Company lists · Data refreshed September 2026

Top 25 Regulatory reporting service companies based in the United States

RevenueBase identified 94 regulatory reporting service companies headquartered in the United States as of September 2026 and tracks 3,196 professional contacts across them, including 1,538 with verified work emails. New York is the largest hub.

This list covers regulatory reporting service companies headquartered in the United States, matched on what each company actually does as described in its own words. Ranked by team size, largest first. Every row shows the company's own description, its RevenueBase Smart Search rating, and when it was last checked. Data refreshed September 21, 2026.

Published by RevenueBase, a B2B data infrastructure company. This list was built with RevenueBase Smart Search, the natural-language company search RevenueBase customers use to build their own targeted lists and unlock verified emails and direct dials at the companies on them. How these lists are built and judged.

How to read this list HQ checked on every row RevenueBase Smart Search rating on every row Refreshed Sep 21, 2026 86% judged on-target in blind review
94Companies
3,196Contacts tracked
1,538Verified emails
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The 25 largest regulatory reporting service companies based in the United States

Ranked by team size
Top 25 of 94 regulatory reporting service companies based in the United States, ranked by team size, largest first. Data refreshed Sep 21, 2026. RevenueBase Smart Search rates how each company's information relates to regulatory reporting service companies: strong evidence (its own description names it), partial (names part of it), indirect (matched on the rest of its profile rather than the description shown). Click a contact count to view that company's people.
#CompanyRevenueBase Smart SearchHeadquartersEmployeesContacts
1Partial evidenceLancaster, PA, United StatesHQ checked Sep 21, 20261,001-5,0001,740 contacts →

Partial evidence

“DFIN is the leading global provider of compliance and regulatory software and services, fueling end-to-end investment company regulatory compliance needs, complex capital markets…”

Source: RevenueBase Database · checked Sep 21, 2026
2Indirect evidenceNew York City, NY, United StatesHQ checked Sep 21, 2026201-500308 contacts →

Indirect evidence

“At Comply, we pride ourselves on being the champion for compliance professionals.”

Source: RevenueBase Database · checked Sep 21, 2026
3Indirect evidenceArlington, VA, United StatesHQ checked Sep 21, 202651-200179 contacts →

Indirect evidence

“As sweeping changes in regulation, technology, and markets transform the financial sector, high performing organizations know they can’t stay ahead by standing still.”

Source: RevenueBase Database · checked Sep 21, 2026
4Indirect evidenceNew York, NY, United StatesHQ checked Sep 21, 202651-200110 contacts →

Indirect evidence

“For over 40 years, DFP Partners has been a committed ally to Broker-Dealers, Registered Investment Advisers, and other financial services firms looking for accounting and…”

Source: RevenueBase Database · checked Sep 21, 2026
5Indirect evidenceNew York, NY, United StatesHQ checked Sep 21, 2026n/a84 contacts →

Indirect evidence

“Wolters Kluwer provides expert services and solutions to help financial services and corporate professionals maintain ongoing compliance requirements, increase efficiency and…”

Source: RevenueBase Database · checked Sep 21, 2026
6Indirect evidenceBeverly Hills, CA, United StatesHQ checked Sep 21, 202651-20046 contacts →

Indirect evidence

“Northstar is a fully-integrated financial services partner focused exclusively on growing business.”

Source: RevenueBase Database · checked Sep 21, 2026
7Indirect evidenceManassas, VA, United StatesHQ checked Sep 21, 202651-20046 contacts →

Indirect evidence

“Ez-XBRL Solutions, Inc.”

Source: RevenueBase Database · checked Sep 21, 2026
8Indirect evidenceNew York, NY, United StatesHQ checked Sep 21, 202611-5039 contacts →

Indirect evidence

“n-Tier is an innovative financial technology company that couples deep industry expertise with a unique software platform to help firms minimize the risks and costs associated…”

Source: RevenueBase Database · checked Sep 21, 2026
9Partial evidenceRaleigh, NC, United StatesHQ checked Sep 21, 202651-20039 contacts →

Partial evidence

“FilePoint is a regulatory tech company that provides full-service regulatory disclosure solutions to clients in the financial industry.”

Source: RevenueBase Database · checked Sep 21, 2026
10Indirect evidenceMadison, WI, United StatesHQ checked Sep 21, 202611-5028 contacts →

Indirect evidence

“FIPCO is a customer-centric company operating in the upper Midwest with headquarters in Madison, WI.”

