Company lists · Data refreshed September 2026
Top 25 Finra regulatory law firms based in the United States
RevenueBase identified 436 company matches for finra regulatory law firms associated with the United States as of September 2026 and tracks 4,016 professional contacts across them, including 1,957 with verified work emails. New York is the largest hub.
This list covers company matches for finra regulatory law firms associated with the United States, found by RevenueBase SmartSearch using the meaning of business descriptions in its company graph at Exact. Ranked by professionals tracked, largest first. Rows show recorded descriptions where available, Exact search membership and the snapshot date. Data refreshed September 28, 2026.
Published by RevenueBase, a B2B data infrastructure company. This list was built with RevenueBase SmartSearch, the natural-language company search RevenueBase customers use to build their own targeted lists and unlock verified emails and direct dials at the companies on them. How these lists are built and judged.
The 25 largest finra regulatory law firms based in the United States
Ranked by team size| # | Company | Contacts | |||
|---|---|---|---|---|---|
| 1 | 1,068 contacts → | ||||
Exact match “Over the past 25 years, QPWB is one of the fastest-growing law firms in the US.” Recorded in the RevenueBase company graph · Sep 28, 2026 · View company records in RevenueBase | |||||
| 2 | 199 contacts → | ||||
Exact match “Headquartered in Holbrook, New York, American Portfolios Financial Services, Inc.(APFS), now Osaic, is a full-service, independent broker/dealer and member firm of FINRA and SIPC…” Recorded in the RevenueBase company graph · Sep 28, 2026 · View company records in RevenueBase | |||||
| 3 | 137 contacts → | ||||
Exact match “Litigation, compliance and investigations: It's what we do, day in and day out.” Recorded in the RevenueBase company graph · Sep 28, 2026 · View company records in RevenueBase | |||||
| 4 | 110 contacts → | ||||
Exact match “For over 40 years, DFP Partners has been a committed ally to Broker-Dealers, Registered Investment Advisers, and other financial services firms looking for accounting and…” Recorded in the RevenueBase company graph · Sep 28, 2026 · View company records in RevenueBase | |||||
| 5 | 78 contacts → | ||||
Exact match “Established in 1997, Hudson Cook, LLP focuses on state and federal consumer and commercial financial services, banking and privacy compliance, regulation, enforcement and…” Recorded in the RevenueBase company graph · Sep 28, 2026 · View company records in RevenueBase | |||||
| 6 | 53 contacts → | ||||
Exact match “PCS is a full-service, RIA-friendly Broker Dealer and SEC Registered Investment Advisor.” Recorded in the RevenueBase company graph · Sep 28, 2026 · View company records in RevenueBase | |||||
| 7 | 52 contacts → | ||||
Exact match Recorded description not available. Recorded in the RevenueBase company graph · Sep 28, 2026 · View company records in RevenueBase | |||||
| 8 | 49 contacts → | ||||
Exact match “Puma Capital, LLC is a FINRA member broker-dealer.” Recorded in the RevenueBase company graph · Sep 28, 2026 · View company records in RevenueBase | |||||
| 9 | 48 contacts → | ||||
Exact match “Cole-Frieman & Mallon LLP is a leading investment management law firm known for providing top-tier, innovative, and collaborative legal solutions for complex financial services…” Recorded in the RevenueBase company graph · Sep 28, 2026 · View company records in RevenueBase | |||||
| 10 | 38 contacts → | ||||
Exact match “Alterna Securities is registered with the Securities Exchange Commission (SEC) and is a member of the Financial Industry Regulatory Authority (FINRA).” Recorded in the RevenueBase company graph · Sep 28, 2026 · View company records in RevenueBase | |||||
| 11 | 35 contacts → | ||||
Exact match “Miura Capital, LLC (Miura or Firm) is an Independent Broker/Dealer, registered member of FINRA and the Securities and Exchange Commission and also part of SIPC (Securities…” Recorded in the RevenueBase company graph · Sep 28, 2026 · View company records in RevenueBase | |||||
| 12 | 33 contacts → | ||||
Exact match “For more than 40 years, Holzman Law has provided exceptional counseling and legal services to state and federally regulated financial institutions.” Recorded in the RevenueBase company graph · Sep 28, 2026 · View company records in RevenueBase | |||||
| 13 | 33 contacts → | ||||
Exact match “Championing the Rights of Investors The Rosen Law Firm represents investors that fall victim to securities fraud and corporate misconduct throughout the world.” Recorded in the RevenueBase company graph · Sep 28, 2026 · View company records in RevenueBase | |||||
| 14 | 33 contacts → | ||||
Exact match “Key Bridge Compliance is a boutique consulting rm revolutionizing the regulatory landscape for SEC-registered investment advisers.” Recorded in the RevenueBase company graph · Sep 28, 2026 · View company records in RevenueBase | |||||
| 15 | 32 contacts → | ||||
Exact match “Our mission is to deliver unparalleled industry expertise and analytical precision to regulatory consulting.” Recorded in the RevenueBase company graph · Sep 28, 2026 · View company records in RevenueBase | |||||
