investment advisor.” Recorded in the RevenueBase company graph · Sep 22, 2026 · View company records in RevenueBase | |||||
| 22 | 3 contacts → | ||||
Exact match “Securities and advisory services offered through LPL Financial, a registered investment advisor, Member FINRA/SIPC and The registered representatives associated with LPL Financial…” Recorded in the RevenueBase company graph · Sep 22, 2026 · View company records in RevenueBase | |||||
| 23 | 3 contacts → | ||||
Exact match “Securities and advisory services offered through Commonwealth Financial Network®, / a Registered Investment Adviser.” Recorded in the RevenueBase company graph · Sep 22, 2026 · View company records in RevenueBase | |||||
| 24 | 3 contacts → | ||||
Exact match “Securities and Advisory services offered through LPL Financial, a registered investment advisor.” Recorded in the RevenueBase company graph · Sep 22, 2026 · View company records in RevenueBase | |||||
| 25 | 2 contacts → | ||||
Exact match “Disclosures: Business may only be transacted in a state if first registered.” Recorded in the RevenueBase company graph · Sep 22, 2026 · View company records in RevenueBase | |||||
RevenueBase SmartSearch
Describe a niche business in your own words. RevenueBase SmartSearch compares the meaning of your description with company business descriptions compiled in the RevenueBase company graph. Exact, Similar, Related and Broad control how closely companies must fit.
This list uses Exact for “securities regulators”. Each Exact match badge shows membership in that saved search; it is not an individual similarity score or a service-quality rating. Recorded descriptions are shown where available.
Showing 25 of 88 securities regulators based in the United States
See the full list, filter by size, metro and specialty, and access 5,117 tracked professional contacts with verified work emails. Direct dials are available where recorded.
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Securities regulators based in the United States at a glance
As of Sep 22, 2026Companies by employee count
Email recency for this list is measured worldwide rather than for United States, so it is reported there. Company counts and contact totals on this page are exact for United States, over 88 companies.
How this list was built
The recorded descriptions help you assess these company matches. Check a company’s website for its current services and locations.
- Source
- The RevenueBase company graph: 60 million companies and 398.9 million professional contacts resolved from primary sources, queried with RevenueBase SmartSearch, the natural-language company search available to every RevenueBase user.
- What qualifies
- Company records associated with the United States whose business descriptions match “securities regulators” by meaning at the Exact setting. Descriptions are compiled in the RevenueBase company graph from public websites, profiles and company information where available; they are not guaranteed quotations from the company's website.
- RevenueBase SmartSearch
- Describe a niche company in your own words to find businesses by meaning. Exact, Similar, Related and Broad control the breadth of RevenueBase SmartSearch. This saved list uses Exact. Each row's Exact match badge shows inclusion in that search, not an individual score or a service-quality judgment.
- Public preview
- The public preview omits records without a verified work email. Where headquarters information is recorded, preview rows are also filtered to this page’s location. Dataset totals and geographic summaries describe the full matched records before these preview filters.
- Match quality
- RevenueBase's August 25, 2026 study assessed 4,198 description/company pairs across matching settings. The publisher reports 86% good or better at Exact. This evaluates the method across queries; it does not audit this individual list. Recorded company descriptions, where available, help you judge each match yourself. Read the full methodology: how the lists are built and what the study measures.
- Ranking
- Team size, largest first: companies are ordered by the number of professionals RevenueBase tracks at each one. Employee ranges shown are reported bands, for context.
- Verification
- Every displayed company carries at least one verified work email. RevenueBase tracks 5,117 professional contacts with verified work emails across the full matched dataset. Contacts re-verify on a rolling cadence, and each contact's own verification date is shown inside RevenueBase.
- Refresh
- This page's figures were pulled from the company graph on September 22, 2026. Lists refresh periodically as the graph is re-checked.
- Record context
- Company records and descriptions can change. Check the company's website for its current services and locations.
