Company lists · Data refreshed September 2026
Top 25 Regulatory compliance software companies for financial services based in New York, United States
RevenueBase identified 68 company matches for regulatory compliance software companies for financial services associated with New York, United States as of September 2026 and tracks 3,812 professional contacts across them, including 1,906 with verified work emails. Across the United States, New York is the largest hub for this category.
This list covers company matches for regulatory compliance software companies for financial services associated with New York, United States, found by RevenueBase SmartSearch using the meaning of business descriptions in its company graph at Exact. Ranked by professionals tracked, largest first. Rows show recorded descriptions where available, Exact search membership and the snapshot date. Data refreshed September 29, 2026.
Published by RevenueBase, a B2B data infrastructure company. This list was built with RevenueBase SmartSearch, the natural-language company search RevenueBase customers use to build their own targeted lists and unlock verified emails and direct dials at the companies on them. How these lists are built and judged.
The 25 largest regulatory compliance software companies for financial services based in New York, United States
Ranked by team size| # | Company | Contacts | |||
|---|---|---|---|---|---|
| 1 | 1,486 contacts → | ||||
Exact match “ACA Group is the leading governance, risk, and compliance advisor to the financial services industry.” Recorded in the RevenueBase company graph · Sep 29, 2026 · View company records in RevenueBase | |||||
| 2 | 788 contacts → | ||||
Exact match “CT Corporation helps small businesses, corporations, and law firms around the world manage their most critical business and legal compliance responsibilities.” Recorded in the RevenueBase company graph · Sep 29, 2026 · View company records in RevenueBase | |||||
| 3 | 416 contacts → | ||||
Exact match “Aithent creates high-value regulatory compliance management solutions for financial services, government, healthcare and insurance organizations around the globe.” Recorded in the RevenueBase company graph · Sep 29, 2026 · View company records in RevenueBase | |||||
| 4 | 295 contacts → | ||||
Exact match “MCO is a global leader on a mission to revolutionize how financial firms tackle compliance, making it simpler, smarter, and more effective.” Recorded in the RevenueBase company graph · Sep 29, 2026 · View company records in RevenueBase | |||||
| 5 | 143 contacts → | ||||
Exact match “Droit builds mission-critical, breakthrough products to advance global regulatory compliance and real-time controls.” Recorded in the RevenueBase company graph · Sep 29, 2026 · View company records in RevenueBase | |||||
| 6 | 60 contacts → | ||||
Exact match “To meet rigorous regulatory expectations and requirements, it is imperative that organizations have access to “best in class” talent that has extensive knowledge of the businesses…” Recorded in the RevenueBase company graph · Sep 29, 2026 · View company records in RevenueBase | |||||
| 7 | 59 contacts → | ||||
Exact match “Compliance Solutions Strategies (CSS), a Confluence company, is a trusted global RegTech partner that uniquely brings together innovative technology-driven solutions to support…” Recorded in the RevenueBase company graph · Sep 29, 2026 · View company records in RevenueBase | |||||
| 8 | 51 contacts → | ||||
Exact match “Hadrius is the AI-native compliance platform for RIAs, broker-dealers, and private funds.” Recorded in the RevenueBase company graph · Sep 29, 2026 · View company records in RevenueBase | |||||
| 9 | 39 contacts → | ||||
Exact match “n-Tier is an innovative financial technology company that couples deep industry expertise with a unique software platform to help firms minimize the risks and costs associated…” Recorded in the RevenueBase company graph · Sep 29, 2026 · View company records in RevenueBase | |||||
| 10 | 35 contacts → | ||||
Exact match “Compliance Solutions With Best in Class Operational Support Orical LLC offers the best-in-class, customized, practical and technical solutions for the compliance, operations and…” Recorded in the RevenueBase company graph · Sep 29, 2026 · View company records in RevenueBase | |||||
| 11 | 26 contacts → | ||||
Exact match “Comply (formerly ComplySci) believes advanced compliance technology empowers compliance professionals to transform their business.” Recorded in the RevenueBase company graph · Sep 29, 2026 · View company records in RevenueBase | |||||
| 12 | 21 contacts → | ||||
Exact match “17a-4 LLC is a leading provider of compliance software and consulting services.” Recorded in the RevenueBase company graph · Sep 29, 2026 · View company records in RevenueBase | |||||
| 13 | 17 contacts → | ||||
Exact match “Fintechs, private funds, and wealth managers all use Greenboard to consolidate compliance software functionality onto a single modern platform that uses AI to detect risk and…” Recorded in the RevenueBase company graph · Sep 29, 2026 · View company records in RevenueBase | |||||
| 14 | 15 contacts → | ||||
Exact match “BCompliant bridges the gap between real estate, compliance, and technology and provides a more effective and transparent process towards ensuring compliance.” Recorded in the RevenueBase company graph · Sep 29, 2026 · View company records in RevenueBase | |||||
| 15 | 15 contacts → | ||||
Exact match “Trillium Surveyor delivers powerful, intuitive trade surveillance and best execution analytics software.” Recorded in the RevenueBase company graph · Sep 29, 2026 · View company records in RevenueBase | |||||
| 16 | 15 contacts → | ||||
Exact match “Obtaining Compliance and Regulation requirements used to take months and a lot of effort, maintaining the same takes even more effort as companies are obligated to show…” Recorded in the RevenueBase company graph · Sep 29, 2026 · View company records in RevenueBase | |||||