| 16 | 31 contacts → | ||||
Exact match “Weiner Brodsky Kider PC is a Washington, D.C-based firm with a national practice focused on compliance, regulatory, transactional and litigation matters related to financial…” Recorded in the RevenueBase company graph · Sep 28, 2026 · View company records in RevenueBase | |||||
| 17 | 30 contacts → | ||||
Exact match “At Buckley Sandler we focus on three key areas, financial services, government enforcement, and litigation, and do them exceptionally well.” Recorded in the RevenueBase company graph · Sep 28, 2026 · View company records in RevenueBase | |||||
| 18 | 29 contacts → | ||||
Exact match “Please follow us here: Hightower Advisors, LLC is an SEC registered investment adviser.” Recorded in the RevenueBase company graph · Sep 28, 2026 · View company records in RevenueBase | |||||
| 19 | 27 contacts → | ||||
Exact match “Our law firm combines highly specialized legal expertise with business and financial acumen, which allows us to provide our clients with focused intelligence and due diligence on…” Recorded in the RevenueBase company graph · Sep 28, 2026 · View company records in RevenueBase | |||||
| 20 | 23 contacts → | ||||
Exact match “Renaissance Regulatory Services (RRS) is a privately held boutique consulting firm based in Deerfield Beach, Florida.” Recorded in the RevenueBase company graph · Sep 28, 2026 · View company records in RevenueBase | |||||
| 21 | 22 contacts → | ||||
Exact match “SW & M has unsurpassed expertise in meeting the specific needs of financial institutions, from credit unions to community banks, loan brokers to money service businesses.” Recorded in the RevenueBase company graph · Sep 28, 2026 · View company records in RevenueBase | |||||
| 22 | 22 contacts → | ||||
Exact match “Gardner Law is an FDA law firm specializing in regulatory, compliance, privacy, commercial transaction, and litigation matters.” Recorded in the RevenueBase company graph · Sep 28, 2026 · View company records in RevenueBase | |||||
| 23 | 22 contacts → | ||||
Exact match “At Buckley we focus on three key areas, financial services, government enforcement, and litigation, and do them exceptionally well.” Recorded in the RevenueBase company graph · Sep 28, 2026 · View company records in RevenueBase | |||||
| 24 | 21 contacts → | ||||
Exact match “Broker-dealer, investment adviser, investment partnership and hedge fund organization and regulation.” Recorded in the RevenueBase company graph · Sep 28, 2026 · View company records in RevenueBase | |||||
| 25 | 20 contacts → | ||||
Exact match “Capital A Wealth Management, LLC is a financial services firm serving Western PA & surrounding areas.” Recorded in the RevenueBase company graph · Sep 28, 2026 · View company records in RevenueBase | |||||
RevenueBase SmartSearch
Describe a niche business in your own words. RevenueBase SmartSearch compares the meaning of your description with company business descriptions compiled in the RevenueBase company graph. Exact, Similar, Related and Broad control how closely companies must fit.
This list uses Exact for “finra regulatory law firms”. Each Exact match badge shows membership in that saved search; it is not an individual similarity score or a service-quality rating. Recorded descriptions are shown where available.
Showing 25 of 436 finra regulatory law firms based in the United States
See the full list, filter by size, metro and specialty, and access 1,957 tracked professional contacts with verified work emails. Direct dials are available where recorded.
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Finra regulatory law firms based in the United States at a glance
As of Sep 28, 2026Companies by employee count
Email recency for this list is measured worldwide rather than for United States, so it is reported there. Company counts and contact totals on this page are exact for United States, over 436 companies.
How this list was built
The recorded descriptions help you assess these company matches. Check a company’s website for its current services and locations.
- Source
- The RevenueBase company graph: 60 million companies and 398.9 million professional contacts resolved from primary sources, queried with RevenueBase SmartSearch, the natural-language company search available to every RevenueBase user.
- What qualifies
- Company records associated with the United States whose business descriptions match “finra regulatory law firms” by meaning at the Exact setting. Descriptions are compiled in the RevenueBase company graph from public websites, profiles and company information where available; they are not guaranteed quotations from the company's website.
- RevenueBase SmartSearch
- Describe a niche company in your own words to find businesses by meaning. Exact, Similar, Related and Broad control the breadth of RevenueBase SmartSearch. This saved list uses Exact. Each row's Exact match badge shows inclusion in that search, not an individual score or a service-quality judgment.
- Public preview
- The public preview omits records without a verified work email. Where headquarters information is recorded, preview rows are also filtered to this page’s location. Dataset totals and geographic summaries describe the full matched records before these preview filters.
