Company lists · Data refreshed September 2026

Top 25 Financial services compliance advisors based in the United States

Name: Financial services compliance advisors based in the United States
Creator: RevenueBase
License: https://creativecommons.org/licenses/by/4.0/

Compiled by the RevenueBase Data Team Data refreshed Sep 16, 2026 1,398 companies tracked

RevenueBase identified 1,398 financial services compliance advisors headquartered in the United States as of September 2026 and tracks 12,164 professional contacts across them, including 5,102 with verified work emails. New York is the largest hub.

This list covers financial services compliance advisors headquartered in the United States, matched on what each company actually does as described in its own words. Ranked by team size, largest first. Every row shows the company's own description, its RevenueBase Smart Search rating, and when it was last checked. Data refreshed September 16, 2026.

Published by RevenueBase, a B2B data infrastructure company. This list was built with RevenueBase Smart Search, the natural-language company search RevenueBase customers use to build their own targeted lists and unlock verified emails and direct dials at the companies on them. How these lists are built and judged.

How to read this list HQ checked on every row RevenueBase Smart Search rating on every row Refreshed Sep 16, 2026 86% judged on-target in blind review

1,398Companies

12,164Contacts tracked

5,102Verified emails

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The 25 largest financial services compliance advisors based in the United States

Ranked by team size

Top 25 of 1,398 financial services compliance advisors based in the United States, ranked by team size, largest first. Data refreshed Sep 16, 2026. RevenueBase Smart Search rates how each company's information relates to financial services compliance advisors: strong evidence (its own description names it), partial (names part of it), indirect (matched on the rest of its profile rather than the description shown). Click a contact count to view that company's people.
#	Company	RevenueBase Smart Search	Headquarters	Employees	Contacts
1	ACA Group	Strong evidence	New York, NY, United StatesHQ checked Sep 16, 2026	1,001-5,000	1,486 contacts →
	Strong evidence “ACA Group is the leading governance, risk, and compliance advisor to the financial services industry.” Source: RevenueBase Database · checked Sep 16, 2026
2	Solomonedwards	Partial evidence	Wayne, PA, United StatesHQ checked Sep 16, 2026	1,001-5,000	557 contacts →
	Partial evidence “For more than 25 years, SolomonEdwards has empowered organizations to tackle common and complex business challenges through strategic advisory, technical advocacy, and hands-on…” Source: RevenueBase Database · checked Sep 16, 2026
3	IBM Promontory	Partial evidence	Washington, DC, United StatesHQ checked Sep 16, 2026	501-1,000	403 contacts →
	Partial evidence “IBM Promontory is a global leader in strategy, risk management, and compliance consulting.#IBMConsulting” Source: RevenueBase Database · checked Sep 16, 2026
4	Prime Capital Financial	Partial evidence	Overland Park, KS, United StatesHQ checked Sep 16, 2026	201-500	345 contacts →
	Partial evidence “Prime Capital Financial is a dynamic, growth-oriented company with offices spread across the United States.” Source: RevenueBase Database · checked Sep 16, 2026
5	Comply	Partial evidence	New York City, NY, United StatesHQ checked Sep 16, 2026	201-500	308 contacts →
	Partial evidence “At Comply, we pride ourselves on being the champion for compliance professionals.” Source: RevenueBase Database · checked Sep 16, 2026
6	FI Consulting	Partial evidence	Arlington, VA, United StatesHQ checked Sep 16, 2026	51-200	179 contacts →
	Partial evidence “As sweeping changes in regulation, technology, and markets transform the financial sector, high performing organizations know they can’t stay ahead by standing still.” Source: RevenueBase Database · checked Sep 16, 2026
7	Dla, LLC	Indirect evidence	Fairfield, NJ, United StatesHQ checked Sep 16, 2026	201-500	165 contacts →
	Indirect evidence “DLA, LLC is a leading consultancy firm that provides a wide range of specialized services designed to optimize business operations and drive sustainable growth.” Source: RevenueBase Database · checked Sep 16, 2026
8	Optima Partners	Strong evidence	NY, United StatesHQ checked Sep 16, 2026	51-200	145 contacts →
	Strong evidence “Established in 2014, Optima is a leading global regulatory compliance and cybersecurity consulting firm advising financial institutions, including investment managers, hedge…” Source: RevenueBase Database · checked Sep 16, 2026
9	Soho Square Solutions	Strong evidence	New York, NY, United StatesHQ checked Sep 16, 2026	201-500	142 contacts →
	Strong evidence “Experts on financial regulatory & compliance, business analysis, project Implementation and delivery for Corporate and Investment Banking, Asset management clients Firm…” Source: RevenueBase Database · checked Sep 16, 2026
10	Avantax Planning Partners	Partial evidence	Dubuque, IA, United StatesHQ checked Sep 16, 2026	51-200	135 contacts →