Source: RevenueBase Database · checked Sep 21, 2026
11Partial evidenceDeerfield Beach, FL, United StatesHQ checked Sep 21, 202611-5023 contacts →

Partial evidence

“Renaissance Regulatory Services (RRS) is a privately held boutique consulting firm based in Deerfield Beach, Florida.”

Source: RevenueBase Database · checked Sep 21, 2026
12Strong evidenceNew York, NY, United StatesHQ checked Sep 21, 202611-5021 contacts →

Strong evidence

“ACI is the leading provider of FinOp and regulatory reporting services for U.S.”

Source: RevenueBase Database · checked Sep 21, 2026
13Indirect evidenceRaleigh, NC, United StatesHQ checked Sep 21, 202611-5017 contacts →

Indirect evidence

“At ViewPoint Partners, we’re all about technology, relationships, and client service.”

Source: RevenueBase Database · checked Sep 21, 2026
14Partial evidenceHolbrook, NY, United StatesHQ checked Sep 21, 202611-5014 contacts →

Partial evidence

“Asgard Regulatory Group LLC (“Asgard”) specializes in providing regulatory compliance and business advisory services and audit and special project work to broker-dealers…”

Source: RevenueBase Database · checked Sep 21, 2026
15Indirect evidenceGoshen, NY, United StatesHQ checked Sep 21, 202611-5013 contacts →

Indirect evidence

“Patrina offers all the tools you need to stay compliance ready.”

Source: RevenueBase Database · checked Sep 21, 2026
16Partial evidenceLos Angeles, CA, United StatesHQ checked Sep 21, 2026201-50010 contacts →

Partial evidence

“M2 Compliance ('M2") is a market leader and innovative provider of disclosure management systems and dedicated regulatory compliance solutions.”

Source: RevenueBase Database · checked Sep 21, 2026
17Partial evidenceHouston, TX, United StatesHQ checked Sep 21, 202611-509 contacts →

Partial evidence

“Third Party Resources, Inc.(3PR, Inc.) is a specialized consulting firm that focuses on the unique regulatory compliance and risk management challenges facing banks and other…”

Source: RevenueBase Database · checked Sep 21, 2026
18Indirect evidenceCentral City, NE, United StatesHQ checked Sep 21, 20261-109 contacts →

Indirect evidence

“When it comes to financial regulations, we don't just find the problems.”

Source: RevenueBase Database · checked Sep 21, 2026
19Indirect evidenceAlbuquerque, NM, United StatesHQ checked Sep 21, 20261-108 contacts →

Indirect evidence

“We work with business around the world who have SEC filing requierements.”

Source: RevenueBase Database · checked Sep 21, 2026
20Partial evidenceFort Lauderdale, FL, United StatesHQ checked Sep 21, 202611-507 contacts →

Partial evidence

“FileForms is your trusted partner for filing regulatory forms and reports.”

Source: RevenueBase Database · checked Sep 21, 2026
21Indirect evidenceAlpharetta, GA, United StatesHQ checked Sep 21, 202611-507 contacts →

Indirect evidence

“Securities Compliance Management is a consulting company focused compliance consulting for Broker/Dealers and Registered Investment Advisers.”

Source: RevenueBase Database · checked Sep 21, 2026
22Partial evidenceNew York, NY, United StatesHQ checked Sep 21, 20261-107 contacts →

Partial evidence

“Quadrant Regulatory Group provides services that support compliance with SEC, FINRA, MSRB, and state securities law.”

Source: RevenueBase Database · checked Sep 21, 2026
23Indirect evidenceOlympia, WA, United StatesHQ checked Sep 21, 202611-507 contacts →

Indirect evidence

“Compliance Services Group, LLC is the product of two nationally respected companies that provide responsive and high-quality compliance consulting and audit services for financial…”

Source: RevenueBase Database · checked Sep 21, 2026
24Partial evidenceOklahoma City, OK, United StatesHQ checked Sep 21, 202611-507 contacts →

Partial evidence

“Consulting, Regulatory Compliance and Internal Audit Solutions LET'S BUILD A BETTER BANK The best banking is based on relationships.”

Source: RevenueBase Database · checked Sep 21, 2026
25Partial evidenceNew York, United StatesHQ checked Sep 21, 20261-106 contacts →

Partial evidence

“Insurance Regulatory Consultants, LLC (IRC) is a full service state filing and regulatory compliance company which was formed in 1997 by John Battles and Kevin Purcell.”

