Company lists · Data refreshed September 2026

Top 25 Financial services compliance platforms based in the United States

Name: Financial services compliance platforms based in the United States
Creator: RevenueBase
License: https://creativecommons.org/licenses/by/4.0/

Compiled by the RevenueBase Data Team Data refreshed Sep 28, 2026 582 companies tracked

RevenueBase identified 582 financial services compliance platforms headquartered in the United States as of September 2026 and tracks 13,990 professional contacts across them, including 6,155 with verified work emails. New York is the largest hub.

This list covers financial services compliance platforms headquartered in the United States, matched on what each company actually does as described in its own words. Ranked by team size, largest first. Every row shows the company's own description, its RevenueBase Smart Search rating, and when it was last checked. Data refreshed September 28, 2026.

Published by RevenueBase, a B2B data infrastructure company. This list was built with RevenueBase Smart Search, the natural-language company search RevenueBase customers use to build their own targeted lists and unlock verified emails and direct dials at the companies on them. How these lists are built and judged.

How to read this list HQ checked on every row RevenueBase Smart Search rating on every row Refreshed Sep 28, 2026 86% judged on-target in blind review

582Companies

13,990Contacts tracked

6,155Verified emails

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The 25 largest financial services compliance platforms based in the United States

Ranked by team size

Top 25 of 582 financial services compliance platforms based in the United States, ranked by team size, largest first. Data refreshed Sep 28, 2026. RevenueBase Smart Search rates how each company's information relates to financial services compliance platforms: strong evidence (its own description names it), partial (names part of it), indirect (matched on the rest of its profile rather than the description shown). Click a contact count to view that company's people.
#	Company	RevenueBase Smart Search	Headquarters	Employees	Contacts
1	Donnelley Financial Solutions Dfin	Partial evidence	Lancaster, PA, United StatesHQ checked Sep 28, 2026	1,001-5,000	1,740 contacts →
	Partial evidence “DFIN is the leading global provider of compliance and regulatory software and services, fueling end-to-end investment company regulatory compliance needs, complex capital markets…” Source: RevenueBase Database · checked Sep 28, 2026
2	ACA Group	Strong evidence	New York, NY, United StatesHQ checked Sep 28, 2026	1,001-5,000	1,486 contacts →
	Strong evidence “ACA Group is the leading governance, risk, and compliance advisor to the financial services industry.” Source: RevenueBase Database · checked Sep 28, 2026
3	Digital Risk	Strong evidence	Maitland, FL, United StatesHQ checked Sep 28, 2026	1,001-5,000	796 contacts →
	Strong evidence “Digital Risk, an Mphasis company, is the largest independent provider of Risk, Compliance and Transaction Management solutions for the complex and dynamic financial services…” Source: RevenueBase Database · checked Sep 28, 2026
4	Abrigo	Partial evidence	Raleigh, NC, United StatesHQ checked Sep 28, 2026	501-1,000	628 contacts →
	Partial evidence “Abrigo provides market-leading compliance, credit risk, and lending solutions to enable its customers to think bigger, allowing them to both manage risk and drive growth.” Source: RevenueBase Database · checked Sep 28, 2026
5	Aithent INC	Strong evidence	New York, NY, United StatesHQ checked Sep 28, 2026	201-500	416 contacts →
	Strong evidence “Aithent creates high-value regulatory compliance management solutions for financial services, government, healthcare and insurance organizations around the globe.” Source: RevenueBase Database · checked Sep 28, 2026
6	Ncontracts	Strong evidence	Nashville, TN, United StatesHQ checked Sep 28, 2026	201-500	402 contacts →
	Strong evidence “Ncontracts provides integrated risk management and lending compliance software to a rapidly expanding customer base of over financial institutions, fintechs, and mortgage…” Source: RevenueBase Database · checked Sep 28, 2026
7	G2 Risk Solutions	Indirect evidence	Burlingame, CA, United StatesHQ checked Sep 28, 2026	201-500	350 contacts →
	Indirect evidence “Grow your business with confidence by staying ahead of complex and ever-changing regulatory requirements and online threats.” Source: RevenueBase Database · checked Sep 28, 2026
8	Comply	Partial evidence	New York City, NY, United StatesHQ checked Sep 28, 2026	201-500	308 contacts →
	Partial evidence “At Comply, we pride ourselves on being the champion for compliance professionals.” Source: RevenueBase Database · checked Sep 28, 2026
9	MCO Mycomplianceoffice	Strong evidence	New York, NY, United StatesHQ checked Sep 28, 2026	201-500	295 contacts →
	Strong evidence “MCO is a global leader on a mission to revolutionize how financial firms tackle compliance, making it simpler, smarter, and more effective.” Source: RevenueBase Database · checked Sep 28, 2026
10	Starcompliance	Partial evidence	Rockville, MD, United StatesHQ checked Sep 28, 2026	201-500	266 contacts →