	Partial evidence “Advisory Services offered through Avantax Planning Partners, Inc, a registered investment adviser.” Source: RevenueBase Database · checked Sep 16, 2026
11	Gateway Financial Partners	Strong evidence	Glastonbury, CT, United StatesHQ checked Sep 16, 2026	51-200	130 contacts →
	Strong evidence “Gateway Financial Partners is an independent financial services firm headquartered in Glastonbury, Connecticut, supporting advisors in 26 states.” Source: RevenueBase Database · checked Sep 16, 2026
12	Risk & Regulatory Consulting LLC	Indirect evidence	Farmington, CT, United StatesHQ checked Sep 16, 2026	51-200	122 contacts →
	Indirect evidence “Risk & Regulatory Consulting, LLC is a leading, national professional services firm dedicated to providing exceptional consulting services to insurance regulators.” Source: RevenueBase Database · checked Sep 16, 2026
13	DFP Partners	Partial evidence	New York, NY, United StatesHQ checked Sep 16, 2026	51-200	110 contacts →
	Partial evidence “For over 40 years, DFP Partners has been a committed ally to Broker-Dealers, Registered Investment Advisers, and other financial services firms looking for accounting and…” Source: RevenueBase Database · checked Sep 16, 2026
14	Accume Partners NOW Cherry Bekaert	Partial evidence	Jersey City, NJ, United StatesHQ checked Sep 16, 2026	51-200	98 contacts →
	Partial evidence “Accume Partners, now part of Cherry Bekaert, is a trusted risk assurance and advisory leader and innovator in delivering integrated solutions to our clients in highly regulated…” Source: RevenueBase Database · checked Sep 16, 2026
15	Henssler Financial	Strong evidence	Kennesaw, GA, United StatesHQ checked Sep 16, 2026	51-200	82 contacts →
	Strong evidence “Henssler Financial is one of the largest independent financial advisory firms in Atlanta.” Source: RevenueBase Database · checked Sep 16, 2026
16	The RWC Group	Strong evidence	Fort Worth, TX, United StatesHQ checked Sep 16, 2026	51-200	82 contacts →
	Strong evidence “The RWC Group is a leading provider of top tier consulting, expert manpower and compliance services to the premier financial institutions, financial technology companies, and…” Source: RevenueBase Database · checked Sep 16, 2026
17	Fairview LLC	Strong evidence	Raleigh, NC, United StatesHQ checked Sep 16, 2026	51-200	81 contacts →
	Strong evidence “Providing full-service, backend regulatory support services to investment advisers and other financial institutions through five distinct practice areas- Compliance…” Source: RevenueBase Database · checked Sep 16, 2026
18	Hudson Cook, LLP	Strong evidence	Hanover, MD, United StatesHQ checked Sep 16, 2026	51-200	78 contacts →
	Strong evidence “Established in 1997, Hudson Cook, LLP focuses on state and federal consumer and commercial financial services, banking and privacy compliance, regulation, enforcement and…” Source: RevenueBase Database · checked Sep 16, 2026
19	Capitol Financial Solutions	Partial evidence	Raleigh, NC, United StatesHQ checked Sep 16, 2026	51-200	75 contacts →
	Partial evidence “Capitol Financial Solutions is an independent financial services firm with a team of experienced professionals who are licensed and trained to help their clients achieve their…” Source: RevenueBase Database · checked Sep 16, 2026
20	Fits Consulting	Partial evidence	Denville, NJ, United StatesHQ checked Sep 16, 2026	51-200	68 contacts →
	Partial evidence “FITS Consulting, is a leading professional consulting firm, specializing in the financial services industry.” Source: RevenueBase Database · checked Sep 16, 2026
21	CFD Companies	Indirect evidence	Kokomo, IN, United StatesHQ checked Sep 16, 2026	51-200	66 contacts →
	Indirect evidence “The CFD Companies are committed to helping Registered Representatives, Life Insurance Agents, and Investment Adviser Representatives become trusted advisers who are committed to…” Source: RevenueBase Database · checked Sep 16, 2026
22	Compliance Risk Concepts CRC	Indirect evidence	New York, NY, United StatesHQ checked Sep 16, 2026	11-50	60 contacts →
	Indirect evidence “To meet rigorous regulatory expectations and requirements, it is imperative that organizations have access to “best in class” talent that has extensive knowledge of the businesses…” Source: RevenueBase Database · checked Sep 16, 2026
23	Control Solutions International	Partial evidence	Woburn, MA, United StatesHQ checked Sep 16, 2026	201-500	60 contacts →
	Partial evidence “Control Solutions International is a leading global consulting and risk advisory firm focused on providing our clients with industry experts who specialize in risk management…” Source: RevenueBase Database · checked Sep 16, 2026
24	Sheshunoff Consulting Solutions	Partial evidence	Austin, TX, United StatesHQ checked Sep 16, 2026	51-200	59 contacts →
	Partial evidence “For over 40 years, Sheshunoff Consulting + Solutions has been committed to helping financial institutions manage risk and drive financial improvement.” Source: RevenueBase Database · checked Sep 16, 2026
25	Kaiser Consulting Your Accounting And Compliance Partner	Indirect evidence	Powell, OH, United StatesHQ checked Sep 16, 2026	51-200	56 contacts →
	Indirect evidence “We are now Acclarity.” Source: RevenueBase Database · checked Sep 16, 2026