Source: RevenueBase Database · checked Sep 21, 2026

Showing 25 of 94 regulatory reporting service companies based in the United States

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Regulatory reporting service companies based in the United States at a glance

As of Sep 21, 2026
48.1%Verified-email coverage
34.0Average contacts per company
1-10Median size (employees)
17.0%Largest-city concentration · New York
Sep 21, 2026Page data refreshed

Companies by employee count

1-10
47
11-50
26
51-200
14
201-500
2
501-1,000
3
1,001-5,000
1
10001+
1

Email recency for this list is measured worldwide rather than for United States, so it is reported there. Company counts and contact totals on this page are exact for United States, over 94 companies.

How this list was built

Company categories are rarely black and white. RevenueBase reads each company's own description of its business to decide whether it belongs among regulatory reporting service companies, so some rows will be adjacent to the category rather than pure plays. The description and RevenueBase Smart Search rating on every row are there so you can check each match yourself.

Source
The RevenueBase company graph: 60 million companies and 398.9 million professional contacts resolved from primary sources, queried with RevenueBase Smart Search, the natural-language company search available to every RevenueBase user.
What qualifies
Companies headquartered in the United States whose own description of what they do matches “regulatory reporting service companies”. Matching reads each company's description, not its industry code or its name.
RevenueBase Smart Search
RevenueBase Smart Search is how this list is assembled and how each row is rated. RevenueBase's data engine and AI assess a company's LinkedIn profile, information supplied directly by the company, its website and other publicly available information, then relate it to a category defined in a user's own words. Each row is rated strong evidence (its own description names regulatory reporting service companies), partial evidence (it names part of the category) or indirect evidence (the description shown names none of it and the match rests on the rest of the company's profile). The description supporting each rating is quoted on the row.
What we exclude
Companies whose own description does not clearly place them among regulatory reporting service companies, and records with no verified work email. Companies headquartered outside United States are excluded even when they keep an office there.
Match quality
In blind human judging of this matching method, 86% of matched companies were on target. Expect roughly 1 in 7 rows to be adjacent to the category rather than a pure play. Every row shows the company's own description and its RevenueBase Smart Search rating so you can judge each match yourself. Read the full methodology: how the lists are built, how the judging worked, and what the figure means.
Ranking
Team size, largest first: companies are ordered by the number of professionals RevenueBase tracks at each one. Employee ranges shown are reported bands, for context.
Verification
Every listed company carries at least one verified work email, 1,538 across the full list. Contacts re-verify on a rolling cadence, and each contact's own verification date is shown inside RevenueBase.
Refresh
This page's figures were pulled from the company graph on September 21, 2026. Lists refresh periodically as the graph is re-checked.
Corrections
Wrong category, wrong headquarters, or a company that has closed? Use “Report an issue” on any row. Reports go to the RevenueBase Data Team and feed back into the company graph.

Frequently asked

What is RevenueBase Smart Search?

RevenueBase Smart Search is how RevenueBase decides which companies belong on this list and how strongly each one fits. Its data engine and AI assess a company's LinkedIn profile, information supplied directly by the company, its website and other publicly available information, then relate it to the category the list is about. Each row is rated strong evidence when the company's own description names regulatory reporting service companies, partial evidence when it names part of the category, and indirect evidence when the description shown names none of it and the match rests on the rest of the company's profile.

How many regulatory reporting service companies are there based in the United States?

RevenueBase identified 94 regulatory reporting service companies headquartered in the United States as of September 2026, matched on each company's own description of what it does rather than its industry code.

What is the largest company on this list?

Donnelley Financial Solutions Dfin, headquartered in Lancaster, tops this list with the largest team on record.

Which city has the most regulatory reporting service companies?

New York leads with 16 headquartered companies, followed by Jacksonville (3) and Washington (3).

How do I get contact information for these companies?

A free RevenueBase account lets you run this exact search and work the top results, verified emails and direct dials included. Upgrading unlocks all 1,538 verified decision-maker contacts tracked across these 94 companies.

How current is this list?

The list refreshes periodically as the company graph is re-checked. This page's figures were pulled on September 21, 2026.

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About this data

RevenueBase is a B2B data infrastructure company. Its company graph covers 60 million companies and 398.9 million professional contacts, with emails verified on a rolling cadence rather than scraped once and left to decay. These company lists are generated directly from that graph with RevenueBase Smart Search, the same natural-language company search every RevenueBase user has: describe a market in plain words, get the companies that match, and add verified emails and direct dials for the people at them. It is the same data that powers RevenueBase's B2B data products, and a free account includes 500 credits to start. How these lists are built and judged.