Top 25 Regulatory consulting firms based in New York, United States

“Experts on financial regulatory & compliance, business analysis, project Implementation and delivery for Corporate and Investment Banking, Asset management clients Firm…”

“For over 40 years, DFP Partners has been a committed ally to Broker-Dealers, Registered Investment Advisers, and other financial services firms looking for accounting and…”

“To meet rigorous regulatory expectations and requirements, it is imperative that organizations have access to “best in class” talent that has extensive knowledge of the businesses…”

“Tusk Strategies is a 35-person team of some of the most talented and tenacious political, communications, and policy strategists in the country.”

“Our mission is to deliver unparalleled industry expertise and analytical precision to regulatory consulting.”

“We are trusted advisors to organizations buying, growing, or selling mid-large scale health care practices.”

“SHARPEST TOOLS IN THE SHED Whether you're building a new firm, reinforcing compliance resources, or repairing compliance deficiencies, Compliers' experienced CCOs and compliance…”

“MarketCounsel Consulting is the leading business and regulatory compliance consultancy to the country's preeminent independent investment advisers throughout all stages of their…”

“Our clients are financial service innovators, including fintech companies, registered investment advisers (RIAs), broker-dealers, commodity, digital asset and private fund…”

“SEC Compliance Consultants, Inc.(SEC³) helps organizations bridge the SEC compliance knowledge gap.”

“IMS is a full service financial consulting firm that has been servicing the needs of the financial services community since 1985.”

“3iCO provides Investment Advisors, Funds, and Broker-Dealers with experienced, independent Chief Compliance Officers or one-on-one Compliance Consulting Services.”

“Brookbridge is in its fourth decade of providing clients with expert service in the procurement of all required approvals including the vast and complicated web of regulatory…”

“We’re a boutique consulting firm supporting the life sciences industry.”

“Tölt Strategies offers expert and independent services to innovative companies seeking to navigate complex legal and regulatory landscapes.”

“Henrici Group (HG) is a boutique New York-based consulting firm that provides strategic and hands-on quality and compliance support to the pharmaceutical industry.”

“Quadrant Regulatory Group provides services that support compliance with SEC, FINRA, MSRB, and state securities law.”

“Clarity Services Group is a boutique financial services consulting firm headquartered in New York City, mere steps away from Grand Central Station.”

“At MCG, we believe that all securities markets are holistically connected in today’s world.”

“SMC International Group Ltd (SMCI) considers itself to be your dedicated financial compliance solution partner.”

“Shipkevich PLLC is dedicated to advising its clients on changes in the futures, commodities, derivatives and forex industries.”

“PARC Solutions LLC is a governance and regulatory advisory firm supporting executive teams, boards, and legal advisors operating in regulated and complex environments.”