RevenueBase Smart Search

RevenueBase Smart Search assesses information from a company’s LinkedIn profile, information supplied directly by the company, its website, and other publicly available sources. It uses that information to rate how closely the company relates to this list’s category: financial services compliance advisors. Every row carries its rating and the description the rating was read from, so each one can be checked rather than taken on trust.

Strong evidence: The company's own public description of its business names financial services compliance advisors.
Partial evidence: Its own public description names part of financial services compliance advisors, so it works in or next to the category without describing itself that way.
Indirect evidence: The description shown does not name financial services compliance advisors. The match rests on the rest of the company's public profile rather than the one sentence quoted here, so this is the rating to check first.

RevenueBase Smart Search is how these lists are built: RevenueBase's data engine and AI assemble the companies that match a category defined in a user's own words, so a list can be about what companies actually do rather than about whichever industry code they were filed under.

Showing 25 of 1,398 financial services compliance advisors based in the United States

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Financial services compliance advisors based in the United States at a glance

As of Sep 16, 2026

41.9%Verified-email coverage

8.7Average contacts per company

1-10Median size (employees)

6.3%Largest-city concentration · New York

Sep 16, 2026Page data refreshed

Companies by employee count

1-10

1,070

11-50

250

51-200

201-500

501-1,000

1,001-5,000

10001+

Email recency for this list is measured worldwide rather than for United States, so it is reported there. Company counts and contact totals on this page are exact for United States, over 1,398 companies.