- Match quality
- RevenueBase's August 25, 2026 study assessed 4,198 description/company pairs across matching settings. The publisher reports 86% good or better at Exact. This evaluates the method across queries; it does not audit this individual list. Recorded company descriptions, where available, help you judge each match yourself. Read the full methodology: how the lists are built and what the study measures.
- Ranking
- Team size, largest first: companies are ordered by the number of professionals RevenueBase tracks at each one. Employee ranges shown are reported bands, for context.
- Verification
- Every displayed company carries at least one verified work email. RevenueBase tracks 1,957 professional contacts with verified work emails across the full matched dataset. Contacts re-verify on a rolling cadence, and each contact's own verification date is shown inside RevenueBase.
- Refresh
- This page's figures were pulled from the company graph on September 28, 2026. Lists refresh periodically as the graph is re-checked.
- Record context
- Company records and descriptions can change. Check the company's website for its current services and locations.
Finra regulatory law firms by metro
Frequently asked
What is RevenueBase SmartSearch?
RevenueBase SmartSearch finds niche companies by the meaning of their business descriptions in the RevenueBase company graph. Exact, Similar, Related and Broad control how closely companies must fit your description. This list uses Exact for “finra regulatory law firms”; each Exact match badge shows search membership, not an individual similarity or quality score.
How many finra regulatory law firms are there based in the United States?
RevenueBase identified 436 company matches for finra regulatory law firms associated with the United States as of September 2026, using the meaning of business descriptions at Exact. This is the recorded matched set in the RevenueBase company graph.
What is the largest company on this list?
Quintairos, Prieto, Wood & Boyer, P.A tops the displayed preview by professional contacts tracked in RevenueBase. Recorded headquarters appear in the company rows.
Which city has the most finra regulatory law firms?
New York leads with 50 company records, followed by Chicago (19) and Washington (17).
How do I get contact information for these companies?
A free RevenueBase account lets you run this exact search and work limited free results with 500 credits to start. Upgrading provides access to the 1,957 professional contacts with verified work emails tracked across these 436 companies; direct dials are available where recorded.
How current is this list?
The list refreshes periodically as the company graph is re-checked. This page's figures were pulled on September 28, 2026.
Ready to reach these companies? Verified emails and direct dials for all 436 finra regulatory law firms based in the United States. Start with a free account, no credit card.
Download this list →Related lists
Finra regulatory law firms by geography
About this data
RevenueBase is a B2B data infrastructure company. Its company graph covers 60 million companies and 398.9 million professional contacts, with emails verified on a rolling cadence rather than scraped once and left to decay. These company lists are generated directly from that graph with RevenueBase SmartSearch, the same natural-language company search every RevenueBase user has: describe a market in plain words, get the companies that match, and add verified emails and direct dials for the people at them. It is the same data that powers RevenueBase's B2B data products, and a free account includes 500 credits to start. How these lists are built and judged.
More company lists
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- New lists
- Finra regulatory law firms based in New York, United States
- AI companies based in the United States
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- Manufacturing companies based in the United States
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Company intelligence · public preview
Top 25 finra regulatory law firms based in the United States
Find companies in any niche.
Describe the businesses you want in your own words. RevenueBase SmartSearch matches company descriptions by meaning.
RevenueBase records 436 matching company records for finra regulatory law firms based in the United States, with 4,016 tracked contacts and 1,957 verified work emails.
This public preview shows 25 selected records ordered by tracked contacts. RevenueBase SmartSearch finds company descriptions that match by meaning at Exact. Snapshot: September 28, 2026.
RevenueBase compiles business descriptions for niche-company discovery; each row shows a recorded excerpt where available. Adapt this search to find the companies and contacts you want.
Top 25 finra regulatory law firms based in the United States
The public list shows selected company records with contact and verified-email coverage. Reported employee bands provide separate company-size context.
