Company lists · Data refreshed September 2026

Top 25 Financial services compliance consulting firms based in New York, United States

Name: Financial services compliance consulting firms based in New York, United States
Creator: RevenueBase
License: https://creativecommons.org/licenses/by/4.0/

Compiled by the RevenueBase Data Team Data refreshed Sep 28, 2026 93 companies tracked

RevenueBase identified 93 financial services compliance consulting firms headquartered in New York, United States as of September 2026 and tracks 3,186 professional contacts across them, including 2,023 with verified work emails. Across the United States, New York is the largest hub for this category.

This list covers financial services compliance consulting firms headquartered in New York, United States, matched on what each company actually does as described in its own words. Ranked by team size, largest first. Every row shows the company's own description, its RevenueBase Smart Search rating, and when it was last checked. Data refreshed September 28, 2026.

Published by RevenueBase, a B2B data infrastructure company. This list was built with RevenueBase Smart Search, the natural-language company search RevenueBase customers use to build their own targeted lists and unlock verified emails and direct dials at the companies on them. How these lists are built and judged.

How to read this list HQ checked on every row RevenueBase Smart Search rating on every row Refreshed Sep 28, 2026 86% judged on-target in blind review

93Companies

3,186Contacts tracked

2,023Verified emails

Explore this list → Free signup · no credit card · 500 free credits

The 25 largest financial services compliance consulting firms based in New York, United States