	Partial evidence “StarCompliance is a leading provider of employee compliance technology solutions.” Source: RevenueBase Database · checked Sep 28, 2026
11	Processunity	Partial evidence	Concord, MA, United StatesHQ checked Sep 28, 2026	51-200	212 contacts →
	Partial evidence “ProcessUnity’s cloud-based solutions help organizations of all sizes automate their risk and compliance programs.” Source: RevenueBase Database · checked Sep 28, 2026
12	Blue Umbrella Limited	Partial evidence	Cleveland, OH, United StatesHQ checked Sep 28, 2026	201-500	207 contacts →
	Partial evidence “Blue Umbrella is a leading provider of due diligence research and regulatory compliance technologies.” Source: RevenueBase Database · checked Sep 28, 2026
13	Naehas	Partial evidence	Palo Alto, CA, United StatesHQ checked Sep 28, 2026	51-200	189 contacts →
	Partial evidence “At Naehas, we help financial institutions unlock their full potential by accelerating value creation.” Source: RevenueBase Database · checked Sep 28, 2026
14	Optima Partners	Strong evidence	NY, United StatesHQ checked Sep 28, 2026	51-200	145 contacts →
	Strong evidence “Established in 2014, Optima is a leading global regulatory compliance and cybersecurity consulting firm advising financial institutions, including investment managers, hedge…” Source: RevenueBase Database · checked Sep 28, 2026
15	DROIT	Partial evidence	New York, NY, United StatesHQ checked Sep 28, 2026	51-200	143 contacts →
	Partial evidence “Droit builds mission-critical, breakthrough products to advance global regulatory compliance and real-time controls.” Source: RevenueBase Database · checked Sep 28, 2026
16	GAN Integrity	Partial evidence	New York, NY, United StatesHQ checked Sep 28, 2026	51-200	137 contacts →
	Partial evidence “GAN Integrity gives compliance teams a better way to do their good work.” Source: RevenueBase Database · checked Sep 28, 2026
17	Accuity	Strong evidence	Evanston, IL, United StatesHQ checked Sep 28, 2026	501-1,000	135 contacts →
	Strong evidence “Accuity, now LexisNexis Risk Solutions, powers compliant and assured client transactions to help build an interconnected and trusted financial ecosystem.” Source: RevenueBase Database · checked Sep 28, 2026
18	DFP Partners	Partial evidence	New York, NY, United StatesHQ checked Sep 28, 2026	51-200	110 contacts →
	Partial evidence “For over 40 years, DFP Partners has been a committed ally to Broker-Dealers, Registered Investment Advisers, and other financial services firms looking for accounting and…” Source: RevenueBase Database · checked Sep 28, 2026
19	RED OAK	Strong evidence	Austin, TX, United StatesHQ checked Sep 28, 2026	51-200	108 contacts →
	Strong evidence “Red Oak’s Compliance Connectivity Platform unifies content creation, review, distribution, and supervision into a single, compliance-grade system built specifically for financial…” Source: RevenueBase Database · checked Sep 28, 2026
20	Informativ	Strong evidence	Frisco, TX, United StatesHQ checked Sep 28, 2026	51-200	103 contacts →
	Strong evidence “Informativ is the leading provider of fraud prevention, compliance, credit, and payments technology delivering a seamless, integrated platform for automotive and consumer finance…” Source: RevenueBase Database · checked Sep 28, 2026
21	Hummingbird	Partial evidence	San Francisco, CA, United StatesHQ checked Sep 28, 2026	51-200	101 contacts →
	Partial evidence “Hummingbird sets the new standard for AI-powered compliance.” Source: RevenueBase Database · checked Sep 28, 2026
22	Invent	Indirect evidence	Wilmington, DE, United StatesHQ checked Sep 28, 2026	51-200	90 contacts →
	Indirect evidence “Invent is an innovative technology company founded by industry veteran Oleg Tishkevich.” Source: RevenueBase Database · checked Sep 28, 2026
23	Wolters Kluwer Financial & Corporate Compliance	Strong evidence	New York, NY, United StatesHQ checked Sep 28, 2026	n/a	84 contacts →
	Strong evidence “Wolters Kluwer provides expert services and solutions to help financial services and corporate professionals maintain ongoing compliance requirements, increase efficiency and…” Source: RevenueBase Database · checked Sep 28, 2026
24	F&i Sentinel	Partial evidence	Tallahassee, FL, United StatesHQ checked Sep 28, 2026	51-200	83 contacts →
	Partial evidence “F&I Sentinel believes compliance shouldn't be a fire drill - it should be an advantage.” Source: RevenueBase Database · checked Sep 28, 2026
25	Performline	Strong evidence	Morristown, NJ, United StatesHQ checked Sep 28, 2026	51-200	80 contacts →
	Strong evidence “PerformLine is the compliance platform for omni-channel oversight.” Source: RevenueBase Database · checked Sep 28, 2026

RevenueBase Smart Search

RevenueBase Smart Search assesses information from a company’s LinkedIn profile, information supplied directly by the company, its website, and other publicly available sources. It uses that information to rate how closely the company relates to this list’s category: financial services compliance platforms. Every row carries its rating and the description the rating was read from, so each one can be checked rather than taken on trust.