| # | Company | Headquarters on record | Reported employees | RevenueBase SmartSearch | Tracked contacts |
|---|---|---|---|---|---|
| 1 |  Quintairos, Prieto, Wood & Boyer, P.Aqpwblaw.comHQ: Miami, FL, United StatesReported employees: 1,001-5,000 | Miami, FL, United States | 1,001-5,000 | Exact match | 1,068 contacts → |
“Over the past 25 years, QPWB is one of the fastest-growing law firms in the US.” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 2 |  American Portfoliosamericanportfolios.comHQ: Holbrook, NY, United StatesReported employees: 51-200 | Holbrook, NY, United States | 51-200 | Exact match | 199 contacts → |
“Headquartered in Holbrook, New York, American Portfolios Financial Services, Inc.(APFS), now Osaic, is a full-service, independent broker/dealer and member firm of FINRA and SIPC…” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 3 |  Lightfoot, Franklin & Whitelightfootlaw.comHQ: Birmingham, AL, United StatesReported employees: 51-200 | Birmingham, AL, United States | 51-200 | Exact match | 137 contacts → |
“Litigation, compliance and investigations: It's what we do, day in and day out.” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 4 |  DFP Partnersdfppartners.comHQ: New York, NY, United StatesReported employees: 51-200 | New York, NY, United States | 51-200 | Exact match | 110 contacts → |
“For over 40 years, DFP Partners has been a committed ally to Broker-Dealers, Registered Investment Advisers, and other financial services firms looking for accounting and…” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 5 |  Hudson Cook, LLPhudco.comHQ: Hanover, MD, United StatesReported employees: 51-200 | Hanover, MD, United States | 51-200 | Exact match | 78 contacts → |
“Established in 1997, Hudson Cook, LLP focuses on state and federal consumer and commercial financial services, banking and privacy compliance, regulation, enforcement and…” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 6 | HQ: Louisville, KY, United StatesReported employees: 51-200 | Louisville, KY, United States | 51-200 | Exact match | 53 contacts → |
“PCS is a full-service, RIA-friendly Broker Dealer and SEC Registered Investment Advisor.” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 7 |  INVEXinvex.usHQ: Coral Gables, FL, United StatesReported employees: 11-50 | Coral Gables, FL, United States | 11-50 | Exact match | 52 contacts → |
No recorded description excerpt is available for this public record. | |||||
| 8 | Puma Capital, LLCpumacap.com HQ: Rye, NY, United StatesReported employees: 11-50 | Rye, NY, United States | 11-50 | Exact match | 49 contacts → |
“Puma Capital, LLC is a FINRA member broker-dealer.” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 9 |  Cole-Frieman & Mallon LLPcolefrieman.comHQ: San Francisco, CA, United StatesReported employees: 11-50 | San Francisco, CA, United States | 11-50 | Exact match | 48 contacts → |
“Cole-Frieman & Mallon LLP is a leading investment management law firm known for providing top-tier, innovative, and collaborative legal solutions for complex financial services…” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 10 |  Alterna Securities INCalternasecurities.comHQ: Houston, TX, United StatesReported employees: 11-50 | Houston, TX, United States | 11-50 | Exact match | 38 contacts → |
“Alterna Securities is registered with the Securities Exchange Commission (SEC) and is a member of the Financial Industry Regulatory Authority (FINRA).” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 11 |  Miura Capitalmiurausa.comHQ: Miami, FL, United StatesReported employees: 501-1,000 | Miami, FL, United States | 501-1,000 | Exact match | 35 contacts → |
“Miura Capital, LLC (Miura or Firm) is an Independent Broker/Dealer, registered member of FINRA and the Securities and Exchange Commission and also part of SIPC (Securities…” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 12 |  Holzman LAWholzmanlaw.comHQ: Southfield, MI, United StatesReported employees: 11-50 | Southfield, MI, United States | 11-50 | Exact match | 33 contacts → |
“For more than 40 years, Holzman Law has provided exceptional counseling and legal services to state and federally regulated financial institutions.” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 13 |  The Rosen LAW Firm, P.Arosenlegal.comHQ: New York, NY, United StatesReported employees: 11-50 | New York, NY, United States | 11-50 | Exact match | 33 contacts → |
“Championing the Rights of Investors The Rosen Law Firm represents investors that fall victim to securities fraud and corporate misconduct throughout the world.” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 14 | KEY Bridge Compliancekeybridgecompliance.com HQ: Covington, KY, United StatesReported employees: 11-50 | Covington, KY, United States | 11-50 | Exact match | 33 contacts → |
“Key Bridge Compliance is a boutique consulting rm revolutionizing the regulatory landscape for SEC-registered investment advisers.” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 15 |  Iron Road Partnersironroadpartners.comHQ: New York, NY, United StatesReported employees: 11-50 | New York, NY, United States | 11-50 | Exact match | 32 contacts → |
“Our mission is to deliver unparalleled industry expertise and analytical precision to regulatory consulting.” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 16 |  Weiner Brodsky Kider PCthewbkfirm.comHQ: Washington, DC, United StatesReported employees: 51-200 | Washington, DC, United States | 51-200 | Exact match | 31 contacts → |
“Weiner Brodsky Kider PC is a Washington, D.C-based firm with a national practice focused on compliance, regulatory, transactional and litigation matters related to financial…” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 17 |  Buckley Sandler LLPbuckleysandler.comHQ: Washington, DC, United StatesReported employees: 201-500 | Washington, DC, United States | 201-500 | Exact match | 30 contacts → |
“At Buckley Sandler we focus on three key areas, financial services, government enforcement, and litigation, and do them exceptionally well.” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 18 |  Hightower Signature Wealth-Lexingtonhightowersignature.comHQ: Lexington, MA, United StatesReported employees: 11-50 | Lexington, MA, United States | 11-50 | Exact match | 29 contacts → |
