Company lists · Data refreshed September 2026

Top 25 Investment compliance consulting firms based in New York, United States

Name: Investment compliance consulting firms based in New York, United States
Creator: RevenueBase
License: https://creativecommons.org/licenses/by/4.0/

Compiled by the RevenueBase Data Team Data refreshed Sep 12, 2026 84 companies tracked

RevenueBase identified 84 investment compliance consulting firms headquartered in New York, United States as of September 2026 and tracks 3,025 professional contacts across them, including 1,954 with verified work emails and 1,069 with mobile numbers. Across the United States, New York is the largest hub for this category.

This list covers investment compliance consulting firms headquartered in New York, United States, matched on what each company actually does as described in its own words. Ranked by team size, largest first. Every row shows the company's own description, its RevenueBase Smart Search rating, and when it was last checked. Data refreshed September 12, 2026.

Published by RevenueBase, a B2B data infrastructure company. This list was built with RevenueBase Smart Search, the natural-language company search RevenueBase customers use to build their own targeted lists and unlock verified emails and direct dials at the companies on them. How these lists are built and judged.

How to read this list HQ checked on every row RevenueBase Smart Search rating on every row Refreshed Sep 12, 2026 86% judged on-target in blind review

84Companies

3,025Contacts tracked

1,954Verified emails

1,069Mobile numbers

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The 25 largest investment compliance consulting firms based in New York, United States