| 17 | 12 contacts → | ||||
Exact match “SEC Compliance Consultants, Inc.(SEC³) helps organizations bridge the SEC compliance knowledge gap.” Recorded in the RevenueBase company graph · Sep 29, 2026 · View company records in RevenueBase | |||||
| 18 | 11 contacts → | ||||
Exact match “NextAML is a boutique compliance and risk advisory firm offering technology-enabled, AI-powered solutions across financial crime prevention, regulatory compliance, credit risk…” Recorded in the RevenueBase company graph · Sep 29, 2026 · View company records in RevenueBase | |||||
| 19 | 7 contacts → | ||||
Exact match “Quadrant Regulatory Group provides services that support compliance with SEC, FINRA, MSRB, and state securities law.” Recorded in the RevenueBase company graph · Sep 29, 2026 · View company records in RevenueBase | |||||
| 20 | 6 contacts → | ||||
Exact match “Insurance Regulatory Consultants, LLC (IRC) is a full service state filing and regulatory compliance company which was formed in 1997 by John Battles and Kevin Purcell.” Recorded in the RevenueBase company graph · Sep 29, 2026 · View company records in RevenueBase | |||||
| 21 | 6 contacts → | ||||
Exact match “At MCG, we believe that all securities markets are holistically connected in today’s world.” Recorded in the RevenueBase company graph · Sep 29, 2026 · View company records in RevenueBase | |||||
| 22 | 6 contacts → | ||||
Exact match “Capital Market Solutions (CMS), headquartered in New York, USA, is the leading provider of cloud-based regulatory compliance and surveillance solutions built for Broker Dealers…” Recorded in the RevenueBase company graph · Sep 29, 2026 · View company records in RevenueBase | |||||
| 23 | 5 contacts → | ||||
Exact match “The Mizen Group LLC Compliance Services for Anti-Money Laundering About Us The Mizen Group LLC A RegTech Services business for financial institutions, using diagnostics and…” Recorded in the RevenueBase company graph · Sep 29, 2026 · View company records in RevenueBase | |||||
| 24 | 3 contacts → | ||||
Exact match “Making Market Data Simple.” Recorded in the RevenueBase company graph · Sep 29, 2026 · View company records in RevenueBase | |||||
| 25 | 3 contacts → | ||||
Exact match “Global Compliance Group (GCG) is a boutique compliance consulting firm specializing in Regulatory Compliance, Cybersecurity, Anti-Money Laundering, Vendor Onboarding & M&A due…” Recorded in the RevenueBase company graph · Sep 29, 2026 · View company records in RevenueBase | |||||
RevenueBase SmartSearch
Describe a niche business in your own words. RevenueBase SmartSearch compares the meaning of your description with company business descriptions compiled in the RevenueBase company graph. Exact, Similar, Related and Broad control how closely companies must fit.
This list uses Exact for “regulatory compliance software companies for financial services”. Each Exact match badge shows membership in that saved search; it is not an individual similarity score or a service-quality rating. Recorded descriptions are shown where available.
Showing 25 of 68 regulatory compliance software companies for financial services based in New York, United States
See the full list, filter by size, metro and specialty, and access 1,906 tracked professional contacts with verified work emails. Direct dials are available where recorded.
Free signup · no credit card
Regulatory compliance software companies for financial services based in New York, United States at a glance
As of Sep 29, 2026Companies by employee count
Email recency for this list is measured across the whole United States list rather than for New York, so it is reported there. Company counts and contact totals on this page are exact for New York, over 68 companies.
How this list was built
The recorded descriptions help you assess these company matches. Check a company’s website for its current services and locations.
- Source
- The RevenueBase company graph: 60 million companies and 398.9 million professional contacts resolved from primary sources, queried with RevenueBase SmartSearch, the natural-language company search available to every RevenueBase user.
- What qualifies
- Company records associated with New York, United States whose business descriptions match “regulatory compliance software companies for financial services” by meaning at the Exact setting. Descriptions are compiled in the RevenueBase company graph from public websites, profiles and company information where available; they are not guaranteed quotations from the company's website.
- RevenueBase SmartSearch
- Describe a niche company in your own words to find businesses by meaning. Exact, Similar, Related and Broad control the breadth of RevenueBase SmartSearch. This saved list uses Exact. Each row's Exact match badge shows inclusion in that search, not an individual score or a service-quality judgment.
- Public preview
- The public preview omits records without a verified work email. Where headquarters information is recorded, preview rows are also filtered to this page’s location. Dataset totals and geographic summaries describe the full matched records before these preview filters.
- Match quality
- RevenueBase's August 25, 2026 study assessed 4,198 description/company pairs across matching settings. The publisher reports 86% good or better at Exact. This evaluates the method across queries; it does not audit this individual list. Recorded company descriptions, where available, help you judge each match yourself. Read the full methodology: how the lists are built and what the study measures.
- Ranking
- Team size, largest first: companies are ordered by the number of professionals RevenueBase tracks at each one. Employee ranges shown are reported bands, for context.