“Please follow us here: Hightower Advisors, LLC is an SEC registered investment adviser.” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 19 |  Snyder Kearney, LLCsnyderkearney.comHQ: Columbia, MD, United StatesReported employees: 11-50 | Columbia, MD, United States | 11-50 | Exact match | 27 contacts → |
“Our law firm combines highly specialized legal expertise with business and financial acumen, which allows us to provide our clients with focused intelligence and due diligence on…” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 20 |  Renaissance Regulatory Servicesrrscompliance.comHQ: Deerfield Beach, FL, United StatesReported employees: 11-50 | Deerfield Beach, FL, United States | 11-50 | Exact match | 23 contacts → |
“Renaissance Regulatory Services (RRS) is a privately held boutique consulting firm based in Deerfield Beach, Florida.” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 21 |  Sw&m LLPswmllp.comHQ: Glendale, CA, United StatesReported employees: 11-50 | Glendale, CA, United States | 11-50 | Exact match | 22 contacts → |
“SW & M has unsurpassed expertise in meeting the specific needs of financial institutions, from credit unions to community banks, loan brokers to money service businesses.” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 22 | Gardner LAWgardner.law HQ: Stillwater, MN, United StatesReported employees: 11-50 | Stillwater, MN, United States | 11-50 | Exact match | 22 contacts → |
“Gardner Law is an FDA law firm specializing in regulatory, compliance, privacy, commercial transaction, and litigation matters.” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 23 |  Buckley LLPbuckleyfirm.comHQ: Washington, DC, United StatesReported employees: 201-500 | Washington, DC, United States | 201-500 | Exact match | 22 contacts → |
“At Buckley we focus on three key areas, financial services, government enforcement, and litigation, and do them exceptionally well.” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 24 | Lehman & Eilen LLPlehmaneilen.com HQ: Uniondale, NY, United StatesReported employees: 11-50 | Uniondale, NY, United States | 11-50 | Exact match | 21 contacts → |
“Broker-dealer, investment adviser, investment partnership and hedge fund organization and regulation.” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 25 | Capital A Wealth Management, LLCcapitalainvestments.com HQ: Cranberry Township, PA, United StatesReported employees: 11-50 | Cranberry Township, PA, United States | 11-50 | Exact match | 20 contacts → |
“Capital A Wealth Management, LLC is a financial services firm serving Western PA & surrounding areas.” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
Showing 25 of 436 company matches
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Finra regulatory law firms: dataset insights
September 28, 2026These summaries describe recorded coverage in this saved dataset. This page is derived from saved source records; per-contact mobile coverage and email-recency results are not established by this snapshot.
Reported company sizes
435 records in the displayed employee bands.
1 matching records are outside the displayed bands or do not have a displayed size. Bars show shares of the displayed bands.
Email recency for this list is measured worldwide rather than for United States, so it is reported there. Company counts and contact totals on this page are exact for United States, over 436 companies.
How this company list was built
Describe a niche in your own words: companies installing commercial solar, or manufacturers of sustainable packaging. RevenueBase SmartSearch finds companies whose compiled business descriptions match by meaning. This list is one saved example to adapt.
Where the company descriptions come from
RevenueBase compiles company information from public sources, including company websites and public professional profiles such as LinkedIn, alongside information supplied by companies. The short recorded excerpt shown here is separate from the complete business description used for matching; individual source URLs and collection dates are not provided in this public snapshot.
RevenueBase SmartSearch matching settings
- Exact
- Closest fits to the business described.
- Similar
- Similar businesses with a wider range of fits.
- Related
- Related businesses in and around the category.
- Broad
- A broader set of businesses connected to the description.
RevenueBase SmartSearch · Exact match identifies inclusion in this search's closest semantic matching setting. It is not a per-company confidence score, a literal keyword match, or a quality endorsement.
Selection, ordering and scope
The public list shows selected company records with contact and verified-email coverage. Reported employee bands provide separate company-size context.
This page is derived from saved source records; per-contact mobile coverage and email-recency results are not established by this snapshot.
Recorded company descriptions support research; check company websites for current services. The selected preview is ordered by tracked contacts and is not a list of the best service providers.
Snapshot: September 28, 2026.
RevenueBase is a B2B data infrastructure company. Its September 3, 2026 published methodology describes a graph of 60 million companies and 398.9 million professional contacts; these platform figures differ from this page's totals. Published methodology ↗
Finra regulatory law firms by metro
Questions about this company list
What does Exact match mean for finra regulatory law firms?
The separate RevenueBase SmartSearch column identifies inclusion at the closest semantic matching preset. It is not a literal keyword match, a per-company confidence score or a quality endorsement. Changing the search form opens a new search in RevenueBase; it does not reclassify these saved rows.
How many finra regulatory law firms did RevenueBase find based in the United States?
The saved snapshot records 436 matching company records, 4,016 tracked contacts and 1,957 verified emails. The public preview displays 25 selected records.
Where do the company descriptions come from?