Ranked by team size

Top 25 of 84 investment compliance consulting firms based in New York, United States, ranked by team size, largest first. Data refreshed Sep 12, 2026. RevenueBase Smart Search rates how each company's information relates to investment compliance consulting firms: strong evidence (its own description names it), partial (names part of it), indirect (matched on the rest of its profile rather than the description shown). Click a contact count to view that company's people.
#	Company	RevenueBase Smart Search	Headquarters	Employees	Contacts
1	ACA Group	Partial evidence	New York, NY, United StatesHQ checked Sep 12, 2026	1,001-5,000	1,486 contacts →
	Partial evidence “ACA Group is the leading governance, risk, and compliance advisor to the financial services industry.” Source: RevenueBase Database · checked Sep 12, 2026
2	Perella Weinberg	Indirect evidence	New York, NY, United StatesHQ checked Sep 12, 2026	501-1,000	883 contacts →
	Indirect evidence “Perella Weinberg is a leading global independent financial services firm, founded in 2006 to address the need for experienced, trusted and unconflicted advice in the financial…” Source: RevenueBase Database · checked Sep 12, 2026
3	Soho Square Solutions	Strong evidence	New York, NY, United StatesHQ checked Sep 12, 2026	201-500	142 contacts →
	Strong evidence “Experts on financial regulatory & compliance, business analysis, project Implementation and delivery for Corporate and Investment Banking, Asset management clients Firm…” Source: RevenueBase Database · checked Sep 12, 2026
4	DFP Partners	Partial evidence	New York, NY, United StatesHQ checked Sep 12, 2026	51-200	110 contacts →
	Partial evidence “For over 40 years, DFP Partners has been a committed ally to Broker-Dealers, Registered Investment Advisers, and other financial services firms looking for accounting and…” Source: RevenueBase Database · checked Sep 12, 2026
5	Orical LLC	Partial evidence	New York, NY, United StatesHQ checked Sep 12, 2026	11-50	35 contacts →
	Partial evidence “Compliance Solutions With Best in Class Operational Support Orical LLC offers the best-in-class, customized, practical and technical solutions for the compliance, operations and…” Source: RevenueBase Database · checked Sep 12, 2026
6	Iron Road Partners	Partial evidence	New York, NY, United StatesHQ checked Sep 12, 2026	11-50	32 contacts →
	Partial evidence “Our mission is to deliver unparalleled industry expertise and analytical precision to regulatory consulting.” Source: RevenueBase Database · checked Sep 12, 2026
7	Verittas Risk Advisors, INC	Indirect evidence	New York, NY, United StatesHQ checked Sep 12, 2026	11-50	20 contacts →
	Indirect evidence “Verittas Risk Advisors creates authentic business partnerships with financial institutions.” Source: RevenueBase Database · checked Sep 12, 2026
8	Compliers Consulting Services, LLC	Partial evidence	New York, NY, United StatesHQ checked Sep 12, 2026	11-50	19 contacts →
	Partial evidence “SHARPEST TOOLS IN THE SHED Whether you're building a new firm, reinforcing compliance resources, or repairing compliance deficiencies, Compliers' experienced CCOs and compliance…” Source: RevenueBase Database · checked Sep 12, 2026
9	Marketcounsel Consulting	Strong evidence	New York, NY, United StatesHQ checked Sep 12, 2026	11-50	17 contacts →
	Strong evidence “MarketCounsel Consulting is the leading business and regulatory compliance consultancy to the country's preeminent independent investment advisers throughout all stages of their…” Source: RevenueBase Database · checked Sep 12, 2026
10	SEC Compliance Consultants, Inc. SEC	Partial evidence	New York, NY, United StatesHQ checked Sep 12, 2026	1-10	12 contacts →
	Partial evidence “SEC Compliance Consultants, Inc.(SEC³) helps organizations bridge the SEC compliance knowledge gap.” Source: RevenueBase Database · checked Sep 12, 2026
11	RGS Global Advisors	Indirect evidence	New York, NY, United StatesHQ checked Sep 12, 2026	11-50	11 contacts →
	Indirect evidence “Top notch services at reasonable cost RGS Global Advisors has a wealth of internal audit, FDICIA and SOX testing, remediation, consultancy, BSA/AML/OFAC, IT/IS/Cybersecurity &…” Source: RevenueBase Database · checked Sep 12, 2026
12	First Cover	Partial evidence	New York, NY, United StatesHQ checked Sep 12, 2026	11-50	11 contacts →
	Partial evidence “At First Cover, we craft pathways for growth through focused capital market advisory, thoughtful stakeholder narratives, and seamless compliance management.” Source: RevenueBase Database · checked Sep 12, 2026
13	3ico	Strong evidence	New York, NY, United StatesHQ checked Sep 12, 2026	1-10	9 contacts →
	Strong evidence “3iCO provides Investment Advisors, Funds, and Broker-Dealers with experienced, independent Chief Compliance Officers or one-on-one Compliance Consulting Services.” Source: RevenueBase Database · checked Sep 12, 2026
14	Dragonfly, LLC	Strong evidence	New York, NY, United StatesHQ checked Sep 12, 2026	11-50	8 contacts →
	Strong evidence “Dragonfly, LLC provides strategy consulting, risk management advisory, as well as investment analysis and modeling.” Source: RevenueBase Database · checked Sep 12, 2026
15	Quadrant Regulatory Group	Partial evidence	New York, NY, United StatesHQ checked Sep 12, 2026	1-10	7 contacts →
	Partial evidence “Quadrant Regulatory Group provides services that support compliance with SEC, FINRA, MSRB, and state securities law.” Source: RevenueBase Database · checked Sep 12, 2026
16	Brean Strategic Advisors LLC	Indirect evidence	New York, NY, United StatesHQ checked Sep 12, 2026	11-50	7 contacts →
	Indirect evidence “Brean Strategic Advisors supports financial institutions with risk analytics and big data projects for use in regulatory reporting (CCAR/DFAST stress tests, RC-O, CECL), committee…” Source: RevenueBase Database · checked Sep 12, 2026
17	Altpilot Group	Partial evidence	New York, NY, United StatesHQ checked Sep 12, 2026	1-10	6 contacts →
	Partial evidence “altPILOT was created by industry veterans with a mission to deliver innovative solutions to the alternative investment management industry.” Source: RevenueBase Database · checked Sep 12, 2026
18	Clarity Services Group	Partial evidence	New York, NY, United StatesHQ checked Sep 12, 2026	51-200	6 contacts →
	Partial evidence “Clarity Services Group is a boutique financial services consulting firm headquartered in New York City, mere steps away from Grand Central Station.” Source: RevenueBase Database · checked Sep 12, 2026
19	Black Swan Consulting	Partial evidence	New York, NY, United StatesHQ checked Sep 12, 2026	11-50	6 contacts →
	Partial evidence “Black Swan is an independent advisory firm that offers a full range of Consulting Services, INTEX Automations and Cygnet Solutions - cost-effective, custom-built, web-based…” Source: RevenueBase Database · checked Sep 12, 2026
20	MCG Consulting, LLC	Indirect evidence	New York, NY, United StatesHQ checked Sep 12, 2026	1-10	6 contacts →
	Indirect evidence “At MCG, we believe that all securities markets are holistically connected in today’s world.” Source: RevenueBase Database · checked Sep 12, 2026
21	Secura Isaac Group	Indirect evidence	New York, NY, United StatesHQ checked Sep 12, 2026	11-50	5 contacts →
	Indirect evidence “Secura/Isaac, a global advisory firm founded by former FDIC and Fifth Third Bancorp Chairman William Isaac, is the preeminent strategic advisor and partner of choice for regulated…” Source: RevenueBase Database · checked Sep 12, 2026
22	Pellecchia International	Indirect evidence	New York, NY, United StatesHQ checked Sep 12, 2026	1-10	5 contacts →
	Indirect evidence “We are a financial advisory firm that is built upon understanding our clients’ nuanced needs in the regions in which they seek to operate.” Source: RevenueBase Database · checked Sep 12, 2026
23	SMC International Group, LTD	Partial evidence	New York, NY, United StatesHQ checked Sep 12, 2026	1-10	5 contacts →
	Partial evidence “SMC International Group Ltd (SMCI) considers itself to be your dedicated financial compliance solution partner.” Source: RevenueBase Database · checked Sep 12, 2026
24	Arisgarde	Indirect evidence	New York, NY, United StatesHQ checked Sep 12, 2026	1-10	4 contacts →
	Indirect evidence “The industry of advice is rife with conflict & confusion.” Source: RevenueBase Database · checked Sep 12, 2026
25	Market Alpha Advisors	Indirect evidence	New York, NY, United StatesHQ checked Sep 12, 2026	1-10	3 contacts →
	Indirect evidence “Whether it is related to transaction advisory, market structure intelligence or strategic investing, we have the experts that will enable you to extract the maximum amount of…” Source: RevenueBase Database · checked Sep 12, 2026

