Company lists · Data refreshed September 2026

Top 25 Financial services compliance training providers based in the United States

RevenueBase identified 189 company matches for financial services compliance training providers associated with the United States as of September 2026 and tracks 1,657 professional contacts across them, including 710 with verified work emails. New York is the largest hub.

This list covers company matches for financial services compliance training providers associated with the United States, found by RevenueBase SmartSearch using the meaning of business descriptions in its company graph at Exact. Ranked by professionals tracked, largest first. Rows show recorded descriptions where available, Exact search membership and the snapshot date. Data refreshed September 16, 2026.

Published by RevenueBase, a B2B data infrastructure company. This list was built with RevenueBase SmartSearch, the natural-language company search RevenueBase customers use to build their own targeted lists and unlock verified emails and direct dials at the companies on them. How these lists are built and judged.

How to read this list RevenueBase SmartSearch · Exact Recorded Sep 16, 2026 How this list was built
189Companies
1,657Contacts tracked
710Verified emails
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The 25 largest financial services compliance training providers based in the United States

Ranked by team size
Top 25 of 189 company matches for financial services compliance training providers based in the United States, ordered by professional contacts tracked in RevenueBase, largest first. Recorded Sep 16, 2026. The RevenueBase SmartSearch column shows Exact match membership in this saved search. Click a contact count to view that company's people. Totals use company locations recorded by RevenueBase; the displayed preview is a smaller selection.
#CompanyRevenueBase SmartSearchHeadquartersEmployeesContacts
1Exact matchNew York, NY, United StatesHQ recorded Sep 16, 2026201-500308 contacts →

Exact match

“At Comply, we pride ourselves on being the champion for compliance professionals.”

Recorded in the RevenueBase company graph · Sep 16, 2026 · View company records in RevenueBase
2Exact matchNew York, NY, United StatesHQ recorded Sep 16, 2026n/a84 contacts →

Exact match

“Wolters Kluwer provides expert services and solutions to help financial services and corporate professionals maintain ongoing compliance requirements, increase efficiency and…”

Recorded in the RevenueBase company graph · Sep 16, 2026 · View company records in RevenueBase
3Exact matchSalt Lake City, UT, United StatesHQ recorded Sep 16, 202611-5063 contacts →

Exact match

“At Healthcare Compliance Pros we go above and beyond healthcare compliance training, providing you with year-round support and an easy to use online platform.”

Recorded in the RevenueBase company graph · Sep 16, 2026 · View company records in RevenueBase
4Exact matchMilwaukee, WI, United StatesHQ recorded Sep 16, 202651-20061 contacts →

Exact match

“Quest CE helps financial service organizations manage their compliance operations by offering firm training programs, disclosure tracking services and branch audit solutions.”

Recorded in the RevenueBase company graph · Sep 16, 2026 · View company records in RevenueBase
5Exact matchKent, OH, United StatesHQ recorded Sep 16, 202611-5053 contacts →

Exact match

“Financial industry expertise.”

Recorded in the RevenueBase company graph · Sep 16, 2026 · View company records in RevenueBase
6Exact matchChadds Ford, PA, United StatesHQ recorded Sep 16, 202611-5046 contacts →

Exact match

“Vigilant is an Award Winning and Industry Leading Compliance Firm that continues to remain Independent and Privately Owned.”

Recorded in the RevenueBase company graph · Sep 16, 2026 · View company records in RevenueBase
7Exact matchDenver, CO, United StatesHQ recorded Sep 16, 202611-5034 contacts →

Exact match

“We’re compliance experts and compliance training is our #1 focus.”

Recorded in the RevenueBase company graph · Sep 16, 2026 · View company records in RevenueBase
8Exact matchNashville, TN, United StatesHQ recorded Sep 16, 202611-5031 contacts →

Exact match

“Provides regulatory risk advisory and education services to financial services companies, offers independent regulatory compliance testing services, conducts deep research and…”

Recorded in the RevenueBase company graph · Sep 16, 2026 · View company records in RevenueBase
9Exact matchCary, NC, United StatesHQ recorded Sep 16, 202611-5028 contacts →

Exact match

“Noggin Guru is the most responsive provider of online education for financial services.”

Recorded in the RevenueBase company graph · Sep 16, 2026 · View company records in RevenueBase
10Exact matchThe Woodlands, TX, United StatesHQ recorded Sep 16, 202611-5024 contacts →

Exact match

“Here at Patten Training & Review, our job is to help you succeed.”

Recorded in the RevenueBase company graph · Sep 16, 2026 · View company records in RevenueBase
11Exact matchDallas, PA, United StatesHQ recorded Sep 16, 202611-5023 contacts →

Exact match

“Standish Compliance is a boutique compliance consulting firm dedicated to investment advisory support, since our founding in 2011.”