Frequently asked
What is RevenueBase SmartSearch?
RevenueBase SmartSearch finds niche companies by the meaning of their business descriptions in the RevenueBase company graph. Exact, Similar, Related and Broad control how closely companies must fit your description. This list uses Exact for “securities regulators”; each Exact match badge shows search membership, not an individual similarity or quality score.
How many securities regulators are there based in the United States?
RevenueBase identified 88 company matches for securities regulators associated with the United States as of September 2026, using the meaning of business descriptions at Exact. This is the recorded matched set in the RevenueBase company graph.
What is the largest company on this list?
FINRA tops the displayed preview by professional contacts tracked in RevenueBase. Recorded headquarters appear in the company rows.
Which city has the most securities regulators?
Washington leads with 10 company records, followed by New York (8) and Boston (5).
How do I get contact information for these companies?
A free RevenueBase account lets you run this exact search and work limited free results with 500 credits to start. Upgrading provides access to the 5,117 professional contacts with verified work emails tracked across these 88 companies; direct dials are available where recorded.
How current is this list?
The list refreshes periodically as the company graph is re-checked. This page's figures were pulled on September 22, 2026.
Ready to reach these companies? Verified emails and direct dials for all 88 securities regulators based in the United States. Start with a free account, no credit card.
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About this data
RevenueBase is a B2B data infrastructure company. Its company graph covers 60 million companies and 398.9 million professional contacts, with emails verified on a rolling cadence rather than scraped once and left to decay. These company lists are generated directly from that graph with RevenueBase SmartSearch, the same natural-language company search every RevenueBase user has: describe a market in plain words, get the companies that match, and add verified emails and direct dials for the people at them. It is the same data that powers RevenueBase's B2B data products, and a free account includes 500 credits to start. How these lists are built and judged.
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Company intelligence · public preview
Top 25 securities regulators based in the United States
Find companies in any niche.
Describe the businesses you want in your own words. RevenueBase SmartSearch matches company descriptions by meaning.
RevenueBase records 88 matching company records for securities regulators based in the United States, with 11,239 tracked contacts and 5,117 verified work emails.
This public preview shows 25 selected records ordered by tracked contacts. RevenueBase SmartSearch finds company descriptions that match by meaning at Exact. Snapshot: September 22, 2026.
RevenueBase compiles business descriptions for niche-company discovery; each row shows a recorded excerpt where available. Adapt this search to find the companies and contacts you want.
Top 25 securities regulators based in the United States
The public list shows selected company records with contact and verified-email coverage. Reported employee bands provide separate company-size context.
| # | Company | Headquarters on record | Reported employees | RevenueBase SmartSearch | Tracked contacts |
|---|---|---|---|---|---|
| 1 | FINRAfinra.org HQ: Washington, DC, United StatesReported employees: 1,001-5,000 | Washington, DC, United States | 1,001-5,000 | Exact match | 5,601 contacts → |
“FINRA, the self-regulator of broker-dealers, protects investors, promotes capital formation and safeguards the markets – all at no cost to American taxpayers.” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 2 | HQ: Washington, DC, United StatesReported employees: 51-200 | Washington, DC, United States | 51-200 | Exact match | 204 contacts → |
“The Municipal Securities Rulemaking Board (MSRB) was established by Congress in 1975 with the mission to protect investors, issuers and the public interest and to promote…” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 3 |  OTC Markets Groupotcmarkets.comHQ: New York, NY, United StatesReported employees: 51-200 | New York, NY, United States | 51-200 | Exact match | 182 contacts → |
“OTC Markets Group operates regulated markets for trading over U.S.” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 4 | NASAAnasaa.org HQ: Washington, DC, United StatesReported employees: 11-50 | Washington, DC, United States | 11-50 | Exact match | 67 contacts → |