RevenueBase compiles company information from public sources, including company websites and public professional profiles such as LinkedIn, alongside information supplied by companies. The short recorded excerpt shown here is separate from the complete business description used for matching; individual source URLs and collection dates are not provided in this public snapshot.
How are the public companies ordered?
The selected public records are ordered by contacts tracked in RevenueBase, highest first. Contact coverage is a prospecting measure, not an assessment of the company's services or quality.
How can I get contact information?
Select a company's contact count to open its filtered contacts in RevenueBase. Free signup is required and includes 500 credits and limited free results. Verified emails, direct dials and mobile numbers depend on available coverage.
How current is this list?
Snapshot: September 28, 2026. Review each company's website for current services and locations. A recorded business description does not establish that every company offers every service named in the search.
What do headquarters and employee bands mean?
These are recorded company-level fields, rather than a map of every branch or a count of specialists. Missing headquarters or employee bands are labeled; older records may show a location separately from recorded headquarters.
Build your next target company list
Adapt this niche search and work with available contacts in RevenueBase.
Related lists
Finra regulatory law firms by geography
Cite this list
RevenueBase Data Team. Top 25 finra regulatory law firms based in the United States. Snapshot: September 28, 2026. https://revenuebase.ai/companies/finra-regulatory-law-firms/united-states.
This is a selected public preview of saved company records, rather than an independently verified census. Open the source page ↗
More company lists
- All company lists
- Lists by location
- Lists A-Z
- New lists
- Finra regulatory law firms based in New York, United States
- AI companies based in the United States
- Cybersecurity companies based in the United States
- Manufacturing companies based in the United States
- Media companies based in the United States
- Oil and gas companies based in the United States
Company intelligence · public preview
Top 25 finra regulatory law firms based in the United States
RevenueBase records 436 matching company records for finra regulatory law firms based in the United States, with 4,016 tracked contacts and 1,957 verified work emails.
This public preview shows 25 selected records ordered by tracked contacts. RevenueBase SmartSearch finds company descriptions that match by meaning at Exact. Snapshot: September 28, 2026.
RevenueBase compiles business descriptions for niche-company discovery; each row shows a recorded excerpt where available. Adapt this search to find the companies and contacts you want.
Top 25 finra regulatory law firms based in the United States
The public list shows selected company records with contact and verified-email coverage. Reported employee bands provide separate company-size context.
| # | Company | Headquarters on record | Reported employees | RevenueBase SmartSearch | Tracked contacts |
|---|---|---|---|---|---|
| 1 | Quintairos, Prieto, Wood & Boyer, P.Aqpwblaw.com HQ: Miami, FL, United StatesReported employees: 1,001-5,000 | Miami, FL, United States | 1,001-5,000 | Exact match | 1,068 contacts → |
“Over the past 25 years, QPWB is one of the fastest-growing law firms in the US.” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 2 | American Portfoliosamericanportfolios.com HQ: Holbrook, NY, United StatesReported employees: 51-200 | Holbrook, NY, United States | 51-200 | Exact match | 199 contacts → |
“Headquartered in Holbrook, New York, American Portfolios Financial Services, Inc.(APFS), now Osaic, is a full-service, independent broker/dealer and member firm of FINRA and SIPC…” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 3 | Lightfoot, Franklin & Whitelightfootlaw.com HQ: Birmingham, AL, United StatesReported employees: 51-200 | Birmingham, AL, United States | 51-200 | Exact match | 137 contacts → |
“Litigation, compliance and investigations: It's what we do, day in and day out.” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 4 | DFP Partnersdfppartners.com HQ: New York, NY, United StatesReported employees: 51-200 | New York, NY, United States | 51-200 | Exact match | 110 contacts → |
“For over 40 years, DFP Partners has been a committed ally to Broker-Dealers, Registered Investment Advisers, and other financial services firms looking for accounting and…” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 5 | Hudson Cook, LLPhudco.com HQ: Hanover, MD, United StatesReported employees: 51-200 | Hanover, MD, United States | 51-200 | Exact match | 78 contacts → |
“Established in 1997, Hudson Cook, LLP focuses on state and federal consumer and commercial financial services, banking and privacy compliance, regulation, enforcement and…” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 6 | HQ: Louisville, KY, United StatesReported employees: 51-200 | Louisville, KY, United States | 51-200 | Exact match | 53 contacts → |
“PCS is a full-service, RIA-friendly Broker Dealer and SEC Registered Investment Advisor.” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 7 | INVEXinvex.us HQ: Coral Gables, FL, United StatesReported employees: 11-50 | Coral Gables, FL, United States | 11-50 | Exact match | 52 contacts → |
No recorded description excerpt is available for this public record. | |||||
| 8 | Puma Capital, LLCpumacap.com HQ: Rye, NY, United StatesReported employees: 11-50 | Rye, NY, United States | 11-50 | Exact match | 49 contacts → |
“Puma Capital, LLC is a FINRA member broker-dealer.” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 9 | Cole-Frieman & Mallon LLPcolefrieman.com HQ: San Francisco, CA, United StatesReported employees: 11-50 | San Francisco, CA, United States | 11-50 | Exact match | 48 contacts → |
“Cole-Frieman & Mallon LLP is a leading investment management law firm known for providing top-tier, innovative, and collaborative legal solutions for complex financial services…” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 10 | Alterna Securities INCalternasecurities.com HQ: Houston, TX, United StatesReported employees: 11-50 | Houston, TX, United States | 11-50 | Exact match | 38 contacts → |
