Company lists · Data refreshed September 2026

Top 25 Financial services compliance software companies based in the United States

Name: Financial services compliance software companies based in the United States
Creator: RevenueBase
License: https://creativecommons.org/licenses/by/4.0/

Compiled by the RevenueBase Data Team Data refreshed Sep 28, 2026 390 companies tracked

RevenueBase identified 390 financial services compliance software companies headquartered in the United States as of September 2026 and tracks 13,557 professional contacts across them, including 4,699 with verified work emails. New York is the largest hub.

This list covers financial services compliance software companies headquartered in the United States, matched on what each company actually does as described in its own words. Ranked by team size, largest first. Every row shows the company's own description, its RevenueBase Smart Search rating, and when it was last checked. Data refreshed September 28, 2026.

Published by RevenueBase, a B2B data infrastructure company. This list was built with RevenueBase Smart Search, the natural-language company search RevenueBase customers use to build their own targeted lists and unlock verified emails and direct dials at the companies on them. How these lists are built and judged.

How to read this list HQ checked on every row RevenueBase Smart Search rating on every row Refreshed Sep 28, 2026 86% judged on-target in blind review

390Companies

13,557Contacts tracked

4,699Verified emails

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The 25 largest financial services compliance software companies based in the United States

Ranked by team size

Top 25 of 390 financial services compliance software companies based in the United States, ranked by team size, largest first. Data refreshed Sep 28, 2026. RevenueBase Smart Search rates how each company's information relates to financial services compliance software companies: strong evidence (its own description names it), partial (names part of it), indirect (matched on the rest of its profile rather than the description shown). Click a contact count to view that company's people.
#	Company	RevenueBase Smart Search	Headquarters	Employees	Contacts
1	DST Systems	Indirect evidence	Windsor, CT, United StatesHQ checked Sep 28, 2026	10001+	3,035 contacts →
	Indirect evidence “DST Systems, Inc.” Source: RevenueBase Database · checked Sep 28, 2026
2	Donnelley Financial Solutions Dfin	Strong evidence	Lancaster, PA, United StatesHQ checked Sep 28, 2026	1,001-5,000	1,740 contacts →
	Strong evidence “DFIN is the leading global provider of compliance and regulatory software and services, fueling end-to-end investment company regulatory compliance needs, complex capital markets…” Source: RevenueBase Database · checked Sep 28, 2026
3	ACA Group	Strong evidence	New York, NY, United StatesHQ checked Sep 28, 2026	1,001-5,000	1,486 contacts →
	Strong evidence “ACA Group is the leading governance, risk, and compliance advisor to the financial services industry.” Source: RevenueBase Database · checked Sep 28, 2026
4	Digital Risk	Strong evidence	Maitland, FL, United StatesHQ checked Sep 28, 2026	1,001-5,000	796 contacts →
	Strong evidence “Digital Risk, an Mphasis company, is the largest independent provider of Risk, Compliance and Transaction Management solutions for the complex and dynamic financial services…” Source: RevenueBase Database · checked Sep 28, 2026
5	Aithent INC	Strong evidence	New York, NY, United StatesHQ checked Sep 28, 2026	201-500	416 contacts →
	Strong evidence “Aithent creates high-value regulatory compliance management solutions for financial services, government, healthcare and insurance organizations around the globe.” Source: RevenueBase Database · checked Sep 28, 2026
6	Ncontracts	Strong evidence	Nashville, TN, United StatesHQ checked Sep 28, 2026	201-500	402 contacts →
	Strong evidence “Ncontracts provides integrated risk management and lending compliance software to a rapidly expanding customer base of over financial institutions, fintechs, and mortgage…” Source: RevenueBase Database · checked Sep 28, 2026
7	G2 Risk Solutions	Indirect evidence	Burlingame, CA, United StatesHQ checked Sep 28, 2026	201-500	350 contacts →
	Indirect evidence “Grow your business with confidence by staying ahead of complex and ever-changing regulatory requirements and online threats.” Source: RevenueBase Database · checked Sep 28, 2026
8	Comply	Partial evidence	New York City, NY, United StatesHQ checked Sep 28, 2026	201-500	308 contacts →
	Partial evidence “At Comply, we pride ourselves on being the champion for compliance professionals.” Source: RevenueBase Database · checked Sep 28, 2026
9	MCO Mycomplianceoffice	Strong evidence	New York, NY, United StatesHQ checked Sep 28, 2026	201-500	295 contacts →
	Strong evidence “MCO is a global leader on a mission to revolutionize how financial firms tackle compliance, making it simpler, smarter, and more effective.” Source: RevenueBase Database · checked Sep 28, 2026
10	Starcompliance	Partial evidence	Rockville, MD, United StatesHQ checked Sep 28, 2026	201-500	266 contacts →
	Partial evidence “StarCompliance is a leading provider of employee compliance technology solutions.” Source: RevenueBase Database · checked Sep 28, 2026