“Organized in 1919, the North American Securities Administrators Association (NASAA) is the oldest international organization devoted to investor protection.” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 5 |  Edgar Online, A Division Of OTC Markets Groupedgar-online.comHQ: New York, NY, United StatesReported employees: 51-200 | New York, NY, United States | 51-200 | Exact match | 62 contacts → |
“EDGAR® Online data brings together real-time SEC regulatory data and financial analytics across over SEC and OTC filers.” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 6 | Curvature Securities, LLCsolutions.curvaturesecurities.com HQ: Chatham, NJ, United StatesReported employees: 51-200 | Chatham, NJ, United States | 51-200 | Exact match | 47 contacts → |
“Curvature Securities is an SEC registered, FINRA-regulated broker-dealer specializing in securities finance and clearing.” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 7 |  Alterna Securities INCalternasecurities.comHQ: Houston, TX, United StatesReported employees: 11-50 | Houston, TX, United States | 11-50 | Exact match | 38 contacts → |
“Alterna Securities is registered with the Securities Exchange Commission (SEC) and is a member of the Financial Industry Regulatory Authority (FINRA).” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 8 |  Alphastar Capital Managementalphastarcm.comHQ: Cornelius, NC, United StatesReported employees: 51-200 | Cornelius, NC, United States | 51-200 | Exact match | 35 contacts → |
“Investment Advisory Services offered through Alphastar Capital Management, LLC, an SEC Registered Investment Adviser.” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 9 |  Hightower Signature Wealth-Lexingtonhightowersignature.comHQ: Lexington, MA, United StatesReported employees: 11-50 | Lexington, MA, United States | 11-50 | Exact match | 29 contacts → |
“Please follow us here: Hightower Advisors, LLC is an SEC registered investment adviser.” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 10 |  Rialto Marketsrialtomarkets.comHQ: Ponte Vedra Beach, FL, United StatesReported employees: 11-50 | Ponte Vedra Beach, FL, United States | 11-50 | Exact match | 17 contacts → |
“Rialto Markets, a FINRA member, SEC registered Broker Dealer and Alternative Trading System for private securities including those issued as a Digital Asset Security.” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 11 |  Crowdcheckcrowdcheck.comHQ: Washington, DC, United StatesReported employees: 11-50 | Washington, DC, United States | 11-50 | Exact match | 13 contacts → |
“CrowdCheck provides due diligence and disclosure services.” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 12 | Office Of The Secretary Of The Commonwealth Of Massachusettssec.state.ma.us HQ: Boston, MA, United StatesReported employees: 501-1,000 | Boston, MA, United States | 501-1,000 | Exact match | 13 contacts → |
“Office of the Secretary of the Commonwealth of Massachusetts is a company based out of 1 ASHBURTON PL, Boston, Massachusetts, United States.” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 13 | Tradesk Securities, INCtradesk.co HQ: Short Hills, NJ, United StatesReported employees: 11-50 | Short Hills, NJ, United States | 11-50 | Exact match | 6 contacts → |
“At Tradesk, we leverage proprietary technologies and innovative solutions to power securities trading and account security.” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 14 | Robertson Wealth Managementrobertsonwealth.com HQ: Houston, TX, United StatesReported employees: 11-50 | Houston, TX, United States | 11-50 | Exact match | 6 contacts → |
“Robertson Wealth Management is a SEC registered investment advisor.” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 15 | MY Private Sharesmyprivateshares.com HQ: Fort Lauderdale, FL, United StatesReported employees: 1-10 | Fort Lauderdale, FL, United States | 1-10 | Exact match | 6 contacts → |
“For private companies, dealing with investors can be time-consuming, and takes your focus off running your business.” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 16 | Texture Capitaltexture.capital HQ: New York, NY, United StatesReported employees: 1-10 | New York, NY, United States | 1-10 | Exact match | 5 contacts → |
“Texture Capital is a US-based regulated broker dealer focused on the tokenization of securities.” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 17 | Marco Polo Securities INCmpsecurities.com HQ: New York, NY, United StatesReported employees: 11-50 | New York, NY, United States | 11-50 | Exact match | 4 contacts → |