How this list was built

Company categories are rarely black and white. RevenueBase reads each company's own description of its business to decide whether it belongs among financial services compliance advisors, so some rows will be adjacent to the category rather than pure plays. The description and RevenueBase Smart Search rating on every row are there so you can check each match yourself.

Source: The RevenueBase company graph: 60 million companies and 398.9 million professional contacts resolved from primary sources, queried with RevenueBase Smart Search, the natural-language company search available to every RevenueBase user.
What qualifies: Companies headquartered in the United States whose own description of what they do matches “financial services compliance advisors”. Matching reads each company's description, not its industry code or its name.
RevenueBase Smart Search: RevenueBase Smart Search is how this list is assembled and how each row is rated. RevenueBase's data engine and AI assess a company's LinkedIn profile, information supplied directly by the company, its website and other publicly available information, then relate it to a category defined in a user's own words. Each row is rated strong evidence (its own description names financial services compliance advisors), partial evidence (it names part of the category) or indirect evidence (the description shown names none of it and the match rests on the rest of the company's profile). The description supporting each rating is quoted on the row.
What we exclude: Companies whose own description does not clearly place them among financial services compliance advisors, and records with no verified work email. Companies headquartered outside United States are excluded even when they keep an office there.
Match quality: In blind human judging of this matching method, 86% of matched companies were on target. Expect roughly 1 in 7 rows to be adjacent to the category rather than a pure play. Every row shows the company's own description and its RevenueBase Smart Search rating so you can judge each match yourself. Read the full methodology: how the lists are built, how the judging worked, and what the figure means.
Ranking: Team size, largest first: companies are ordered by the number of professionals RevenueBase tracks at each one. Employee ranges shown are reported bands, for context.
Verification: Every listed company carries at least one verified work email, 5,102 across the full list. Contacts re-verify on a rolling cadence, and each contact's own verification date is shown inside RevenueBase.
Refresh: This page's figures were pulled from the company graph on September 16, 2026. Lists refresh periodically as the graph is re-checked.
Corrections: Wrong category, wrong headquarters, or a company that has closed? Use “Report an issue” on any row. Reports go to the RevenueBase Data Team and feed back into the company graph.

Financial services compliance advisors by metro

Financial services compliance advisors in New York88
Financial services compliance advisors in Miami27

Frequently asked

What is RevenueBase Smart Search?

RevenueBase Smart Search is how RevenueBase decides which companies belong on this list and how strongly each one fits. Its data engine and AI assess a company's LinkedIn profile, information supplied directly by the company, its website and other publicly available information, then relate it to the category the list is about. Each row is rated strong evidence when the company's own description names financial services compliance advisors, partial evidence when it names part of the category, and indirect evidence when the description shown names none of it and the match rests on the rest of the company's profile.

How many financial services compliance advisors are there based in the United States?

RevenueBase identified 1,398 financial services compliance advisors headquartered in the United States as of September 2026, matched on each company's own description of what it does rather than its industry code.

What is the largest company on this list?

ACA Group, headquartered in New York, tops this list with the largest team on record.

Which city has the most financial services compliance advisors?

New York leads with 88 headquartered companies, followed by Miami (27) and Atlanta (23).

How do I get contact information for these companies?

A free RevenueBase account lets you run this exact search and work the top results, verified emails and direct dials included. Upgrading unlocks all 5,102 verified decision-maker contacts tracked across these 1,398 companies.

How current is this list?

The list refreshes periodically as the company graph is re-checked. This page's figures were pulled on September 16, 2026.

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Financial services compliance advisors by geography

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About this data

RevenueBase is a B2B data infrastructure company. Its company graph covers 60 million companies and 398.9 million professional contacts, with emails verified on a rolling cadence rather than scraped once and left to decay. These company lists are generated directly from that graph with RevenueBase Smart Search, the same natural-language company search every RevenueBase user has: describe a market in plain words, get the companies that match, and add verified emails and direct dials for the people at them. It is the same data that powers RevenueBase's B2B data products, and a free account includes 500 credits to start. How these lists are built and judged.