- Verification
- Every displayed company carries at least one verified work email. RevenueBase tracks 1,906 professional contacts with verified work emails across the full matched dataset. Contacts re-verify on a rolling cadence, and each contact's own verification date is shown inside RevenueBase.
- Refresh
- This page's figures were pulled from the company graph on September 29, 2026. Lists refresh periodically as the graph is re-checked.
- Record context
- Company records and descriptions can change. Check the company's website for its current services and locations.
Frequently asked
What is RevenueBase SmartSearch?
RevenueBase SmartSearch finds niche companies by the meaning of their business descriptions in the RevenueBase company graph. Exact, Similar, Related and Broad control how closely companies must fit your description. This list uses Exact for “regulatory compliance software companies for financial services”; each Exact match badge shows search membership, not an individual similarity or quality score.
How many regulatory compliance software companies for financial services are there based in New York, United States?
RevenueBase identified 68 company matches for regulatory compliance software companies for financial services associated with New York, United States as of September 2026, using the meaning of business descriptions at Exact. This is the recorded matched set in the RevenueBase company graph.
What is the largest company on this list?
ACA Group tops the displayed preview by professional contacts tracked in RevenueBase. Recorded headquarters appear in the company rows.
Which city in the United States has the most regulatory compliance software companies for financial services?
New York leads the United States with 71 company records, followed by San Francisco (18) and Miami (13).
How do I get contact information for these companies?
A free RevenueBase account lets you run this exact search and work limited free results with 500 credits to start. Upgrading provides access to the 1,906 professional contacts with verified work emails tracked across these 68 companies; direct dials are available where recorded.
How current is this list?
The list refreshes periodically as the company graph is re-checked. This page's figures were pulled on September 29, 2026.
Ready to reach these companies? Verified emails and direct dials for all 68 regulatory compliance software companies for financial services based in New York, United States. Start with a free account, no credit card.
Download this list →Related lists
Regulatory compliance software companies for financial services by geography
- Regulatory compliance software companies for financial services based in Paris, France
- Regulatory compliance software companies for financial services based in London, United Kingdom
- Regulatory compliance software companies for financial services based in Australia
- Regulatory compliance software companies for financial services based in Brazil
- Regulatory compliance software companies for financial services based in Canada
- Regulatory compliance software companies for financial services based in France
- Regulatory compliance software companies for financial services based in Germany
- Regulatory compliance software companies for financial services based in India
- Regulatory compliance software companies for financial services based in Ireland
- Regulatory compliance software companies for financial services based in Italy
- Regulatory compliance software companies for financial services based in the Netherlands
- Regulatory compliance software companies for financial services based in South Africa
About this data
RevenueBase is a B2B data infrastructure company. Its company graph covers 60 million companies and 398.9 million professional contacts, with emails verified on a rolling cadence rather than scraped once and left to decay. These company lists are generated directly from that graph with RevenueBase SmartSearch, the same natural-language company search every RevenueBase user has: describe a market in plain words, get the companies that match, and add verified emails and direct dials for the people at them. It is the same data that powers RevenueBase's B2B data products, and a free account includes 500 credits to start. How these lists are built and judged.
More company lists
- All company lists
- Lists by location
- Lists A-Z
- New lists
- Regulatory compliance software companies for financial services based in Paris, France
- Regulatory compliance software companies for financial services based in London, United Kingdom
- Regulatory compliance software companies for financial services based in Australia
- Regulatory compliance software companies for financial services based in Brazil
- Regulatory compliance software companies for financial services based in Canada
- Regulatory compliance software companies for financial services based in France
Company intelligence · public preview
Top 25 regulatory compliance software companies for financial services based in New York, United States
Find companies in any niche.
Describe the businesses you want in your own words. RevenueBase SmartSearch matches company descriptions by meaning.
RevenueBase records 68 matching company records for regulatory compliance software companies for financial services based in New York, United States, with 3,812 tracked contacts and 1,906 verified work emails.
This public preview shows 25 selected records ordered by tracked contacts. RevenueBase SmartSearch finds company descriptions that match by meaning at Exact. Snapshot: September 29, 2026.
RevenueBase compiles business descriptions for niche-company discovery; each row shows a recorded excerpt where available. Adapt this search to find the companies and contacts you want.
Top 25 regulatory compliance software companies for financial services based in New York, United States
The public list shows selected company records with contact and verified-email coverage. Reported employee bands provide separate company-size context.