“Marco Polo Securities (MPS) is the regulatory and securities arm of Marco Polo Exchange ("MPX”).” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 18 | Cultivate Wealth Managementcultivatewm.com HQ: Lakeland, FL, United StatesReported employees: 1-10 | Lakeland, FL, United States | 1-10 | Exact match | 4 contacts → |
“Third party posts found on this profile do not reflect the views of LPL Financial and have not been reviewed by LPL Financial as to the accuracy or completeness.” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 19 | Wadley Financial Group LLCwadleyfinancialgroup.com HQ: Wadley, United StatesReported employees: 1-10 | Wadley, United States | 1-10 | Exact match | 4 contacts → |
“3rd party posts found on this profile do not reflect the views of LPL Financial and have not been reviewed by LPL Financial as to accuracy or completeness.” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 20 | Zinn Wealth Management &partnerszinnwm.com HQ: Portland, ME, United StatesReported employees: 1-10 | Portland, ME, United States | 1-10 | Exact match | 3 contacts → |
“Securities and investment advisory services offered through & Partners, LLC, a broker-dealer and investment adviser registered with the U.S.” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 21 | Idaho Financial Groupidahofinancialgroup.com HQ: Eagle, ID, United StatesReported employees: 1-10 | Eagle, ID, United States | 1-10 | Exact match | 3 contacts → |
“Securities and Advisory services offered through LPL Financial, a registered investment advisor.” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 22 | Lentz Thompson Retirement Advisorslentzthompson.com HQ: Decatur, AL, United StatesReported employees: 1-10 | Decatur, AL, United States | 1-10 | Exact match | 3 contacts → |
“Securities and advisory services offered through LPL Financial, a registered investment advisor, Member FINRA/SIPC and The registered representatives associated with LPL Financial…” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 23 |  Flautt Financialflauttfinancial.comHQ: Brentwood, TN, United StatesReported employees: 1-10 | Brentwood, TN, United States | 1-10 | Exact match | 3 contacts → |
“Securities and advisory services offered through Commonwealth Financial Network®, / a Registered Investment Adviser.” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 24 | Conscience BAY Capital, INCconsciencebaycapital.com HQ: Stony Brook, NY, United StatesReported employees: 1-10 | Stony Brook, NY, United States | 1-10 | Exact match | 3 contacts → |
“Securities and Advisory services offered through LPL Financial, a registered investment advisor.” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 25 | Life Incomelifeincome.com HQ: Salem, SC, United StatesReported employees: 1-10 | Salem, SC, United States | 1-10 | Exact match | 2 contacts → |
“Disclosures: Business may only be transacted in a state if first registered.” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
Showing 25 of 88 company matches
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Securities regulators: dataset insights
September 22, 2026These summaries describe recorded coverage in this saved dataset. This page is derived from saved source records; per-contact mobile coverage and email-recency results are not established by this snapshot.
Reported company sizes
88 records in the displayed employee bands.
0 matching records are outside the displayed bands or do not have a displayed size. Bars show shares of the displayed bands.
Email recency for this list is measured worldwide rather than for United States, so it is reported there. Company counts and contact totals on this page are exact for United States, over 88 companies.
How this company list was built
Describe a niche in your own words: companies installing commercial solar, or manufacturers of sustainable packaging. RevenueBase SmartSearch finds companies whose compiled business descriptions match by meaning. This list is one saved example to adapt.
Where the company descriptions come from
RevenueBase compiles company information from public sources, including company websites and public professional profiles such as LinkedIn, alongside information supplied by companies. The short recorded excerpt shown here is separate from the complete business description used for matching; individual source URLs and collection dates are not provided in this public snapshot.
RevenueBase SmartSearch matching settings
- Exact
- Closest fits to the business described.
- Similar
- Similar businesses with a wider range of fits.