“Alterna Securities is registered with the Securities Exchange Commission (SEC) and is a member of the Financial Industry Regulatory Authority (FINRA).” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 11 | Miura Capitalmiurausa.com HQ: Miami, FL, United StatesReported employees: 501-1,000 | Miami, FL, United States | 501-1,000 | Exact match | 35 contacts → |
“Miura Capital, LLC (Miura or Firm) is an Independent Broker/Dealer, registered member of FINRA and the Securities and Exchange Commission and also part of SIPC (Securities…” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 12 | Holzman LAWholzmanlaw.com HQ: Southfield, MI, United StatesReported employees: 11-50 | Southfield, MI, United States | 11-50 | Exact match | 33 contacts → |
“For more than 40 years, Holzman Law has provided exceptional counseling and legal services to state and federally regulated financial institutions.” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 13 | The Rosen LAW Firm, P.Arosenlegal.com HQ: New York, NY, United StatesReported employees: 11-50 | New York, NY, United States | 11-50 | Exact match | 33 contacts → |
“Championing the Rights of Investors The Rosen Law Firm represents investors that fall victim to securities fraud and corporate misconduct throughout the world.” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 14 | KEY Bridge Compliancekeybridgecompliance.com HQ: Covington, KY, United StatesReported employees: 11-50 | Covington, KY, United States | 11-50 | Exact match | 33 contacts → |
“Key Bridge Compliance is a boutique consulting rm revolutionizing the regulatory landscape for SEC-registered investment advisers.” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 15 | Iron Road Partnersironroadpartners.com HQ: New York, NY, United StatesReported employees: 11-50 | New York, NY, United States | 11-50 | Exact match | 32 contacts → |
“Our mission is to deliver unparalleled industry expertise and analytical precision to regulatory consulting.” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 16 | Weiner Brodsky Kider PCthewbkfirm.com HQ: Washington, DC, United StatesReported employees: 51-200 | Washington, DC, United States | 51-200 | Exact match | 31 contacts → |
“Weiner Brodsky Kider PC is a Washington, D.C-based firm with a national practice focused on compliance, regulatory, transactional and litigation matters related to financial…” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 17 | Buckley Sandler LLPbuckleysandler.com HQ: Washington, DC, United StatesReported employees: 201-500 | Washington, DC, United States | 201-500 | Exact match | 30 contacts → |
“At Buckley Sandler we focus on three key areas, financial services, government enforcement, and litigation, and do them exceptionally well.” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 18 | Hightower Signature Wealth-Lexingtonhightowersignature.com HQ: Lexington, MA, United StatesReported employees: 11-50 | Lexington, MA, United States | 11-50 | Exact match | 29 contacts → |
“Please follow us here: Hightower Advisors, LLC is an SEC registered investment adviser.” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 19 | Snyder Kearney, LLCsnyderkearney.com HQ: Columbia, MD, United StatesReported employees: 11-50 | Columbia, MD, United States | 11-50 | Exact match | 27 contacts → |
“Our law firm combines highly specialized legal expertise with business and financial acumen, which allows us to provide our clients with focused intelligence and due diligence on…” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 20 | Renaissance Regulatory Servicesrrscompliance.com HQ: Deerfield Beach, FL, United StatesReported employees: 11-50 | Deerfield Beach, FL, United States | 11-50 | Exact match | 23 contacts → |
“Renaissance Regulatory Services (RRS) is a privately held boutique consulting firm based in Deerfield Beach, Florida.” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 21 | Sw&m LLPswmllp.com HQ: Glendale, CA, United StatesReported employees: 11-50 | Glendale, CA, United States | 11-50 | Exact match | 22 contacts → |
“SW & M has unsurpassed expertise in meeting the specific needs of financial institutions, from credit unions to community banks, loan brokers to money service businesses.” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 22 | Gardner LAWgardner.law HQ: Stillwater, MN, United StatesReported employees: 11-50 | Stillwater, MN, United States | 11-50 | Exact match | 22 contacts → |
“Gardner Law is an FDA law firm specializing in regulatory, compliance, privacy, commercial transaction, and litigation matters.” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 23 | Buckley LLPbuckleyfirm.com HQ: Washington, DC, United StatesReported employees: 201-500 | Washington, DC, United States | 201-500 | Exact match | 22 contacts → |
“At Buckley we focus on three key areas, financial services, government enforcement, and litigation, and do them exceptionally well.” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 24 | Lehman & Eilen LLPlehmaneilen.com HQ: Uniondale, NY, United StatesReported employees: 11-50 | Uniondale, NY, United States | 11-50 | Exact match | 21 contacts → |
“Broker-dealer, investment adviser, investment partnership and hedge fund organization and regulation.” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 25 | Capital A Wealth Management, LLCcapitalainvestments.com HQ: Cranberry Township, PA, United StatesReported employees: 11-50 | Cranberry Township, PA, United States | 11-50 | Exact match | 20 contacts → |
“Capital A Wealth Management, LLC is a financial services firm serving Western PA & surrounding areas.” Recorded description excerpt · September 28, 2026Open company data in RevenueBase ↗Free signup required. | |||||
Showing 25 of 436 company matches
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Finra regulatory law firms: dataset insights
September 28, 2026These summaries describe recorded coverage in this saved dataset. This page is derived from saved source records; per-contact mobile coverage and email-recency results are not established by this snapshot.