| # | Company | Headquarters on record | Reported employees | RevenueBase SmartSearch | Tracked contacts |
|---|---|---|---|---|---|
| 1 |  ACA Groupacaglobal.comHQ: New York, NY, United StatesReported employees: 1,001-5,000 | New York, NY, United States | 1,001-5,000 | Exact match | 1,486 contacts → |
“ACA Group is the leading governance, risk, and compliance advisor to the financial services industry.” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 2 |  CT Corporationwolterskluwer.comHQ: New York, NY, United StatesReported employees: 1,001-5,000 | New York, NY, United States | 1,001-5,000 | Exact match | 788 contacts → |
“CT Corporation helps small businesses, corporations, and law firms around the world manage their most critical business and legal compliance responsibilities.” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 3 |  Aithent INCaithent.comHQ: New York, NY, United StatesReported employees: 201-500 | New York, NY, United States | 201-500 | Exact match | 416 contacts → |
“Aithent creates high-value regulatory compliance management solutions for financial services, government, healthcare and insurance organizations around the globe.” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 4 |  MCO Mycomplianceofficemycomplianceoffice.comHQ: New York, NY, United StatesReported employees: 201-500 | New York, NY, United States | 201-500 | Exact match | 295 contacts → |
“MCO is a global leader on a mission to revolutionize how financial firms tackle compliance, making it simpler, smarter, and more effective.” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 5 |  DROITdroit.techHQ: New York, NY, United StatesReported employees: 51-200 | New York, NY, United States | 51-200 | Exact match | 143 contacts → |
“Droit builds mission-critical, breakthrough products to advance global regulatory compliance and real-time controls.” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 6 |  Compliance Risk Concepts CRCcompliance-risk.comHQ: New York, NY, United StatesReported employees: 11-50 | New York, NY, United States | 11-50 | Exact match | 60 contacts → |
“To meet rigorous regulatory expectations and requirements, it is imperative that organizations have access to “best in class” talent that has extensive knowledge of the businesses…” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 7 |  Compliance Solutions Strategies CSScssregtech.comHQ: New York, NY, United StatesReported employees: 201-500 | New York, NY, United States | 201-500 | Exact match | 59 contacts → |
“Compliance Solutions Strategies (CSS), a Confluence company, is a trusted global RegTech partner that uniquely brings together innovative technology-driven solutions to support…” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 8 |  Hadriushadrius.comHQ: New York, NY, United StatesReported employees: 51-200 | New York, NY, United States | 51-200 | Exact match | 51 contacts → |
“Hadrius is the AI-native compliance platform for RIAs, broker-dealers, and private funds.” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 9 |  N-Tier FSntierfs.comHQ: New York, NY, United StatesReported employees: 11-50 | New York, NY, United States | 11-50 | Exact match | 39 contacts → |
“n-Tier is an innovative financial technology company that couples deep industry expertise with a unique software platform to help firms minimize the risks and costs associated…” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 10 |  Orical LLCorical.orgHQ: New York, NY, United StatesReported employees: 11-50 | New York, NY, United States | 11-50 | Exact match | 35 contacts → |
“Compliance Solutions With Best in Class Operational Support Orical LLC offers the best-in-class, customized, practical and technical solutions for the compliance, operations and…” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 11 |  Complyscicomply.comHQ: New York, NY, United StatesReported employees: 201-500 | New York, NY, United States | 201-500 | Exact match | 26 contacts → |
“Comply (formerly ComplySci) believes advanced compliance technology empowers compliance professionals to transform their business.” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 12 |  17a-4 LLC17a-4.comHQ: New York, NY, United StatesReported employees: 11-50 | New York, NY, United States | 11-50 | Exact match | 21 contacts → |
“17a-4 LLC is a leading provider of compliance software and consulting services.” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 13 |  Greenboardgreenboard.comHQ: New York, NY, United StatesReported employees: 11-50 | New York, NY, United States | 11-50 | Exact match | 17 contacts → |
“Fintechs, private funds, and wealth managers all use Greenboard to consolidate compliance software functionality onto a single modern platform that uses AI to detect risk and…” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 14 |  Bcompliantbcompliant.comHQ: New York, NY, United StatesReported employees: 1-10 | New York, NY, United States | 1-10 | Exact match | 15 contacts → |
“BCompliant bridges the gap between real estate, compliance, and technology and provides a more effective and transparent process towards ensuring compliance.” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 15 |  Trillium Surveyortrilliumsurveyor.comHQ: New York, NY, United StatesReported employees: 11-50 | New York, NY, United States | 11-50 | Exact match | 15 contacts → |
“Trillium Surveyor delivers powerful, intuitive trade surveillance and best execution analytics software.” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 16 |  Regulaitregulait.comHQ: New York, NY, United StatesReported employees: 1-10 | New York, NY, United States | 1-10 | Exact match | 15 contacts → |
“Obtaining Compliance and Regulation requirements used to take months and a lot of effort, maintaining the same takes even more effort as companies are obligated to show…” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 17 |  SEC Compliance Consultants, Inc. SECsec3compliance.comHQ: New York, NY, United StatesReported employees: 1-10 | New York, NY, United States | 1-10 | Exact match | 12 contacts → |
“SEC Compliance Consultants, Inc.(SEC³) helps organizations bridge the SEC compliance knowledge gap.” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 18 |  Nextaml Compliance Solutionsnextaml.comHQ: New York, NY, United StatesReported employees: 51-200 | New York, NY, United States | 51-200 | Exact match | 11 contacts → |
“NextAML is a boutique compliance and risk advisory firm offering technology-enabled, AI-powered solutions across financial crime prevention, regulatory compliance, credit risk…” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 19 |  Quadrant Regulatory Groupquadrantregulatory.comHQ: New York, NY, United StatesReported employees: 1-10 | New York, NY, United States | 1-10 | Exact match | 7 contacts → |