Ranked by team size

Top 25 of 93 financial services compliance consulting firms based in New York, United States, ranked by team size, largest first. Data refreshed Sep 28, 2026. RevenueBase Smart Search rates how each company's information relates to financial services compliance consulting firms: strong evidence (its own description names it), partial (names part of it), indirect (matched on the rest of its profile rather than the description shown). Click a contact count to view that company's people.
#	Company	RevenueBase Smart Search	Headquarters	Employees	Contacts
1	ACA Group	Strong evidence	New York, NY, United StatesHQ checked Sep 28, 2026	1,001-5,000	1,486 contacts →
	Strong evidence “ACA Group is the leading governance, risk, and compliance advisor to the financial services industry.” Source: RevenueBase Database · checked Sep 28, 2026
2	Perella Weinberg	Partial evidence	New York, NY, United StatesHQ checked Sep 28, 2026	501-1,000	883 contacts →
	Partial evidence “Perella Weinberg is a leading global independent financial services firm, founded in 2006 to address the need for experienced, trusted and unconflicted advice in the financial…” Source: RevenueBase Database · checked Sep 28, 2026
3	Soho Square Solutions	Strong evidence	New York, NY, United StatesHQ checked Sep 28, 2026	201-500	142 contacts →
	Strong evidence “Experts on financial regulatory & compliance, business analysis, project Implementation and delivery for Corporate and Investment Banking, Asset management clients Firm…” Source: RevenueBase Database · checked Sep 28, 2026
4	DFP Partners	Partial evidence	New York, NY, United StatesHQ checked Sep 28, 2026	51-200	110 contacts →
	Partial evidence “For over 40 years, DFP Partners has been a committed ally to Broker-Dealers, Registered Investment Advisers, and other financial services firms looking for accounting and…” Source: RevenueBase Database · checked Sep 28, 2026
5	Wolters Kluwer Financial & Corporate Compliance	Strong evidence	New York, NY, United StatesHQ checked Sep 28, 2026	n/a	84 contacts →
	Strong evidence “Wolters Kluwer provides expert services and solutions to help financial services and corporate professionals maintain ongoing compliance requirements, increase efficiency and…” Source: RevenueBase Database · checked Sep 28, 2026
6	Compliance Risk Concepts CRC	Indirect evidence	New York, NY, United StatesHQ checked Sep 28, 2026	11-50	60 contacts →
	Indirect evidence “To meet rigorous regulatory expectations and requirements, it is imperative that organizations have access to “best in class” talent that has extensive knowledge of the businesses…” Source: RevenueBase Database · checked Sep 28, 2026
7	Orical LLC	Partial evidence	New York, NY, United StatesHQ checked Sep 28, 2026	11-50	35 contacts →
	Partial evidence “Compliance Solutions With Best in Class Operational Support Orical LLC offers the best-in-class, customized, practical and technical solutions for the compliance, operations and…” Source: RevenueBase Database · checked Sep 28, 2026
8	Iron Road Partners	Partial evidence	New York, NY, United StatesHQ checked Sep 28, 2026	11-50	32 contacts →
	Partial evidence “Our mission is to deliver unparalleled industry expertise and analytical precision to regulatory consulting.” Source: RevenueBase Database · checked Sep 28, 2026
9	Compliers Consulting Services, LLC	Partial evidence	New York, NY, United StatesHQ checked Sep 28, 2026	11-50	19 contacts →
	Partial evidence “SHARPEST TOOLS IN THE SHED Whether you're building a new firm, reinforcing compliance resources, or repairing compliance deficiencies, Compliers' experienced CCOs and compliance…” Source: RevenueBase Database · checked Sep 28, 2026
10	Marketcounsel Consulting	Strong evidence	New York, NY, United StatesHQ checked Sep 28, 2026	11-50	17 contacts →
	Strong evidence “MarketCounsel Consulting is the leading business and regulatory compliance consultancy to the country's preeminent independent investment advisers throughout all stages of their…” Source: RevenueBase Database · checked Sep 28, 2026
11	The Compliance Search Group, LLC	Partial evidence	New York, NY, United StatesHQ checked Sep 28, 2026	11-50	16 contacts →
	Partial evidence “The Compliance Search Group I Setting the Standard for Compliance Staffing World-wide Finding the Right People is Important.” Source: RevenueBase Database · checked Sep 28, 2026
12	Aspect Advisors	Partial evidence	New York, NY, United StatesHQ checked Sep 28, 2026	11-50	14 contacts →
	Partial evidence “Our clients are financial service innovators, including fintech companies, registered investment advisers (RIAs), broker-dealers, commodity, digital asset and private fund…” Source: RevenueBase Database · checked Sep 28, 2026
13	SEC Compliance Consultants, Inc. SEC	Partial evidence	New York, NY, United StatesHQ checked Sep 28, 2026	1-10	12 contacts →
	Partial evidence “SEC Compliance Consultants, Inc.(SEC³) helps organizations bridge the SEC compliance knowledge gap.” Source: RevenueBase Database · checked Sep 28, 2026
14	Integrated Management Solutions	Strong evidence	New York, NY, United StatesHQ checked Sep 28, 2026	11-50	12 contacts →
	Strong evidence “IMS is a full service financial consulting firm that has been servicing the needs of the financial services community since 1985.” Source: RevenueBase Database · checked Sep 28, 2026
15	RGS Global Advisors	Indirect evidence	New York, NY, United StatesHQ checked Sep 28, 2026	11-50	11 contacts →
	Indirect evidence “Top notch services at reasonable cost RGS Global Advisors has a wealth of internal audit, FDICIA and SOX testing, remediation, consultancy, BSA/AML/OFAC, IT/IS/Cybersecurity &…” Source: RevenueBase Database · checked Sep 28, 2026
16	3ico	Strong evidence	New York, NY, United StatesHQ checked Sep 28, 2026	1-10	9 contacts →
	Strong evidence “3iCO provides Investment Advisors, Funds, and Broker-Dealers with experienced, independent Chief Compliance Officers or one-on-one Compliance Consulting Services.” Source: RevenueBase Database · checked Sep 28, 2026
17	Tölt Strategies	Indirect evidence	New York, NY, United StatesHQ checked Sep 28, 2026	11-50	8 contacts →
	Indirect evidence “Tölt Strategies offers expert and independent services to innovative companies seeking to navigate complex legal and regulatory landscapes.” Source: RevenueBase Database · checked Sep 28, 2026
18	Quadrant Regulatory Group	Partial evidence	New York, NY, United StatesHQ checked Sep 28, 2026	1-10	7 contacts →
	Partial evidence “Quadrant Regulatory Group provides services that support compliance with SEC, FINRA, MSRB, and state securities law.” Source: RevenueBase Database · checked Sep 28, 2026
19	Clarity Services Group	Strong evidence	New York, NY, United StatesHQ checked Sep 28, 2026	51-200	6 contacts →
	Strong evidence “Clarity Services Group is a boutique financial services consulting firm headquartered in New York City, mere steps away from Grand Central Station.” Source: RevenueBase Database · checked Sep 28, 2026
20	MCG Consulting, LLC	Indirect evidence	New York, NY, United StatesHQ checked Sep 28, 2026	1-10	6 contacts →
	Indirect evidence “At MCG, we believe that all securities markets are holistically connected in today’s world.” Source: RevenueBase Database · checked Sep 28, 2026
21	IRC Securities	Partial evidence	New York, NY, United StatesHQ checked Sep 28, 2026	1-10	6 contacts →
	Partial evidence “IRC, a FINRA-registered broker-dealer, delivers tailored compliance, payments, operational, marketing, and strategic support solutions to investment analysts and research…” Source: RevenueBase Database · checked Sep 28, 2026
22	SMC International Group, LTD	Strong evidence	New York, NY, United StatesHQ checked Sep 28, 2026	1-10	5 contacts →
	Strong evidence “SMC International Group Ltd (SMCI) considers itself to be your dedicated financial compliance solution partner.” Source: RevenueBase Database · checked Sep 28, 2026
23	Maverick Consulting Corp	Partial evidence	New York, NY, United StatesHQ checked Sep 28, 2026	11-50	5 contacts →
	Partial evidence “Maverick Consulting is a premier Risk Consulting firm.” Source: RevenueBase Database · checked Sep 28, 2026
24	Guideline	Partial evidence	New York, NY, United StatesHQ checked Sep 28, 2026	1-10	4 contacts →
	Partial evidence “Our strategic expertise is paired with a world-class staff augmentation capability that can scale up quickly using our vast network of compliance practitioners, ex-examiners, and…” Source: RevenueBase Database · checked Sep 28, 2026
25	Data Derivatives	Strong evidence	New York, United StatesHQ checked Sep 28, 2026	1-10	4 contacts →
	Strong evidence “Data Derivatives is a boutique consulting firm primarily focused in the financial crimes technology domain.” Source: RevenueBase Database · checked Sep 28, 2026

