Company lists · Data refreshed September 2026

Top 25 Sec compliance advisors based in the United States

RevenueBase identified 839 sec compliance advisors headquartered in the United States as of September 2026 and tracks 7,094 professional contacts across them, including 3,450 with verified work emails. New York is the largest hub.

This list covers sec compliance advisors headquartered in the United States, matched on what each company actually does as described in its own words. Ranked by team size, largest first. Every row shows the company's own description, its RevenueBase Smart Search rating, and when it was last checked. Data refreshed September 22, 2026.

Published by RevenueBase, a B2B data infrastructure company. This list was built with RevenueBase Smart Search, the natural-language company search RevenueBase customers use to build their own targeted lists and unlock verified emails and direct dials at the companies on them. How these lists are built and judged.

How to read this list HQ checked on every row RevenueBase Smart Search rating on every row Refreshed Sep 22, 2026 86% judged on-target in blind review
839Companies
7,094Contacts tracked
3,450Verified emails
Explore this list → Free signup · no credit card · 500 free credits

The 25 largest sec compliance advisors based in the United States

Ranked by team size
Top 25 of 839 sec compliance advisors based in the United States, ranked by team size, largest first. Data refreshed Sep 22, 2026. RevenueBase Smart Search rates how each company's information relates to sec compliance advisors: strong evidence (its own description names it), partial (names part of it), indirect (matched on the rest of its profile rather than the description shown). Click a contact count to view that company's people.
#CompanyRevenueBase Smart SearchHeadquartersEmployeesContacts
1Indirect evidenceOmaha, NE, United StatesHQ checked Sep 22, 202651-200342 contacts →

Indirect evidence

“Progress isn't defined by a single milestone.”

Source: RevenueBase Database · checked Sep 22, 2026
2Partial evidenceNew York City, NY, United StatesHQ checked Sep 22, 2026201-500308 contacts →

Partial evidence

“At Comply, we pride ourselves on being the champion for compliance professionals.”

Source: RevenueBase Database · checked Sep 22, 2026
3Strong evidenceNewport Beach, CA, United StatesHQ checked Sep 22, 2026201-500258 contacts →

Strong evidence

“SageView Advisory Group is an independent SEC Registered Investment Advisor (RIA) that advises its clients on over $270 billion in assets, representing more than 2,500…”

Source: RevenueBase Database · checked Sep 22, 2026
4Partial evidenceNew York, NY, United StatesHQ checked Sep 22, 2026n/a234 contacts →

Partial evidence

“Titan helps you navigate equity decisions, liquidity events, and career transitions - with a dedicated human advisor and a modern platform.”

Source: RevenueBase Database · checked Sep 22, 2026
5Partial evidenceMiami, FL, United StatesHQ checked Sep 22, 202651-200117 contacts →

Partial evidence

“VectorGlobal WMG (Wealth Management Group) is a Broker-Dealer registered with the Securities and Exchange Commission (SEC), member of the Financial Industry Regulatory Authority…”

Source: RevenueBase Database · checked Sep 22, 2026
6Strong evidencePittsburgh, PA, United StatesHQ checked Sep 22, 202651-200110 contacts →

Strong evidence

“Established in 1976 in Pittsburgh, Pennsylvania, Allegheny Financial Group is an SEC* registered investment advisory firm.”

Source: RevenueBase Database · checked Sep 22, 2026
7Indirect evidenceNew York, NY, United StatesHQ checked Sep 22, 202651-200110 contacts →

Indirect evidence

“For over 40 years, DFP Partners has been a committed ally to Broker-Dealers, Registered Investment Advisers, and other financial services firms looking for accounting and…”

Source: RevenueBase Database · checked Sep 22, 2026
8Strong evidenceOmaha, NE, United StatesHQ checked Sep 22, 202651-200100 contacts →

Strong evidence

“Financial Planning and Investment Management services are provided by Avior Wealth Management, LLC, a SEC registered investment advisor.”

Source: RevenueBase Database · checked Sep 22, 2026
9Strong evidenceSan Francisco, CA, United StatesHQ checked Sep 22, 202651-20067 contacts →

Strong evidence

“Baker Street Advisors is a San Francisco based, SEC Registered Investment Adviser (RIA) with over $19 billion under advisement.”

Source: RevenueBase Database · checked Sep 22, 2026
10Strong evidencePurchase, NY, United StatesHQ checked Sep 22, 202651-20058 contacts →

Strong evidence

“SeaCrest Wealth Management is a national, SEC-regulated Registered Investment Advisor, providing an independent platform for professional advisors.”