11	Processunity	Partial evidence	Concord, MA, United StatesHQ checked Sep 28, 2026	51-200	212 contacts →
	Partial evidence “ProcessUnity’s cloud-based solutions help organizations of all sizes automate their risk and compliance programs.” Source: RevenueBase Database · checked Sep 28, 2026
12	Blue Umbrella Limited	Partial evidence	Cleveland, OH, United StatesHQ checked Sep 28, 2026	201-500	207 contacts →
	Partial evidence “Blue Umbrella is a leading provider of due diligence research and regulatory compliance technologies.” Source: RevenueBase Database · checked Sep 28, 2026
13	Harbor Compliance	Partial evidence	Lancaster, PA, United StatesHQ checked Sep 28, 2026	201-500	150 contacts →
	Partial evidence “We provide innovative compliance solutions by embracing complexity and making it simple.” Source: RevenueBase Database · checked Sep 28, 2026
14	DROIT	Partial evidence	New York, NY, United StatesHQ checked Sep 28, 2026	51-200	143 contacts →
	Partial evidence “Droit builds mission-critical, breakthrough products to advance global regulatory compliance and real-time controls.” Source: RevenueBase Database · checked Sep 28, 2026
15	GAN Integrity	Partial evidence	New York, NY, United StatesHQ checked Sep 28, 2026	51-200	137 contacts →
	Partial evidence “GAN Integrity gives compliance teams a better way to do their good work.” Source: RevenueBase Database · checked Sep 28, 2026
16	RED OAK	Strong evidence	Austin, TX, United StatesHQ checked Sep 28, 2026	51-200	108 contacts →
	Strong evidence “Red Oak’s Compliance Connectivity Platform unifies content creation, review, distribution, and supervision into a single, compliance-grade system built specifically for financial…” Source: RevenueBase Database · checked Sep 28, 2026
17	Informativ	Partial evidence	Frisco, TX, United StatesHQ checked Sep 28, 2026	51-200	103 contacts →
	Partial evidence “Informativ is the leading provider of fraud prevention, compliance, credit, and payments technology delivering a seamless, integrated platform for automotive and consumer finance…” Source: RevenueBase Database · checked Sep 28, 2026
18	Wolters Kluwer Financial & Corporate Compliance	Strong evidence	New York, NY, United StatesHQ checked Sep 28, 2026	n/a	84 contacts →
	Strong evidence “Wolters Kluwer provides expert services and solutions to help financial services and corporate professionals maintain ongoing compliance requirements, increase efficiency and…” Source: RevenueBase Database · checked Sep 28, 2026
19	Aces Quality Management	Strong evidence	Denver, CO, United StatesHQ checked Sep 28, 2026	51-200	73 contacts →
	Strong evidence “ACES Quality Management is the leading provider of enterprise quality management and control software for the financial services industry.” Source: RevenueBase Database · checked Sep 28, 2026
20	Youverify	Strong evidence	San Francisco, CA, United StatesHQ checked Sep 28, 2026	11-50	69 contacts →
	Strong evidence “Youverify is the compliance operating system for financial institutions navigating complex regulatory landscapes across Africa, North America, and the Middle East.” Source: RevenueBase Database · checked Sep 28, 2026
21	Vertiv, INC	Partial evidence	Princeton, NJ, United StatesHQ checked Sep 28, 2026	501-1,000	67 contacts →
	Partial evidence “CORPORATE PROFILE Vertiv is a niche global integrated technology products and solutions company catering to needs of banking and financial services industry.” Source: RevenueBase Database · checked Sep 28, 2026
22	Quest CE	Strong evidence	Milwaukee, WI, United StatesHQ checked Sep 28, 2026	51-200	61 contacts →
	Strong evidence “Quest CE helps financial service organizations manage their compliance operations by offering firm training programs, disclosure tracking services and branch audit solutions.” Source: RevenueBase Database · checked Sep 28, 2026
23	Compliance Risk Concepts CRC	Indirect evidence	New York, NY, United StatesHQ checked Sep 28, 2026	11-50	60 contacts →
	Indirect evidence “To meet rigorous regulatory expectations and requirements, it is imperative that organizations have access to “best in class” talent that has extensive knowledge of the businesses…” Source: RevenueBase Database · checked Sep 28, 2026
24	4crisk.ai	Indirect evidence	San Francisco, CA, United StatesHQ checked Sep 28, 2026	11-50	55 contacts →
	Indirect evidence “In this world, nothing is certain except death, taxes, and regulations.” Source: RevenueBase Database · checked Sep 28, 2026
25	Ascentai	Strong evidence	Chicago, IL, United StatesHQ checked Sep 28, 2026	11-50	54 contacts →
	Strong evidence “Since 2015, AscentAI has been empowering financial institutions to navigate regulatory compliance with speed and confidence.” Source: RevenueBase Database · checked Sep 28, 2026

RevenueBase Smart Search

RevenueBase Smart Search assesses information from a company’s LinkedIn profile, information supplied directly by the company, its website, and other publicly available sources. It uses that information to rate how closely the company relates to this list’s category: financial services compliance software companies. Every row carries its rating and the description the rating was read from, so each one can be checked rather than taken on trust.