- Related
- Related businesses in and around the category.
- Broad
- A broader set of businesses connected to the description.
RevenueBase SmartSearch · Exact match identifies inclusion in this search's closest semantic matching setting. It is not a per-company confidence score, a literal keyword match, or a quality endorsement.
Selection, ordering and scope
The public list shows selected company records with contact and verified-email coverage. Reported employee bands provide separate company-size context.
This page is derived from saved source records; per-contact mobile coverage and email-recency results are not established by this snapshot.
Recorded company descriptions support research; check company websites for current services. The selected preview is ordered by tracked contacts and is not a list of the best service providers.
Snapshot: September 22, 2026.
RevenueBase is a B2B data infrastructure company. Its September 3, 2026 published methodology describes a graph of 60 million companies and 398.9 million professional contacts; these platform figures differ from this page's totals. Published methodology ↗
Questions about this company list
What does Exact match mean for securities regulators?
The separate RevenueBase SmartSearch column identifies inclusion at the closest semantic matching preset. It is not a literal keyword match, a per-company confidence score or a quality endorsement. Changing the search form opens a new search in RevenueBase; it does not reclassify these saved rows.
How many securities regulators did RevenueBase find based in the United States?
The saved snapshot records 88 matching company records, 11,239 tracked contacts and 5,117 verified emails. The public preview displays 25 selected records.
Where do the company descriptions come from?
RevenueBase compiles company information from public sources, including company websites and public professional profiles such as LinkedIn, alongside information supplied by companies. The short recorded excerpt shown here is separate from the complete business description used for matching; individual source URLs and collection dates are not provided in this public snapshot.
How are the public companies ordered?
The selected public records are ordered by contacts tracked in RevenueBase, highest first. Contact coverage is a prospecting measure, not an assessment of the company's services or quality.
How can I get contact information?
Select a company's contact count to open its filtered contacts in RevenueBase. Free signup is required and includes 500 credits and limited free results. Verified emails, direct dials and mobile numbers depend on available coverage.
How current is this list?
Snapshot: September 22, 2026. Review each company's website for current services and locations. A recorded business description does not establish that every company offers every service named in the search.
What do headquarters and employee bands mean?
These are recorded company-level fields, rather than a map of every branch or a count of specialists. Missing headquarters or employee bands are labeled; older records may show a location separately from recorded headquarters.
Build your next target company list
Adapt this niche search and work with available contacts in RevenueBase.
Related lists
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Cite this list
RevenueBase Data Team. Top 25 securities regulators based in the United States. Snapshot: September 22, 2026. https://revenuebase.ai/companies/securities-regulators/united-states.
This is a selected public preview of saved company records, rather than an independently verified census. Open the source page ↗
More company lists
- All company lists
- Lists by location
- Lists A-Z
- New lists
- AI companies based in the United States
- Cybersecurity companies based in the United States
- Manufacturing companies based in the United States
- Media companies based in the United States
- Oil and gas companies based in the United States
- Real estate companies based in the United States
Company intelligence · public preview
Top 25 securities regulators based in the United States
RevenueBase records 88 matching company records for securities regulators based in the United States, with 11,239 tracked contacts and 5,117 verified work emails.
This public preview shows 25 selected records ordered by tracked contacts. RevenueBase SmartSearch finds company descriptions that match by meaning at Exact. Snapshot: September 22, 2026.
RevenueBase compiles business descriptions for niche-company discovery; each row shows a recorded excerpt where available. Adapt this search to find the companies and contacts you want.