Source: RevenueBase Database · checked Sep 22, 2026
11Indirect evidencePowell, OH, United StatesHQ checked Sep 22, 202651-20056 contacts →

Indirect evidence

“We are now Acclarity.”

Source: RevenueBase Database · checked Sep 22, 2026
12Strong evidenceSt. Paul, MN, United StatesHQ checked Sep 22, 202611-5053 contacts →

Strong evidence

“Mairs & Power is an SEC registered investment advisor founded in 1931.”

Source: RevenueBase Database · checked Sep 22, 2026
13Partial evidenceCharlotte, NC, United StatesHQ checked Sep 22, 202611-5053 contacts →

Partial evidence

“Adhesion Wealth, founded in is a leading provider of outsourced investment management solutions for registered investment advisors (RIAs).”

Source: RevenueBase Database · checked Sep 22, 2026
14Strong evidenceLouisville, KY, United StatesHQ checked Sep 22, 202651-20053 contacts →

Strong evidence

“PCS is a full-service, RIA-friendly Broker Dealer and SEC Registered Investment Advisor.”

Source: RevenueBase Database · checked Sep 22, 2026
15Partial evidenceIrvine, CA, United StatesHQ checked Sep 22, 202651-20051 contacts →

Partial evidence

“Blythe Global Advisors is a full-spectrum accounting advisory firm with a difference.”

Source: RevenueBase Database · checked Sep 22, 2026
16Indirect evidenceUnited StatesHQ checked Sep 22, 202611-5050 contacts →

Indirect evidence

“How does Trek support your unique path?”

Source: RevenueBase Database · checked Sep 22, 2026
17Strong evidenceKansas City, MO, United StatesHQ checked Sep 22, 202611-5043 contacts →

Strong evidence

“Prairie Capital Management, a SEC registered investment advisor, was established in 1995 in response to clients’ desire for objective, customized, and innovative investment…”

Source: RevenueBase Database · checked Sep 22, 2026
18Strong evidenceBoston, MA, United StatesHQ checked Sep 22, 202611-5042 contacts →

Strong evidence

“FLOYD ADVISORY is a consulting firm providing financial and accounting expertise in areas of SEC reporting, transaction advisory, investigations and compliance, valuation and…”

Source: RevenueBase Database · checked Sep 22, 2026
19Indirect evidenceAlpharetta, GA, United StatesHQ checked Sep 22, 202611-5042 contacts →

Indirect evidence

“Howard Capital Management, Inc.”

Source: RevenueBase Database · checked Sep 22, 2026
20Indirect evidenceBoston, MA, United StatesHQ checked Sep 22, 202611-5042 contacts →

Indirect evidence

Source: RevenueBase Database · checked Sep 22, 2026
21Indirect evidenceMinneapolis, MN, United StatesHQ checked Sep 22, 202611-5042 contacts →

Indirect evidence

“Experience a holistic approach with a tailored plan that puts your assets to work for you.”

Source: RevenueBase Database · checked Sep 22, 2026
22Strong evidenceKing Of Prussia, PA, United StatesHQ checked Sep 22, 202611-5039 contacts →

Strong evidence

“Independence Square Advisors is an SEC Registered Investment Adviser (RIA) and independent wealth management consulting firm.”

Source: RevenueBase Database · checked Sep 22, 2026
23Strong evidenceOverland Park, KS, United StatesHQ checked Sep 22, 202611-5038 contacts →

Strong evidence

“KWMG, LLC’s dba Keen Wealth Advisors (“company”) is an SEC registered investment advisor located in Overland Park, KS.”

Source: RevenueBase Database · checked Sep 22, 2026
24Strong evidenceIndianapolis, IN, United StatesHQ checked Sep 22, 202611-5035 contacts →

Strong evidence

“Winthrop Capital Management is an SEC-registered investment advisor specializing in the management of equity, high-grade and high yield fixed income portfolio management.”

Source: RevenueBase Database · checked Sep 22, 2026
25Strong evidenceCornelius, NC, United StatesHQ checked Sep 22, 202651-20035 contacts →

Strong evidence

“Investment Advisory Services offered through Alphastar Capital Management, LLC, an SEC Registered Investment Adviser.”

Source: RevenueBase Database · checked Sep 22, 2026

Showing 25 of 839 sec compliance advisors based in the United States

See the full list, filter by size, metro and specialty, and get verified emails and direct dials for all 3,450 reachable decision-makers.