Recorded in the RevenueBase company graph · Sep 16, 2026 · View company records in RevenueBase
12Exact matchNew York, NY, United StatesHQ recorded Sep 16, 202611-5019 contacts →

Exact match

“SHARPEST TOOLS IN THE SHED Whether you're building a new firm, reinforcing compliance resources, or repairing compliance deficiencies, Compliers' experienced CCOs and compliance…”

Recorded in the RevenueBase company graph · Sep 16, 2026 · View company records in RevenueBase
13Exact matchWinnetka, IL, United StatesHQ recorded Sep 16, 202611-5017 contacts →

Exact match

“At Simon Compliance, each of our clients receives a customized compliance program designed by a former SEC enforcement attorney who knows what it takes to comply with the…”

Recorded in the RevenueBase company graph · Sep 16, 2026 · View company records in RevenueBase
14Exact matchHolbrook, NY, United StatesHQ recorded Sep 16, 202611-5014 contacts →

Exact match

“Asgard Regulatory Group LLC (“Asgard”) specializes in providing regulatory compliance and business advisory services and audit and special project work to broker-dealers…”

Recorded in the RevenueBase company graph · Sep 16, 2026 · View company records in RevenueBase
15Exact matchCincinnati, OH, United StatesHQ recorded Sep 16, 202611-5013 contacts →

Exact match

“Dinsmore Compliance Services provides a full suite of compliance solutions for the growing independent financial industry as an affiliate of the national, full-service law firm…”

Recorded in the RevenueBase company graph · Sep 16, 2026 · View company records in RevenueBase
16Exact matchGoshen, NY, United StatesHQ recorded Sep 16, 202611-5013 contacts →

Exact match

“Patrina offers all the tools you need to stay compliance ready.”

Recorded in the RevenueBase company graph · Sep 16, 2026 · View company records in RevenueBase
17Exact matchMiami, FL, United StatesHQ recorded Sep 16, 202611-5013 contacts →

Exact match

“Un equipo multidisciplinario de más de 40 personas ubicadas en Latinoamérica y Estados Unidos permiten ofrecer una amplia gama de servicios en materia de administración de…”

Recorded in the RevenueBase company graph · Sep 16, 2026 · View company records in RevenueBase
18Exact matchWashington, DC, United StatesHQ recorded Sep 16, 20261-1012 contacts →

Exact match

“The National Society of Compliance Professionals is a nonprofit, membership organization dedicated to serving and supporting the compliance professional in the financial services…”

Recorded in the RevenueBase company graph · Sep 16, 2026 · View company records in RevenueBase
19Exact matchNew York, NY, United StatesHQ recorded Sep 16, 20261-1012 contacts →

Exact match

“SEC Compliance Consultants, Inc.(SEC³) helps organizations bridge the SEC compliance knowledge gap.”

Recorded in the RevenueBase company graph · Sep 16, 2026 · View company records in RevenueBase
20Exact matchSioux Falls, SD, United StatesHQ recorded Sep 16, 20261-1010 contacts →

Exact match

“Our team partners with financial institutions to become Part of Your Compliance Team.”

Recorded in the RevenueBase company graph · Sep 16, 2026 · View company records in RevenueBase
21Exact matchHouston, TX, United StatesHQ recorded Sep 16, 202611-509 contacts →

Exact match

“Third Party Resources, Inc.(3PR, Inc.) is a specialized consulting firm that focuses on the unique regulatory compliance and risk management challenges facing banks and other…”

Recorded in the RevenueBase company graph · Sep 16, 2026 · View company records in RevenueBase
22Exact matchNew York, NY, United StatesHQ recorded Sep 16, 20261-109 contacts →

Exact match

“3iCO provides Investment Advisors, Funds, and Broker-Dealers with experienced, independent Chief Compliance Officers or one-on-one Compliance Consulting Services.”

Recorded in the RevenueBase company graph · Sep 16, 2026 · View company records in RevenueBase
23Exact matchCharlotte, NC, United StatesHQ recorded Sep 16, 202611-508 contacts →

Exact match

“At COMPLIANCE RESOURCE, we understand that navigating the complex regulatory landscape in the banking sector can be challenging.”

Recorded in the RevenueBase company graph · Sep 16, 2026 · View company records in RevenueBase
24Exact matchCoral Gables, FL, United StatesHQ recorded Sep 16, 20261-108 contacts →

Exact match

“We are an organization created to assist you in successfully finding that particular “common sense” that fits your business organization and to help you build end-to-end workable…”

Recorded in the RevenueBase company graph · Sep 16, 2026 · View company records in RevenueBase
25Exact matchBirmingham, MI, United StatesHQ recorded Sep 16, 202611-508 contacts →

Exact match

“At Ease Compliance Advisors, we provide a comprehensive suite of mortgage compliance services designed to keep your business ahead of the game.”