RevenueBase Smart Search

RevenueBase Smart Search assesses information from a company’s LinkedIn profile, information supplied directly by the company, its website, and other publicly available sources. It uses that information to rate how closely the company relates to this list’s category: investment compliance consulting firms. Every row carries its rating and the description the rating was read from, so each one can be checked rather than taken on trust.

Strong evidence: The company's own public description of its business names investment compliance consulting firms.
Partial evidence: Its own public description names part of investment compliance consulting firms, so it works in or next to the category without describing itself that way.
Indirect evidence: The description shown does not name investment compliance consulting firms. The match rests on the rest of the company's public profile rather than the one sentence quoted here, so this is the rating to check first.

RevenueBase Smart Search is how these lists are built: RevenueBase's data engine and AI assemble the companies that match a category defined in a user's own words, so a list can be about what companies actually do rather than about whichever industry code they were filed under.

Showing 25 of 84 investment compliance consulting firms based in New York, United States

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Investment compliance consulting firms based in New York, United States at a glance

As of Sep 12, 2026

64.6%Verified-email coverage

35.3%Mobile-number coverage

36.0Average contacts per company

1-10Median size (employees)

Sep 12, 2026Page data refreshed

Companies by employee count

1-10

11-50

51-200

201-500

501-1,000

1,001-5,000

Freshness & accuracy

How recently the business emails were verified and the company information checked

Email last verified

Median 15.0d

1,6660–30

27931–60

761–90

090–180

2180+

Company record updated

Median 52.0d

00–30

1,78531–60

85361–90

20890–180

179180+

How this list was built

Company categories are rarely black and white. RevenueBase reads each company's own description of its business to decide whether it belongs among investment compliance consulting firms, so some rows will be adjacent to the category rather than pure plays. The description and RevenueBase Smart Search rating on every row are there so you can check each match yourself.