Top 25 securities regulators based in the United States
The public list shows selected company records with contact and verified-email coverage. Reported employee bands provide separate company-size context.
| # | Company | Headquarters on record | Reported employees | RevenueBase SmartSearch | Tracked contacts |
|---|---|---|---|---|---|
| 1 | FINRAfinra.org HQ: Washington, DC, United StatesReported employees: 1,001-5,000 | Washington, DC, United States | 1,001-5,000 | Exact match | 5,601 contacts → |
“FINRA, the self-regulator of broker-dealers, protects investors, promotes capital formation and safeguards the markets – all at no cost to American taxpayers.” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 2 | HQ: Washington, DC, United StatesReported employees: 51-200 | Washington, DC, United States | 51-200 | Exact match | 204 contacts → |
“The Municipal Securities Rulemaking Board (MSRB) was established by Congress in 1975 with the mission to protect investors, issuers and the public interest and to promote…” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 3 | OTC Markets Groupotcmarkets.com HQ: New York, NY, United StatesReported employees: 51-200 | New York, NY, United States | 51-200 | Exact match | 182 contacts → |
“OTC Markets Group operates regulated markets for trading over U.S.” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 4 | NASAAnasaa.org HQ: Washington, DC, United StatesReported employees: 11-50 | Washington, DC, United States | 11-50 | Exact match | 67 contacts → |
“Organized in 1919, the North American Securities Administrators Association (NASAA) is the oldest international organization devoted to investor protection.” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 5 | Edgar Online, A Division Of OTC Markets Groupedgar-online.com HQ: New York, NY, United StatesReported employees: 51-200 | New York, NY, United States | 51-200 | Exact match | 62 contacts → |
“EDGAR® Online data brings together real-time SEC regulatory data and financial analytics across over SEC and OTC filers.” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 6 | Curvature Securities, LLCsolutions.curvaturesecurities.com HQ: Chatham, NJ, United StatesReported employees: 51-200 | Chatham, NJ, United States | 51-200 | Exact match | 47 contacts → |
“Curvature Securities is an SEC registered, FINRA-regulated broker-dealer specializing in securities finance and clearing.” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 7 | Alterna Securities INCalternasecurities.com HQ: Houston, TX, United StatesReported employees: 11-50 | Houston, TX, United States | 11-50 | Exact match | 38 contacts → |
“Alterna Securities is registered with the Securities Exchange Commission (SEC) and is a member of the Financial Industry Regulatory Authority (FINRA).” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 8 | Alphastar Capital Managementalphastarcm.com HQ: Cornelius, NC, United StatesReported employees: 51-200 | Cornelius, NC, United States | 51-200 | Exact match | 35 contacts → |
“Investment Advisory Services offered through Alphastar Capital Management, LLC, an SEC Registered Investment Adviser.” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 9 | Hightower Signature Wealth-Lexingtonhightowersignature.com HQ: Lexington, MA, United StatesReported employees: 11-50 | Lexington, MA, United States | 11-50 | Exact match | 29 contacts → |
“Please follow us here: Hightower Advisors, LLC is an SEC registered investment adviser.” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 10 | Rialto Marketsrialtomarkets.com HQ: Ponte Vedra Beach, FL, United StatesReported employees: 11-50 | Ponte Vedra Beach, FL, United States | 11-50 | Exact match | 17 contacts → |
“Rialto Markets, a FINRA member, SEC registered Broker Dealer and Alternative Trading System for private securities including those issued as a Digital Asset Security.” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 11 | Crowdcheckcrowdcheck.com HQ: Washington, DC, United StatesReported employees: 11-50 | Washington, DC, United States | 11-50 | Exact match | 13 contacts → |
“CrowdCheck provides due diligence and disclosure services.” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 12 | Office Of The Secretary Of The Commonwealth Of Massachusettssec.state.ma.us HQ: Boston, MA, United StatesReported employees: 501-1,000 | Boston, MA, United States | 501-1,000 | Exact match | 13 contacts → |
“Office of the Secretary of the Commonwealth of Massachusetts is a company based out of 1 ASHBURTON PL, Boston, Massachusetts, United States.” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 13 | Tradesk Securities, INCtradesk.co HQ: Short Hills, NJ, United StatesReported employees: 11-50 | Short Hills, NJ, United States | 11-50 | Exact match | 6 contacts → |