RevenueBase Smart Search

RevenueBase Smart Search assesses information from a company’s LinkedIn profile, information supplied directly by the company, its website, and other publicly available sources. It uses that information to rate how closely the company relates to this list’s category: financial services compliance consulting firms. Every row carries its rating and the description the rating was read from, so each one can be checked rather than taken on trust.

Strong evidence: The company's own public description of its business names financial services compliance consulting firms.
Partial evidence: Its own public description names part of financial services compliance consulting firms, so it works in or next to the category without describing itself that way.
Indirect evidence: The description shown does not name financial services compliance consulting firms. The match rests on the rest of the company's public profile rather than the one sentence quoted here, so this is the rating to check first.

RevenueBase Smart Search is how these lists are built: RevenueBase's data engine and AI assemble the companies that match a category defined in a user's own words, so a list can be about what companies actually do rather than about whichever industry code they were filed under.

Showing 25 of 93 financial services compliance consulting firms based in New York, United States

See the full list, filter by size, metro and specialty, and get verified emails and direct dials for all 2,023 reachable decision-makers.

Free signup · no credit card

View the full list →

Financial services compliance consulting firms based in New York, United States at a glance

As of Sep 28, 2026

63.5%Verified-email coverage

34.3Average contacts per company

1-10Median size (employees)

Sep 28, 2026Page data refreshed

Companies by employee count

1-10

11-50

51-200

201-500

501-1,000

1,001-5,000

10001+

Email recency for this list is measured across the whole United States list rather than for New York, so it is reported there. Company counts and contact totals on this page are exact for New York, over 93 companies.

How this list was built

Company categories are rarely black and white. RevenueBase reads each company's own description of its business to decide whether it belongs among financial services compliance consulting firms, so some rows will be adjacent to the category rather than pure plays. The description and RevenueBase Smart Search rating on every row are there so you can check each match yourself.