Source: The RevenueBase company graph: 60 million companies and 398.9 million professional contacts resolved from primary sources, queried with RevenueBase Smart Search, the natural-language company search available to every RevenueBase user.
What qualifies: Companies headquartered in New York, United States whose own description of what they do matches “investment compliance consulting firms”. Matching reads each company's description, not its industry code or its name.
RevenueBase Smart Search: RevenueBase Smart Search is how this list is assembled and how each row is rated. RevenueBase's data engine and AI assess a company's LinkedIn profile, information supplied directly by the company, its website and other publicly available information, then relate it to a category defined in a user's own words. Each row is rated strong evidence (its own description names investment compliance consulting firms), partial evidence (it names part of the category) or indirect evidence (the description shown names none of it and the match rests on the rest of the company's profile). The description supporting each rating is quoted on the row.
What we exclude: Companies whose own description does not clearly place them among investment compliance consulting firms, and records with no verified work email. Companies headquartered outside New York are excluded even when they keep an office there.
Match quality: In blind human judging of this matching method, 86% of matched companies were on target. Expect roughly 1 in 7 rows to be adjacent to the category rather than a pure play. Every row shows the company's own description and its RevenueBase Smart Search rating so you can judge each match yourself. Read the full methodology: how the lists are built, how the judging worked, and what the figure means.
Ranking: Team size, largest first: companies are ordered by the number of professionals RevenueBase tracks at each one. Employee ranges shown are reported bands, for context.
Verification: Every listed company carries at least one verified work email, 1,954 across the full list. Contacts re-verify on a rolling cadence, and each contact's own verification date is shown inside RevenueBase.
Refresh: This page's figures were pulled from the company graph on September 12, 2026. Lists refresh periodically as the graph is re-checked.
Corrections: Wrong category, wrong headquarters, or a company that has closed? Use “Report an issue” on any row. Reports go to the RevenueBase Data Team and feed back into the company graph.

Frequently asked

What is RevenueBase Smart Search?

RevenueBase Smart Search is how RevenueBase decides which companies belong on this list and how strongly each one fits. Its data engine and AI assess a company's LinkedIn profile, information supplied directly by the company, its website and other publicly available information, then relate it to the category the list is about. Each row is rated strong evidence when the company's own description names investment compliance consulting firms, partial evidence when it names part of the category, and indirect evidence when the description shown names none of it and the match rests on the rest of the company's profile.

How many investment compliance consulting firms are there based in New York, United States?

RevenueBase identified 84 investment compliance consulting firms headquartered in New York, United States as of September 2026, matched on each company's own description of what it does rather than its industry code.

What is the largest company on this list?

ACA Group, headquartered in New York, tops this list with the largest team on record.

Which city in the United States has the most investment compliance consulting firms?

New York leads the United States with 113 headquartered companies, followed by Miami (24) and Chicago (22).

How do I get contact information for these companies?

A free RevenueBase account lets you run this exact search and work the top results, verified emails and direct dials included. Upgrading unlocks all 1,954 verified decision-maker contacts tracked across these 84 companies.

How current is this list?

The list refreshes periodically as the company graph is re-checked. This page's figures were pulled on September 12, 2026.

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About this data

RevenueBase is a B2B data infrastructure company. Its company graph covers 60 million companies and 398.9 million professional contacts, with emails verified on a rolling cadence rather than scraped once and left to decay. These company lists are generated directly from that graph with RevenueBase Smart Search, the same natural-language company search every RevenueBase user has: describe a market in plain words, get the companies that match, and add verified emails and direct dials for the people at them. It is the same data that powers RevenueBase's B2B data products, and a free account includes 500 credits to start. How these lists are built and judged.