“At Tradesk, we leverage proprietary technologies and innovative solutions to power securities trading and account security.” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 14 | Robertson Wealth Managementrobertsonwealth.com HQ: Houston, TX, United StatesReported employees: 11-50 | Houston, TX, United States | 11-50 | Exact match | 6 contacts → |
“Robertson Wealth Management is a SEC registered investment advisor.” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 15 | MY Private Sharesmyprivateshares.com HQ: Fort Lauderdale, FL, United StatesReported employees: 1-10 | Fort Lauderdale, FL, United States | 1-10 | Exact match | 6 contacts → |
“For private companies, dealing with investors can be time-consuming, and takes your focus off running your business.” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 16 | Texture Capitaltexture.capital HQ: New York, NY, United StatesReported employees: 1-10 | New York, NY, United States | 1-10 | Exact match | 5 contacts → |
“Texture Capital is a US-based regulated broker dealer focused on the tokenization of securities.” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 17 | Marco Polo Securities INCmpsecurities.com HQ: New York, NY, United StatesReported employees: 11-50 | New York, NY, United States | 11-50 | Exact match | 4 contacts → |
“Marco Polo Securities (MPS) is the regulatory and securities arm of Marco Polo Exchange ("MPX”).” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 18 | Cultivate Wealth Managementcultivatewm.com HQ: Lakeland, FL, United StatesReported employees: 1-10 | Lakeland, FL, United States | 1-10 | Exact match | 4 contacts → |
“Third party posts found on this profile do not reflect the views of LPL Financial and have not been reviewed by LPL Financial as to the accuracy or completeness.” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 19 | Wadley Financial Group LLCwadleyfinancialgroup.com HQ: Wadley, United StatesReported employees: 1-10 | Wadley, United States | 1-10 | Exact match | 4 contacts → |
“3rd party posts found on this profile do not reflect the views of LPL Financial and have not been reviewed by LPL Financial as to accuracy or completeness.” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 20 | Zinn Wealth Management &partnerszinnwm.com HQ: Portland, ME, United StatesReported employees: 1-10 | Portland, ME, United States | 1-10 | Exact match | 3 contacts → |
“Securities and investment advisory services offered through & Partners, LLC, a broker-dealer and investment adviser registered with the U.S.” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 21 | Idaho Financial Groupidahofinancialgroup.com HQ: Eagle, ID, United StatesReported employees: 1-10 | Eagle, ID, United States | 1-10 | Exact match | 3 contacts → |
“Securities and Advisory services offered through LPL Financial, a registered investment advisor.” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 22 | Lentz Thompson Retirement Advisorslentzthompson.com HQ: Decatur, AL, United StatesReported employees: 1-10 | Decatur, AL, United States | 1-10 | Exact match | 3 contacts → |
“Securities and advisory services offered through LPL Financial, a registered investment advisor, Member FINRA/SIPC and The registered representatives associated with LPL Financial…” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 23 | Flautt Financialflauttfinancial.com HQ: Brentwood, TN, United StatesReported employees: 1-10 | Brentwood, TN, United States | 1-10 | Exact match | 3 contacts → |
“Securities and advisory services offered through Commonwealth Financial Network®, / a Registered Investment Adviser.” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 24 | Conscience BAY Capital, INCconsciencebaycapital.com HQ: Stony Brook, NY, United StatesReported employees: 1-10 | Stony Brook, NY, United States | 1-10 | Exact match | 3 contacts → |
“Securities and Advisory services offered through LPL Financial, a registered investment advisor.” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 25 | Life Incomelifeincome.com HQ: Salem, SC, United StatesReported employees: 1-10 | Salem, SC, United States | 1-10 | Exact match | 2 contacts → |
“Disclosures: Business may only be transacted in a state if first registered.” Recorded description excerpt · September 22, 2026Open company data in RevenueBase ↗Free signup required. | |||||
Showing 25 of 88 company matches
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Securities regulators: dataset insights
September 22, 2026These summaries describe recorded coverage in this saved dataset. This page is derived from saved source records; per-contact mobile coverage and email-recency results are not established by this snapshot.