Strong evidence: The company's own public description of its business names financial services compliance platforms.
Partial evidence: Its own public description names part of financial services compliance platforms, so it works in or next to the category without describing itself that way.
Indirect evidence: The description shown does not name financial services compliance platforms. The match rests on the rest of the company's public profile rather than the one sentence quoted here, so this is the rating to check first.

RevenueBase Smart Search is how these lists are built: RevenueBase's data engine and AI assemble the companies that match a category defined in a user's own words, so a list can be about what companies actually do rather than about whichever industry code they were filed under.

Showing 25 of 582 financial services compliance platforms based in the United States

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Financial services compliance platforms based in the United States at a glance

As of Sep 28, 2026

44.0%Verified-email coverage

24.0Average contacts per company

11-50Median size (employees)

14.4%Largest-city concentration · New York

Sep 28, 2026Page data refreshed

Companies by employee count

1-10

283

11-50

210

51-200

201-500

501-1,000

1,001-5,000

5,001-10,000

10001+

Email recency for this list is measured worldwide rather than for United States, so it is reported there. Company counts and contact totals on this page are exact for United States, over 582 companies.

How this list was built

Company categories are rarely black and white. RevenueBase reads each company's own description of its business to decide whether it belongs among financial services compliance platforms, so some rows will be adjacent to the category rather than pure plays. The description and RevenueBase Smart Search rating on every row are there so you can check each match yourself.

Source: The RevenueBase company graph: 60 million companies and 398.9 million professional contacts resolved from primary sources, queried with RevenueBase Smart Search, the natural-language company search available to every RevenueBase user.
What qualifies: Companies headquartered in the United States whose own description of what they do matches “financial services compliance platforms”. Matching reads each company's description, not its industry code or its name.
RevenueBase Smart Search: RevenueBase Smart Search is how this list is assembled and how each row is rated. RevenueBase's data engine and AI assess a company's LinkedIn profile, information supplied directly by the company, its website and other publicly available information, then relate it to a category defined in a user's own words. Each row is rated strong evidence (its own description names financial services compliance platforms), partial evidence (it names part of the category) or indirect evidence (the description shown names none of it and the match rests on the rest of the company's profile). The description supporting each rating is quoted on the row.
What we exclude: Companies whose own description does not clearly place them among financial services compliance platforms, and records with no verified work email. Companies headquartered outside United States are excluded even when they keep an office there.
Match quality: In blind human judging of this matching method, 86% of matched companies were on target. Expect roughly 1 in 7 rows to be adjacent to the category rather than a pure play. Every row shows the company's own description and its RevenueBase Smart Search rating so you can judge each match yourself. Read the full methodology: how the lists are built, how the judging worked, and what the figure means.
Ranking: Team size, largest first: companies are ordered by the number of professionals RevenueBase tracks at each one. Employee ranges shown are reported bands, for context.
Verification: Every listed company carries at least one verified work email, 6,155 across the full list. Contacts re-verify on a rolling cadence, and each contact's own verification date is shown inside RevenueBase.
Refresh: This page's figures were pulled from the company graph on September 28, 2026. Lists refresh periodically as the graph is re-checked.
Corrections: Wrong category, wrong headquarters, or a company that has closed? Use “Report an issue” on any row. Reports go to the RevenueBase Data Team and feed back into the company graph.

Financial services compliance platforms by metro

Frequently asked

What is RevenueBase Smart Search?

RevenueBase Smart Search is how RevenueBase decides which companies belong on this list and how strongly each one fits. Its data engine and AI assess a company's LinkedIn profile, information supplied directly by the company, its website and other publicly available information, then relate it to the category the list is about. Each row is rated strong evidence when the company's own description names financial services compliance platforms, partial evidence when it names part of the category, and indirect evidence when the description shown names none of it and the match rests on the rest of the company's profile.

How many financial services compliance platforms are there based in the United States?

RevenueBase identified 582 financial services compliance platforms headquartered in the United States as of September 2026, matched on each company's own description of what it does rather than its industry code.

What is the largest company on this list?

Donnelley Financial Solutions Dfin, headquartered in Lancaster, tops this list with the largest team on record.

Which city has the most financial services compliance platforms?

New York leads with 84 headquartered companies, followed by San Francisco (26) and Miami (13).

How do I get contact information for these companies?

A free RevenueBase account lets you run this exact search and work the top results, verified emails and direct dials included. Upgrading unlocks all 6,155 verified decision-maker contacts tracked across these 582 companies.

How current is this list?

The list refreshes periodically as the company graph is re-checked. This page's figures were pulled on September 28, 2026.

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About this data

RevenueBase is a B2B data infrastructure company. Its company graph covers 60 million companies and 398.9 million professional contacts, with emails verified on a rolling cadence rather than scraped once and left to decay. These company lists are generated directly from that graph with RevenueBase Smart Search, the same natural-language company search every RevenueBase user has: describe a market in plain words, get the companies that match, and add verified emails and direct dials for the people at them. It is the same data that powers RevenueBase's B2B data products, and a free account includes 500 credits to start. How these lists are built and judged.