Source: The RevenueBase company graph: 60 million companies and 398.9 million professional contacts resolved from primary sources, queried with RevenueBase Smart Search, the natural-language company search available to every RevenueBase user.
What qualifies: Companies headquartered in New York, United States whose own description of what they do matches “financial services compliance consulting firms”. Matching reads each company's description, not its industry code or its name.
RevenueBase Smart Search: RevenueBase Smart Search is how this list is assembled and how each row is rated. RevenueBase's data engine and AI assess a company's LinkedIn profile, information supplied directly by the company, its website and other publicly available information, then relate it to a category defined in a user's own words. Each row is rated strong evidence (its own description names financial services compliance consulting firms), partial evidence (it names part of the category) or indirect evidence (the description shown names none of it and the match rests on the rest of the company's profile). The description supporting each rating is quoted on the row.
What we exclude: Companies whose own description does not clearly place them among financial services compliance consulting firms, and records with no verified work email. Companies headquartered outside New York are excluded even when they keep an office there.
Match quality: In blind human judging of this matching method, 86% of matched companies were on target. Expect roughly 1 in 7 rows to be adjacent to the category rather than a pure play. Every row shows the company's own description and its RevenueBase Smart Search rating so you can judge each match yourself. Read the full methodology: how the lists are built, how the judging worked, and what the figure means.
Ranking: Team size, largest first: companies are ordered by the number of professionals RevenueBase tracks at each one. Employee ranges shown are reported bands, for context.
Verification: Every listed company carries at least one verified work email, 2,023 across the full list. Contacts re-verify on a rolling cadence, and each contact's own verification date is shown inside RevenueBase.
Refresh: This page's figures were pulled from the company graph on September 28, 2026. Lists refresh periodically as the graph is re-checked.
Corrections: Wrong category, wrong headquarters, or a company that has closed? Use “Report an issue” on any row. Reports go to the RevenueBase Data Team and feed back into the company graph.

Financial services compliance consulting firms by metro in the United States

Frequently asked

What is RevenueBase Smart Search?

RevenueBase Smart Search is how RevenueBase decides which companies belong on this list and how strongly each one fits. Its data engine and AI assess a company's LinkedIn profile, information supplied directly by the company, its website and other publicly available information, then relate it to the category the list is about. Each row is rated strong evidence when the company's own description names financial services compliance consulting firms, partial evidence when it names part of the category, and indirect evidence when the description shown names none of it and the match rests on the rest of the company's profile.

How many financial services compliance consulting firms are there based in New York, United States?

RevenueBase identified 93 financial services compliance consulting firms headquartered in New York, United States as of September 2026, matched on each company's own description of what it does rather than its industry code.

What is the largest company on this list?

ACA Group, headquartered in New York, tops this list with the largest team on record.

Which city in the United States has the most financial services compliance consulting firms?

New York leads the United States with 93 headquartered companies, followed by Washington (28) and Miami (25).

How do I get contact information for these companies?

A free RevenueBase account lets you run this exact search and work the top results, verified emails and direct dials included. Upgrading unlocks all 2,023 verified decision-maker contacts tracked across these 93 companies.

How current is this list?

The list refreshes periodically as the company graph is re-checked. This page's figures were pulled on September 28, 2026.

Ready to reach these companies? Verified emails and direct dials for all 93 financial services compliance consulting firms based in New York, United States. Start with a free account, no credit card.

Download this list →

Related lists

Financial services compliance consulting firms by geography

Browse the directory

About this data

RevenueBase is a B2B data infrastructure company. Its company graph covers 60 million companies and 398.9 million professional contacts, with emails verified on a rolling cadence rather than scraped once and left to decay. These company lists are generated directly from that graph with RevenueBase Smart Search, the same natural-language company search every RevenueBase user has: describe a market in plain words, get the companies that match, and add verified emails and direct dials for the people at them. It is the same data that powers RevenueBase's B2B data products, and a free account includes 500 credits to start. How these lists are built and judged.