“Quadrant Regulatory Group provides services that support compliance with SEC, FINRA, MSRB, and state securities law.” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 20 |  Insurance Regulatory Consultants, LLCircllc.comHQ: New York, United StatesReported employees: 1-10 | New York, United States | 1-10 | Exact match | 6 contacts → |
“Insurance Regulatory Consultants, LLC (IRC) is a full service state filing and regulatory compliance company which was formed in 1997 by John Battles and Kevin Purcell.” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 21 |  MCG Consulting, LLCmcgcomply.comHQ: New York, NY, United StatesReported employees: 1-10 | New York, NY, United States | 1-10 | Exact match | 6 contacts → |
“At MCG, we believe that all securities markets are holistically connected in today’s world.” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 22 |  Capital Market Solutions LLCcapmarketsolutions.comHQ: New York, NY, United StatesReported employees: 1-10 | New York, NY, United States | 1-10 | Exact match | 6 contacts → |
“Capital Market Solutions (CMS), headquartered in New York, USA, is the leading provider of cloud-based regulatory compliance and surveillance solutions built for Broker Dealers…” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 23 | The Mizen Group INCmizengrp.com HQ: New York, United StatesReported employees: 1-10 | New York, United States | 1-10 | Exact match | 5 contacts → |
“The Mizen Group LLC Compliance Services for Anti-Money Laundering About Us The Mizen Group LLC A RegTech Services business for financial institutions, using diagnostics and…” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 24 |  Codestreetcodestreet.comHQ: New York, NY, United StatesReported employees: 11-50 | New York, NY, United States | 11-50 | Exact match | 3 contacts → |
“Making Market Data Simple.” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 25 |  Global Compliance Groupglobalcgs.comHQ: New York, United StatesReported employees: 1-10 | New York, United States | 1-10 | Exact match | 3 contacts → |
“Global Compliance Group (GCG) is a boutique compliance consulting firm specializing in Regulatory Compliance, Cybersecurity, Anti-Money Laundering, Vendor Onboarding & M&A due…” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
Showing 25 of 68 company matches
Build a targeted audience, find relevant contacts and export available records to your workflow.
Free signup · 500 credits · limited free results
Regulatory compliance software companies for financial services: dataset insights
September 29, 2026These summaries describe recorded coverage in this saved dataset. This page is derived from saved source records; per-contact mobile coverage and email-recency results are not established by this snapshot.
Reported company sizes
68 records in the displayed employee bands.
0 matching records are outside the displayed bands or do not have a displayed size. Bars show shares of the displayed bands.
Email recency for this list is measured across the whole United States list rather than for New York, so it is reported there. Company counts and contact totals on this page are exact for New York, over 68 companies.
How this company list was built
Describe a niche in your own words: companies installing commercial solar, or manufacturers of sustainable packaging. RevenueBase SmartSearch finds companies whose compiled business descriptions match by meaning. This list is one saved example to adapt.
Where the company descriptions come from
RevenueBase compiles company information from public sources, including company websites and public professional profiles such as LinkedIn, alongside information supplied by companies. The short recorded excerpt shown here is separate from the complete business description used for matching; individual source URLs and collection dates are not provided in this public snapshot.
RevenueBase SmartSearch matching settings
- Exact
- Closest fits to the business described.
- Similar
- Similar businesses with a wider range of fits.
- Related
- Related businesses in and around the category.
- Broad
- A broader set of businesses connected to the description.
RevenueBase SmartSearch · Exact match identifies inclusion in this search's closest semantic matching setting. It is not a per-company confidence score, a literal keyword match, or a quality endorsement.
Selection, ordering and scope
The public list shows selected company records with contact and verified-email coverage. Reported employee bands provide separate company-size context.
This page is derived from saved source records; per-contact mobile coverage and email-recency results are not established by this snapshot.
Recorded company descriptions support research; check company websites for current services. The selected preview is ordered by tracked contacts and is not a list of the best service providers.
Snapshot: September 29, 2026.
RevenueBase is a B2B data infrastructure company. Its September 3, 2026 published methodology describes a graph of 60 million companies and 398.9 million professional contacts; these platform figures differ from this page's totals. Published methodology ↗
Questions about this company list
What does Exact match mean for regulatory compliance software companies for financial services?
The separate RevenueBase SmartSearch column identifies inclusion at the closest semantic matching preset. It is not a literal keyword match, a per-company confidence score or a quality endorsement. Changing the search form opens a new search in RevenueBase; it does not reclassify these saved rows.
How many regulatory compliance software companies for financial services did RevenueBase find based in New York, United States?
The saved snapshot records 68 matching company records, 3,812 tracked contacts and 1,906 verified emails. The public preview displays 25 selected records.
Where do the company descriptions come from?
RevenueBase compiles company information from public sources, including company websites and public professional profiles such as LinkedIn, alongside information supplied by companies. The short recorded excerpt shown here is separate from the complete business description used for matching; individual source URLs and collection dates are not provided in this public snapshot.
How are the public companies ordered?
The selected public records are ordered by contacts tracked in RevenueBase, highest first. Contact coverage is a prospecting measure, not an assessment of the company's services or quality.
How can I get contact information?
Select a company's contact count to open its filtered contacts in RevenueBase. Free signup is required and includes 500 credits and limited free results. Verified emails, direct dials and mobile numbers depend on available coverage.
How current is this list?
Snapshot: September 29, 2026. Review each company's website for current services and locations. A recorded business description does not establish that every company offers every service named in the search.