Strong evidence: The company's own public description of its business names financial services compliance software companies.
Partial evidence: Its own public description names part of financial services compliance software companies, so it works in or next to the category without describing itself that way.
Indirect evidence: The description shown does not name financial services compliance software companies. The match rests on the rest of the company's public profile rather than the one sentence quoted here, so this is the rating to check first.

RevenueBase Smart Search is how these lists are built: RevenueBase's data engine and AI assemble the companies that match a category defined in a user's own words, so a list can be about what companies actually do rather than about whichever industry code they were filed under.

Showing 25 of 390 financial services compliance software companies based in the United States

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Financial services compliance software companies based in the United States at a glance

As of Sep 28, 2026

34.7%Verified-email coverage

34.8Average contacts per company

1-10Median size (employees)

14.6%Largest-city concentration · New York

Sep 28, 2026Page data refreshed

Companies by employee count

1-10

195

11-50

131

51-200

201-500

501-1,000

1,001-5,000

5,001-10,000

10001+

Email recency for this list is measured worldwide rather than for United States, so it is reported there. Company counts and contact totals on this page are exact for United States, over 390 companies.

How this list was built

Company categories are rarely black and white. RevenueBase reads each company's own description of its business to decide whether it belongs among financial services compliance software companies, so some rows will be adjacent to the category rather than pure plays. The description and RevenueBase Smart Search rating on every row are there so you can check each match yourself.

Source: The RevenueBase company graph: 60 million companies and 398.9 million professional contacts resolved from primary sources, queried with RevenueBase Smart Search, the natural-language company search available to every RevenueBase user.
What qualifies: Companies headquartered in the United States whose own description of what they do matches “financial services compliance software companies”. Matching reads each company's description, not its industry code or its name.
RevenueBase Smart Search: RevenueBase Smart Search is how this list is assembled and how each row is rated. RevenueBase's data engine and AI assess a company's LinkedIn profile, information supplied directly by the company, its website and other publicly available information, then relate it to a category defined in a user's own words. Each row is rated strong evidence (its own description names financial services compliance software companies), partial evidence (it names part of the category) or indirect evidence (the description shown names none of it and the match rests on the rest of the company's profile). The description supporting each rating is quoted on the row.
What we exclude: Companies whose own description does not clearly place them among financial services compliance software companies, and records with no verified work email. Companies headquartered outside United States are excluded even when they keep an office there.
Match quality: In blind human judging of this matching method, 86% of matched companies were on target. Expect roughly 1 in 7 rows to be adjacent to the category rather than a pure play. Every row shows the company's own description and its RevenueBase Smart Search rating so you can judge each match yourself. Read the full methodology: how the lists are built, how the judging worked, and what the figure means.
Ranking: Team size, largest first: companies are ordered by the number of professionals RevenueBase tracks at each one. Employee ranges shown are reported bands, for context.
Verification: Every listed company carries at least one verified work email, 4,699 across the full list. Contacts re-verify on a rolling cadence, and each contact's own verification date is shown inside RevenueBase.
Refresh: This page's figures were pulled from the company graph on September 28, 2026. Lists refresh periodically as the graph is re-checked.
Corrections: Wrong category, wrong headquarters, or a company that has closed? Use “Report an issue” on any row. Reports go to the RevenueBase Data Team and feed back into the company graph.

Financial services compliance software companies by metro

Financial services compliance software companies in New York57

Frequently asked

What is RevenueBase Smart Search?

RevenueBase Smart Search is how RevenueBase decides which companies belong on this list and how strongly each one fits. Its data engine and AI assess a company's LinkedIn profile, information supplied directly by the company, its website and other publicly available information, then relate it to the category the list is about. Each row is rated strong evidence when the company's own description names financial services compliance software companies, partial evidence when it names part of the category, and indirect evidence when the description shown names none of it and the match rests on the rest of the company's profile.

How many financial services compliance software companies are there based in the United States?

RevenueBase identified 390 financial services compliance software companies headquartered in the United States as of September 2026, matched on each company's own description of what it does rather than its industry code.

What is the largest company on this list?

DST Systems, headquartered in Windsor, tops this list with the largest team on record.

Which city has the most financial services compliance software companies?

New York leads with 57 headquartered companies, followed by San Francisco (15) and Miami (8).

How do I get contact information for these companies?

A free RevenueBase account lets you run this exact search and work the top results, verified emails and direct dials included. Upgrading unlocks all 4,699 verified decision-maker contacts tracked across these 390 companies.

How current is this list?

The list refreshes periodically as the company graph is re-checked. This page's figures were pulled on September 28, 2026.

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About this data

RevenueBase is a B2B data infrastructure company. Its company graph covers 60 million companies and 398.9 million professional contacts, with emails verified on a rolling cadence rather than scraped once and left to decay. These company lists are generated directly from that graph with RevenueBase Smart Search, the same natural-language company search every RevenueBase user has: describe a market in plain words, get the companies that match, and add verified emails and direct dials for the people at them. It is the same data that powers RevenueBase's B2B data products, and a free account includes 500 credits to start. How these lists are built and judged.