Recorded in the RevenueBase company graph · Sep 16, 2026 · View company records in RevenueBase

Showing 25 of 189 financial services compliance training providers based in the United States

See the full list, filter by size, metro and specialty, and access 710 tracked professional contacts with verified work emails. Direct dials are available where recorded.

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Financial services compliance training providers based in the United States at a glance

As of Sep 16, 2026
42.8%Verified-email coverage
8.8Average contacts per company
1-10Median size (employees)
10.6%Largest-city concentration · New York
Sep 16, 2026Page data refreshed

Companies by employee count

1-10
112
11-50
60
51-200
11
201-500
4
10001+
1

Email recency for this list is measured worldwide rather than for United States, so it is reported there. Company counts and contact totals on this page are exact for United States, over 189 companies.

How this list was built

The recorded descriptions help you assess these company matches. Check a company’s website for its current services and locations.

Source
The RevenueBase company graph: 60 million companies and 398.9 million professional contacts resolved from primary sources, queried with RevenueBase SmartSearch, the natural-language company search available to every RevenueBase user.
What qualifies
Company records associated with the United States whose business descriptions match “financial services compliance training providers” by meaning at the Exact setting. Descriptions are compiled in the RevenueBase company graph from public websites, profiles and company information where available; they are not guaranteed quotations from the company's website.
RevenueBase SmartSearch
Describe a niche company in your own words to find businesses by meaning. Exact, Similar, Related and Broad control the breadth of RevenueBase SmartSearch. This saved list uses Exact. Each row's Exact match badge shows inclusion in that search, not an individual score or a service-quality judgment.
Public preview
The public preview omits records without a verified work email. Where headquarters information is recorded, preview rows are also filtered to this page’s location. Dataset totals and geographic summaries describe the full matched records before these preview filters.
Match quality
RevenueBase's August 25, 2026 study assessed 4,198 description/company pairs across matching settings. The publisher reports 86% good or better at Exact. This evaluates the method across queries; it does not audit this individual list. Recorded company descriptions, where available, help you judge each match yourself. Read the full methodology: how the lists are built and what the study measures.
Ranking
Team size, largest first: companies are ordered by the number of professionals RevenueBase tracks at each one. Employee ranges shown are reported bands, for context.
Verification
Every displayed company carries at least one verified work email. RevenueBase tracks 710 professional contacts with verified work emails across the full matched dataset. Contacts re-verify on a rolling cadence, and each contact's own verification date is shown inside RevenueBase.
Refresh
This page's figures were pulled from the company graph on September 16, 2026. Lists refresh periodically as the graph is re-checked.
Record context
Company records and descriptions can change. Check the company's website for its current services and locations.

Frequently asked

What is RevenueBase SmartSearch?

RevenueBase SmartSearch finds niche companies by the meaning of their business descriptions in the RevenueBase company graph. Exact, Similar, Related and Broad control how closely companies must fit your description. This list uses Exact for “financial services compliance training providers”; each Exact match badge shows search membership, not an individual similarity or quality score.

How many financial services compliance training providers are there based in the United States?

RevenueBase identified 189 company matches for financial services compliance training providers associated with the United States as of September 2026, using the meaning of business descriptions at Exact. This is the recorded matched set in the RevenueBase company graph.

What is the largest company on this list?

Comply tops the displayed preview by professional contacts tracked in RevenueBase. Recorded headquarters appear in the company rows.

Which city has the most financial services compliance training providers?

New York leads with 20 company records, followed by Denver (5) and Charlotte (4).

How do I get contact information for these companies?

A free RevenueBase account lets you run this exact search and work limited free results with 500 credits to start. Upgrading provides access to the 710 professional contacts with verified work emails tracked across these 189 companies; direct dials are available where recorded.

How current is this list?

The list refreshes periodically as the company graph is re-checked. This page's figures were pulled on September 16, 2026.

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About this data

RevenueBase is a B2B data infrastructure company. Its company graph covers 60 million companies and 398.9 million professional contacts, with emails verified on a rolling cadence rather than scraped once and left to decay. These company lists are generated directly from that graph with RevenueBase SmartSearch, the same natural-language company search every RevenueBase user has: describe a market in plain words, get the companies that match, and add verified emails and direct dials for the people at them. It is the same data that powers RevenueBase's B2B data products, and a free account includes 500 credits to start. How these lists are built and judged.