Free signup · no credit card

View the full list →

Sec compliance advisors based in the United States at a glance

As of Sep 22, 2026
48.6%Verified-email coverage
8.5Average contacts per company
1-10Median size (employees)
6.0%Largest-city concentration · New York
Sep 22, 2026Page data refreshed

Companies by employee count

1-10
608
11-50
193
51-200
29
201-500
5
501-1,000
2
1,001-5,000
1
5,001-10,000
1

Email recency for this list is measured worldwide rather than for United States, so it is reported there. Company counts and contact totals on this page are exact for United States, over 839 companies.

How this list was built

Company categories are rarely black and white. RevenueBase reads each company's own description of its business to decide whether it belongs among sec compliance advisors, so some rows will be adjacent to the category rather than pure plays. The description and RevenueBase Smart Search rating on every row are there so you can check each match yourself.

Source
The RevenueBase company graph: 60 million companies and 398.9 million professional contacts resolved from primary sources, queried with RevenueBase Smart Search, the natural-language company search available to every RevenueBase user.
What qualifies
Companies headquartered in the United States whose own description of what they do matches “sec compliance advisors”. Matching reads each company's description, not its industry code or its name.
RevenueBase Smart Search
RevenueBase Smart Search is how this list is assembled and how each row is rated. RevenueBase's data engine and AI assess a company's LinkedIn profile, information supplied directly by the company, its website and other publicly available information, then relate it to a category defined in a user's own words. Each row is rated strong evidence (its own description names sec compliance advisors), partial evidence (it names part of the category) or indirect evidence (the description shown names none of it and the match rests on the rest of the company's profile). The description supporting each rating is quoted on the row.
What we exclude
Companies whose own description does not clearly place them among sec compliance advisors, and records with no verified work email. Companies headquartered outside United States are excluded even when they keep an office there.
Match quality
In blind human judging of this matching method, 86% of matched companies were on target. Expect roughly 1 in 7 rows to be adjacent to the category rather than a pure play. Every row shows the company's own description and its RevenueBase Smart Search rating so you can judge each match yourself. Read the full methodology: how the lists are built, how the judging worked, and what the figure means.
Ranking
Team size, largest first: companies are ordered by the number of professionals RevenueBase tracks at each one. Employee ranges shown are reported bands, for context.
Verification
Every listed company carries at least one verified work email, 3,450 across the full list. Contacts re-verify on a rolling cadence, and each contact's own verification date is shown inside RevenueBase.
Refresh
This page's figures were pulled from the company graph on September 22, 2026. Lists refresh periodically as the graph is re-checked.
Corrections
Wrong category, wrong headquarters, or a company that has closed? Use “Report an issue” on any row. Reports go to the RevenueBase Data Team and feed back into the company graph.

Sec compliance advisors by metro

  • Sec compliance advisors in New York50

Frequently asked

What is RevenueBase Smart Search?

RevenueBase Smart Search is how RevenueBase decides which companies belong on this list and how strongly each one fits. Its data engine and AI assess a company's LinkedIn profile, information supplied directly by the company, its website and other publicly available information, then relate it to the category the list is about. Each row is rated strong evidence when the company's own description names sec compliance advisors, partial evidence when it names part of the category, and indirect evidence when the description shown names none of it and the match rests on the rest of the company's profile.

How many sec compliance advisors are there based in the United States?

RevenueBase identified 839 sec compliance advisors headquartered in the United States as of September 2026, matched on each company's own description of what it does rather than its industry code.

What is the largest company on this list?

Carson Group, headquartered in Omaha, tops this list with the largest team on record.

Which city has the most sec compliance advisors?

New York leads with 50 headquartered companies, followed by Chicago (17) and Dallas (16).

How do I get contact information for these companies?

A free RevenueBase account lets you run this exact search and work the top results, verified emails and direct dials included. Upgrading unlocks all 3,450 verified decision-maker contacts tracked across these 839 companies.

How current is this list?

The list refreshes periodically as the company graph is re-checked. This page's figures were pulled on September 22, 2026.

Ready to reach these companies? Verified emails and direct dials for all 839 sec compliance advisors based in the United States. Start with a free account, no credit card.

Download this list →

Related lists

About this data

RevenueBase is a B2B data infrastructure company. Its company graph covers 60 million companies and 398.9 million professional contacts, with emails verified on a rolling cadence rather than scraped once and left to decay. These company lists are generated directly from that graph with RevenueBase Smart Search, the same natural-language company search every RevenueBase user has: describe a market in plain words, get the companies that match, and add verified emails and direct dials for the people at them. It is the same data that powers RevenueBase's B2B data products, and a free account includes 500 credits to start. How these lists are built and judged.