What do headquarters and employee bands mean?
These are recorded company-level fields, rather than a map of every branch or a count of specialists. Missing headquarters or employee bands are labeled; older records may show a location separately from recorded headquarters.
Build your next target company list
Adapt this niche search and work with available contacts in RevenueBase.
Related lists
Regulatory compliance software companies for financial services by geography
- Regulatory compliance software companies for financial services based in Paris, France
- Regulatory compliance software companies for financial services based in London, United Kingdom
- Regulatory compliance software companies for financial services based in Australia
- Regulatory compliance software companies for financial services based in Brazil
- Regulatory compliance software companies for financial services based in Canada
- Regulatory compliance software companies for financial services based in France
- Regulatory compliance software companies for financial services based in Germany
- Regulatory compliance software companies for financial services based in India
- Regulatory compliance software companies for financial services based in Ireland
- Regulatory compliance software companies for financial services based in Italy
- Regulatory compliance software companies for financial services based in the Netherlands
- Regulatory compliance software companies for financial services based in South Africa
Cite this list
RevenueBase Data Team. Top 25 regulatory compliance software companies for financial services based in New York, United States. Snapshot: September 29, 2026. https://revenuebase.ai/companies/regulatory-compliance-software-companies-for-financial-services/united-states/new-york.
This is a selected public preview of saved company records, rather than an independently verified census. Open the source page ↗
More company lists
- All company lists
- Lists by location
- Lists A-Z
- New lists
- Regulatory compliance software companies for financial services based in Paris, France
- Regulatory compliance software companies for financial services based in London, United Kingdom
- Regulatory compliance software companies for financial services based in Australia
- Regulatory compliance software companies for financial services based in Brazil
- Regulatory compliance software companies for financial services based in Canada
- Regulatory compliance software companies for financial services based in France
Company intelligence · public preview
Top 25 regulatory compliance software companies for financial services based in New York, United States
RevenueBase records 68 matching company records for regulatory compliance software companies for financial services based in New York, United States, with 3,812 tracked contacts and 1,906 verified work emails.
This public preview shows 25 selected records ordered by tracked contacts. RevenueBase SmartSearch finds company descriptions that match by meaning at Exact. Snapshot: September 29, 2026.
RevenueBase compiles business descriptions for niche-company discovery; each row shows a recorded excerpt where available. Adapt this search to find the companies and contacts you want.
Top 25 regulatory compliance software companies for financial services based in New York, United States
The public list shows selected company records with contact and verified-email coverage. Reported employee bands provide separate company-size context.
| # | Company | Headquarters on record | Reported employees | RevenueBase SmartSearch | Tracked contacts |
|---|---|---|---|---|---|
| 1 | ACA Groupacaglobal.com HQ: New York, NY, United StatesReported employees: 1,001-5,000 | New York, NY, United States | 1,001-5,000 | Exact match | 1,486 contacts → |
“ACA Group is the leading governance, risk, and compliance advisor to the financial services industry.” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 2 | CT Corporationwolterskluwer.com HQ: New York, NY, United StatesReported employees: 1,001-5,000 | New York, NY, United States | 1,001-5,000 | Exact match | 788 contacts → |
“CT Corporation helps small businesses, corporations, and law firms around the world manage their most critical business and legal compliance responsibilities.” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 3 | Aithent INCaithent.com HQ: New York, NY, United StatesReported employees: 201-500 | New York, NY, United States | 201-500 | Exact match | 416 contacts → |
“Aithent creates high-value regulatory compliance management solutions for financial services, government, healthcare and insurance organizations around the globe.” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 4 | MCO Mycomplianceofficemycomplianceoffice.com HQ: New York, NY, United StatesReported employees: 201-500 | New York, NY, United States | 201-500 | Exact match | 295 contacts → |
“MCO is a global leader on a mission to revolutionize how financial firms tackle compliance, making it simpler, smarter, and more effective.” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 5 | DROITdroit.tech HQ: New York, NY, United StatesReported employees: 51-200 | New York, NY, United States | 51-200 | Exact match | 143 contacts → |
“Droit builds mission-critical, breakthrough products to advance global regulatory compliance and real-time controls.” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 6 | Compliance Risk Concepts CRCcompliance-risk.com HQ: New York, NY, United StatesReported employees: 11-50 | New York, NY, United States | 11-50 | Exact match | 60 contacts → |
“To meet rigorous regulatory expectations and requirements, it is imperative that organizations have access to “best in class” talent that has extensive knowledge of the businesses…” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 7 | Compliance Solutions Strategies CSScssregtech.com HQ: New York, NY, United StatesReported employees: 201-500 | New York, NY, United States | 201-500 | Exact match | 59 contacts → |
“Compliance Solutions Strategies (CSS), a Confluence company, is a trusted global RegTech partner that uniquely brings together innovative technology-driven solutions to support…” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 8 | Hadriushadrius.com HQ: New York, NY, United StatesReported employees: 51-200 | New York, NY, United States | 51-200 | Exact match | 51 contacts → |