Reported company sizes
435 records in the displayed employee bands.
1 matching records are outside the displayed bands or do not have a displayed size. Bars show shares of the displayed bands.
Email recency for this list is measured worldwide rather than for United States, so it is reported there. Company counts and contact totals on this page are exact for United States, over 436 companies.
How this company list was built
Describe a niche in your own words: companies installing commercial solar, or manufacturers of sustainable packaging. RevenueBase SmartSearch finds companies whose compiled business descriptions match by meaning. This list is one saved example to adapt.
Where the company descriptions come from
RevenueBase compiles company information from public sources, including company websites and public professional profiles such as LinkedIn, alongside information supplied by companies. The short recorded excerpt shown here is separate from the complete business description used for matching; individual source URLs and collection dates are not provided in this public snapshot.
RevenueBase SmartSearch matching settings
- Exact
- Closest fits to the business described.
- Similar
- Similar businesses with a wider range of fits.
- Related
- Related businesses in and around the category.
- Broad
- A broader set of businesses connected to the description.
RevenueBase SmartSearch · Exact match identifies inclusion in this search's closest semantic matching setting. It is not a per-company confidence score, a literal keyword match, or a quality endorsement.
Selection, ordering and scope
The public list shows selected company records with contact and verified-email coverage. Reported employee bands provide separate company-size context.
This page is derived from saved source records; per-contact mobile coverage and email-recency results are not established by this snapshot.
Recorded company descriptions support research; check company websites for current services. The selected preview is ordered by tracked contacts and is not a list of the best service providers.
Snapshot: September 28, 2026.
RevenueBase is a B2B data infrastructure company. Its September 3, 2026 published methodology describes a graph of 60 million companies and 398.9 million professional contacts; these platform figures differ from this page's totals. Published methodology ↗
Finra regulatory law firms by metro
Questions about this company list
What does Exact match mean for finra regulatory law firms?
The separate RevenueBase SmartSearch column identifies inclusion at the closest semantic matching preset. It is not a literal keyword match, a per-company confidence score or a quality endorsement. Changing the search form opens a new search in RevenueBase; it does not reclassify these saved rows.
How many finra regulatory law firms did RevenueBase find based in the United States?
The saved snapshot records 436 matching company records, 4,016 tracked contacts and 1,957 verified emails. The public preview displays 25 selected records.
Where do the company descriptions come from?
RevenueBase compiles company information from public sources, including company websites and public professional profiles such as LinkedIn, alongside information supplied by companies. The short recorded excerpt shown here is separate from the complete business description used for matching; individual source URLs and collection dates are not provided in this public snapshot.
How are the public companies ordered?
The selected public records are ordered by contacts tracked in RevenueBase, highest first. Contact coverage is a prospecting measure, not an assessment of the company's services or quality.
How can I get contact information?
Select a company's contact count to open its filtered contacts in RevenueBase. Free signup is required and includes 500 credits and limited free results. Verified emails, direct dials and mobile numbers depend on available coverage.
How current is this list?
Snapshot: September 28, 2026. Review each company's website for current services and locations. A recorded business description does not establish that every company offers every service named in the search.
What do headquarters and employee bands mean?
These are recorded company-level fields, rather than a map of every branch or a count of specialists. Missing headquarters or employee bands are labeled; older records may show a location separately from recorded headquarters.
Build your next target company list
Adapt this niche search and work with available contacts in RevenueBase.
Related lists
Finra regulatory law firms by geography
Cite this list
RevenueBase Data Team. Top 25 finra regulatory law firms based in the United States. Snapshot: September 28, 2026. https://revenuebase.ai/companies/finra-regulatory-law-firms/united-states.
This is a selected public preview of saved company records, rather than an independently verified census. Open the source page ↗
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