Reported company sizes
88 records in the displayed employee bands.
0 matching records are outside the displayed bands or do not have a displayed size. Bars show shares of the displayed bands.
Email recency for this list is measured worldwide rather than for United States, so it is reported there. Company counts and contact totals on this page are exact for United States, over 88 companies.
How this company list was built
Describe a niche in your own words: companies installing commercial solar, or manufacturers of sustainable packaging. RevenueBase SmartSearch finds companies whose compiled business descriptions match by meaning. This list is one saved example to adapt.
Where the company descriptions come from
RevenueBase compiles company information from public sources, including company websites and public professional profiles such as LinkedIn, alongside information supplied by companies. The short recorded excerpt shown here is separate from the complete business description used for matching; individual source URLs and collection dates are not provided in this public snapshot.
RevenueBase SmartSearch matching settings
- Exact
- Closest fits to the business described.
- Similar
- Similar businesses with a wider range of fits.
- Related
- Related businesses in and around the category.
- Broad
- A broader set of businesses connected to the description.
RevenueBase SmartSearch · Exact match identifies inclusion in this search's closest semantic matching setting. It is not a per-company confidence score, a literal keyword match, or a quality endorsement.
Selection, ordering and scope
The public list shows selected company records with contact and verified-email coverage. Reported employee bands provide separate company-size context.
This page is derived from saved source records; per-contact mobile coverage and email-recency results are not established by this snapshot.
Recorded company descriptions support research; check company websites for current services. The selected preview is ordered by tracked contacts and is not a list of the best service providers.
Snapshot: September 22, 2026.
RevenueBase is a B2B data infrastructure company. Its September 3, 2026 published methodology describes a graph of 60 million companies and 398.9 million professional contacts; these platform figures differ from this page's totals. Published methodology ↗
Questions about this company list
What does Exact match mean for securities regulators?
The separate RevenueBase SmartSearch column identifies inclusion at the closest semantic matching preset. It is not a literal keyword match, a per-company confidence score or a quality endorsement. Changing the search form opens a new search in RevenueBase; it does not reclassify these saved rows.
How many securities regulators did RevenueBase find based in the United States?
The saved snapshot records 88 matching company records, 11,239 tracked contacts and 5,117 verified emails. The public preview displays 25 selected records.
Where do the company descriptions come from?
RevenueBase compiles company information from public sources, including company websites and public professional profiles such as LinkedIn, alongside information supplied by companies. The short recorded excerpt shown here is separate from the complete business description used for matching; individual source URLs and collection dates are not provided in this public snapshot.
How are the public companies ordered?
The selected public records are ordered by contacts tracked in RevenueBase, highest first. Contact coverage is a prospecting measure, not an assessment of the company's services or quality.
How can I get contact information?
Select a company's contact count to open its filtered contacts in RevenueBase. Free signup is required and includes 500 credits and limited free results. Verified emails, direct dials and mobile numbers depend on available coverage.
How current is this list?
Snapshot: September 22, 2026. Review each company's website for current services and locations. A recorded business description does not establish that every company offers every service named in the search.
What do headquarters and employee bands mean?
These are recorded company-level fields, rather than a map of every branch or a count of specialists. Missing headquarters or employee bands are labeled; older records may show a location separately from recorded headquarters.
Build your next target company list
Adapt this niche search and work with available contacts in RevenueBase.
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Cite this list
RevenueBase Data Team. Top 25 securities regulators based in the United States. Snapshot: September 22, 2026. https://revenuebase.ai/companies/securities-regulators/united-states.
This is a selected public preview of saved company records, rather than an independently verified census. Open the source page ↗
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