“Hadrius is the AI-native compliance platform for RIAs, broker-dealers, and private funds.” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 9 | N-Tier FSntierfs.com HQ: New York, NY, United StatesReported employees: 11-50 | New York, NY, United States | 11-50 | Exact match | 39 contacts → |
“n-Tier is an innovative financial technology company that couples deep industry expertise with a unique software platform to help firms minimize the risks and costs associated…” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 10 | Orical LLCorical.org HQ: New York, NY, United StatesReported employees: 11-50 | New York, NY, United States | 11-50 | Exact match | 35 contacts → |
“Compliance Solutions With Best in Class Operational Support Orical LLC offers the best-in-class, customized, practical and technical solutions for the compliance, operations and…” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 11 | Complyscicomply.com HQ: New York, NY, United StatesReported employees: 201-500 | New York, NY, United States | 201-500 | Exact match | 26 contacts → |
“Comply (formerly ComplySci) believes advanced compliance technology empowers compliance professionals to transform their business.” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 12 | 17a-4 LLC17a-4.com HQ: New York, NY, United StatesReported employees: 11-50 | New York, NY, United States | 11-50 | Exact match | 21 contacts → |
“17a-4 LLC is a leading provider of compliance software and consulting services.” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 13 | Greenboardgreenboard.com HQ: New York, NY, United StatesReported employees: 11-50 | New York, NY, United States | 11-50 | Exact match | 17 contacts → |
“Fintechs, private funds, and wealth managers all use Greenboard to consolidate compliance software functionality onto a single modern platform that uses AI to detect risk and…” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 14 | Bcompliantbcompliant.com HQ: New York, NY, United StatesReported employees: 1-10 | New York, NY, United States | 1-10 | Exact match | 15 contacts → |
“BCompliant bridges the gap between real estate, compliance, and technology and provides a more effective and transparent process towards ensuring compliance.” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 15 | Trillium Surveyortrilliumsurveyor.com HQ: New York, NY, United StatesReported employees: 11-50 | New York, NY, United States | 11-50 | Exact match | 15 contacts → |
“Trillium Surveyor delivers powerful, intuitive trade surveillance and best execution analytics software.” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 16 | Regulaitregulait.com HQ: New York, NY, United StatesReported employees: 1-10 | New York, NY, United States | 1-10 | Exact match | 15 contacts → |
“Obtaining Compliance and Regulation requirements used to take months and a lot of effort, maintaining the same takes even more effort as companies are obligated to show…” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 17 | SEC Compliance Consultants, Inc. SECsec3compliance.com HQ: New York, NY, United StatesReported employees: 1-10 | New York, NY, United States | 1-10 | Exact match | 12 contacts → |
“SEC Compliance Consultants, Inc.(SEC³) helps organizations bridge the SEC compliance knowledge gap.” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 18 | Nextaml Compliance Solutionsnextaml.com HQ: New York, NY, United StatesReported employees: 51-200 | New York, NY, United States | 51-200 | Exact match | 11 contacts → |
“NextAML is a boutique compliance and risk advisory firm offering technology-enabled, AI-powered solutions across financial crime prevention, regulatory compliance, credit risk…” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 19 | Quadrant Regulatory Groupquadrantregulatory.com HQ: New York, NY, United StatesReported employees: 1-10 | New York, NY, United States | 1-10 | Exact match | 7 contacts → |
“Quadrant Regulatory Group provides services that support compliance with SEC, FINRA, MSRB, and state securities law.” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 20 | Insurance Regulatory Consultants, LLCircllc.com HQ: New York, United StatesReported employees: 1-10 | New York, United States | 1-10 | Exact match | 6 contacts → |
“Insurance Regulatory Consultants, LLC (IRC) is a full service state filing and regulatory compliance company which was formed in 1997 by John Battles and Kevin Purcell.” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 21 | MCG Consulting, LLCmcgcomply.com HQ: New York, NY, United StatesReported employees: 1-10 | New York, NY, United States | 1-10 | Exact match | 6 contacts → |
“At MCG, we believe that all securities markets are holistically connected in today’s world.” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 22 | Capital Market Solutions LLCcapmarketsolutions.com HQ: New York, NY, United StatesReported employees: 1-10 | New York, NY, United States | 1-10 | Exact match | 6 contacts → |
“Capital Market Solutions (CMS), headquartered in New York, USA, is the leading provider of cloud-based regulatory compliance and surveillance solutions built for Broker Dealers…” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 23 | The Mizen Group INCmizengrp.com HQ: New York, United StatesReported employees: 1-10 | New York, United States | 1-10 | Exact match | 5 contacts → |
“The Mizen Group LLC Compliance Services for Anti-Money Laundering About Us The Mizen Group LLC A RegTech Services business for financial institutions, using diagnostics and…” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 24 | Codestreetcodestreet.com HQ: New York, NY, United StatesReported employees: 11-50 | New York, NY, United States | 11-50 | Exact match | 3 contacts → |
“Making Market Data Simple.” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 25 | Global Compliance Groupglobalcgs.com HQ: New York, United StatesReported employees: 1-10 | New York, United States | 1-10 | Exact match | 3 contacts → |
“Global Compliance Group (GCG) is a boutique compliance consulting firm specializing in Regulatory Compliance, Cybersecurity, Anti-Money Laundering, Vendor Onboarding & M&A due…” Recorded description excerpt · September 29, 2026Open company data in RevenueBase ↗Free signup required. | |||||
Showing 25 of 68 company matches
Build a targeted audience, find relevant contacts and export available records to your workflow.
Free signup · 500 credits · limited free results
Regulatory compliance software companies for financial services: dataset insights
September 29, 2026These summaries describe recorded coverage in this saved dataset. This page is derived from saved source records; per-contact mobile coverage and email-recency results are not established by this snapshot.
Reported company sizes
68 records in the displayed employee bands.
0 matching records are outside the displayed bands or do not have a displayed size. Bars show shares of the displayed bands.
Email recency for this list is measured across the whole United States list rather than for New York, so it is reported there. Company counts and contact totals on this page are exact for New York, over 68 companies.
How this company list was built
Describe a niche in your own words: companies installing commercial solar, or manufacturers of sustainable packaging. RevenueBase SmartSearch finds companies whose compiled business descriptions match by meaning. This list is one saved example to adapt.
Where the company descriptions come from
RevenueBase compiles company information from public sources, including company websites and public professional profiles such as LinkedIn, alongside information supplied by companies. The short recorded excerpt shown here is separate from the complete business description used for matching; individual source URLs and collection dates are not provided in this public snapshot.
RevenueBase SmartSearch matching settings
- Exact
- Closest fits to the business described.
- Similar
- Similar businesses with a wider range of fits.
- Related
- Related businesses in and around the category.
- Broad
- A broader set of businesses connected to the description.
RevenueBase SmartSearch · Exact match identifies inclusion in this search's closest semantic matching setting. It is not a per-company confidence score, a literal keyword match, or a quality endorsement.
Selection, ordering and scope
The public list shows selected company records with contact and verified-email coverage. Reported employee bands provide separate company-size context.
This page is derived from saved source records; per-contact mobile coverage and email-recency results are not established by this snapshot.
Recorded company descriptions support research; check company websites for current services. The selected preview is ordered by tracked contacts and is not a list of the best service providers.
Snapshot: September 29, 2026.
RevenueBase is a B2B data infrastructure company. Its September 3, 2026 published methodology describes a graph of 60 million companies and 398.9 million professional contacts; these platform figures differ from this page's totals. Published methodology ↗
Questions about this company list
What does Exact match mean for regulatory compliance software companies for financial services?
The separate RevenueBase SmartSearch column identifies inclusion at the closest semantic matching preset. It is not a literal keyword match, a per-company confidence score or a quality endorsement. Changing the search form opens a new search in RevenueBase; it does not reclassify these saved rows.
How many regulatory compliance software companies for financial services did RevenueBase find based in New York, United States?
The saved snapshot records 68 matching company records, 3,812 tracked contacts and 1,906 verified emails. The public preview displays 25 selected records.
Where do the company descriptions come from?
RevenueBase compiles company information from public sources, including company websites and public professional profiles such as LinkedIn, alongside information supplied by companies. The short recorded excerpt shown here is separate from the complete business description used for matching; individual source URLs and collection dates are not provided in this public snapshot.
How are the public companies ordered?
The selected public records are ordered by contacts tracked in RevenueBase, highest first. Contact coverage is a prospecting measure, not an assessment of the company's services or quality.
How can I get contact information?
Select a company's contact count to open its filtered contacts in RevenueBase. Free signup is required and includes 500 credits and limited free results. Verified emails, direct dials and mobile numbers depend on available coverage.
How current is this list?
Snapshot: September 29, 2026. Review each company's website for current services and locations. A recorded business description does not establish that every company offers every service named in the search.
What do headquarters and employee bands mean?
These are recorded company-level fields, rather than a map of every branch or a count of specialists. Missing headquarters or employee bands are labeled; older records may show a location separately from recorded headquarters.
Build your next target company list
Adapt this niche search and work with available contacts in RevenueBase.
Related lists
Regulatory compliance software companies for financial services by geography
- Regulatory compliance software companies for financial services based in Paris, France
- Regulatory compliance software companies for financial services based in London, United Kingdom
- Regulatory compliance software companies for financial services based in Australia
- Regulatory compliance software companies for financial services based in Brazil
- Regulatory compliance software companies for financial services based in Canada
- Regulatory compliance software companies for financial services based in France
- Regulatory compliance software companies for financial services based in Germany
- Regulatory compliance software companies for financial services based in India
- Regulatory compliance software companies for financial services based in Ireland
- Regulatory compliance software companies for financial services based in Italy
- Regulatory compliance software companies for financial services based in the Netherlands
- Regulatory compliance software companies for financial services based in South Africa
Cite this list
RevenueBase Data Team. Top 25 regulatory compliance software companies for financial services based in New York, United States. Snapshot: September 29, 2026. https://revenuebase.ai/companies/regulatory-compliance-software-companies-for-financial-services/united-states/new-york.
This is a selected public preview of saved company records, rather than an independently verified census. Open the source page ↗
More company lists
- All company lists
- Lists by location
- Lists A-Z
- New lists
- Regulatory compliance software companies for financial services based in Paris, France
- Regulatory compliance software companies for financial services based in London, United Kingdom
- Regulatory compliance software companies for financial services based in Australia
- Regulatory compliance software companies for financial services based in Brazil
- Regulatory compliance software companies for financial services based in Canada
- Regulatory compliance software companies for financial services based in France