Company lists · Data refreshed November 2026

Top 25 Financial compliance services based in the United States

RevenueBase identified 1,293 company matches for financial compliance services associated with the United States as of November 2026 and tracks 14,874 professional contacts across them, including 5,919 with verified work emails. New York is the largest hub.

This list covers company matches for financial compliance services associated with the United States, found by RevenueBase SmartSearch using the meaning of business descriptions in its company graph at Exact. Ranked by professionals tracked, largest first. Rows show recorded descriptions where available, Exact search membership and the snapshot date. Data refreshed November 6, 2026.

Published by RevenueBase, a B2B data infrastructure company. This list was built with RevenueBase SmartSearch, the natural-language company search RevenueBase customers use to build their own targeted lists and unlock verified emails and direct dials at the companies on them. How these lists are built and judged.

How to read this list RevenueBase SmartSearch · Exact Recorded Nov 6, 2026 How this list was built
1,293Companies
14,874Contacts tracked
5,919Verified emails
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The 25 largest financial compliance services based in the United States

Ranked by team size
Top 25 of 1,293 company matches for financial compliance services based in the United States, ordered by professional contacts tracked in RevenueBase, largest first. Recorded Nov 6, 2026. The RevenueBase SmartSearch column shows Exact match membership in this saved search. Click a contact count to view that company's people. Totals use company locations recorded by RevenueBase; the displayed preview is a smaller selection.
#CompanyRevenueBase SmartSearchHeadquartersEmployeesContacts
1Exact matchLancaster, PA, United StatesHQ recorded Nov 6, 20261,001-5,0001,790 contacts →

Exact match

“DFIN is the leading global provider of compliance and regulatory software and services, fueling end-to-end investment company regulatory compliance needs, complex capital markets…”

Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase
2Exact matchRaleigh, NC, United StatesHQ recorded Nov 6, 2026501-1,000669 contacts →

Exact match

“Abrigo provides market-leading compliance, credit risk, and lending solutions to enable its customers to think bigger, allowing them to both manage risk and drive growth.”

Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase
3Exact matchWayne, PA, United StatesHQ recorded Nov 6, 20261,001-5,000633 contacts →

Exact match

“For more than 25 years, SolomonEdwards has empowered organizations to tackle common and complex business challenges through strategic advisory, technical advocacy, and hands-on…”

Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase
4Exact matchWashington, DC, United StatesHQ recorded Nov 6, 2026501-1,000426 contacts →

Exact match

“IBM Promontory is a global leader in strategy, risk management, and compliance consulting.#IBMConsulting”

Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase
5Exact matchBurlingame, CA, United StatesHQ recorded Nov 6, 2026201-500352 contacts →

Exact match

“Grow your business with confidence by staying ahead of complex and ever-changing regulatory requirements and online threats.”

Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase
6Exact matchNew York, IL, United StatesHQ recorded Nov 6, 2026201-500292 contacts →

Exact match

“We stand at the forefront of leadership, insight, and guidance in a world marked by complexity and uncertainty.”

Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase
7Exact matchLakeville, CT, United StatesHQ recorded Nov 6, 2026201-500270 contacts →

Exact match

“Comply Regulatory Services (formerly NRS) is an advanced solution and service offering for investment advisers, broker-dealers, hedge funds, investment companies, and insurance…”

Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase
8Exact matchAtlanta, GA, United StatesHQ recorded Nov 6, 2026501-1,000240 contacts →

Exact match

“FlexTecs delivers customized financial compliance solutions that act as a safety net to protect company profits.”

Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase
9Exact matchHouston, TX, United StatesHQ recorded Nov 6, 202651-200187 contacts →

Exact match

“Opus CMC is an award-winning, industry-leading TPR trusted by all major rating agencies, providing capital market participants with comprehensive mortgage solutions.”

Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase
10Exact matchFairfield, NJ, United StatesHQ recorded Nov 6, 2026201-500175 contacts →

Exact match

“DLA, LLC is a leading consultancy firm that provides a wide range of specialized services designed to optimize business operations and drive sustainable growth.”

Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase
11Exact matchArlington, VA, United StatesHQ recorded Nov 6, 202651-200175 contacts →

Exact match

“As sweeping changes in regulation, technology, and markets transform the financial sector, high performing organizations know they can’t stay ahead by standing still.”

Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase
12Exact matchNew York, NJ, United StatesHQ recorded Nov 6, 202651-200172 contacts →

Exact match

“Vertical Relevance is an industry-focused consulting firm with deep expertise in financial services and additional regulated industries.”

Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase
13Exact matchNY, United StatesHQ recorded Nov 6, 202651-200157 contacts →

Exact match

“Established in 2014, Optima is a leading global regulatory compliance and cybersecurity consulting firm advising financial institutions, including investment managers, hedge…”

Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase
14Exact matchFarmington, CT, United StatesHQ recorded Nov 6, 202651-200137 contacts →

Exact match

“Risk & Regulatory Consulting, LLC is a leading, national professional services firm dedicated to providing exceptional consulting services to insurance regulators.”

Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase
15Exact matchNew York, MA, United StatesHQ recorded Nov 6, 202651-200113 contacts →

Exact match

“For over 40 years, DFP Partners has been a committed ally to Broker-Dealers, Registered Investment Advisers, and other financial services firms looking for accounting and…”

Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase
16Exact matchNew York, NY, United StatesHQ recorded Nov 6, 202610001+110 contacts →

Exact match

“Wolters Kluwer provides expert services and solutions to help financial services and corporate professionals maintain ongoing compliance requirements, increase efficiency and…”

Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase
17Exact matchJersey City, NY, United StatesHQ recorded Nov 6, 202651-200103 contacts →

Exact match

“Accume Partners, now part of Cherry Bekaert, is a trusted risk assurance and advisory leader and innovator in delivering integrated solutions to our clients in highly regulated…”

Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase
18Exact matchRockville, MD, United StatesHQ recorded Nov 6, 202651-20098 contacts →

Exact match

“TFC Consulting, Inc is a licensed CPA and consulting firm in the Washington DC metro area.”

Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase
19Exact matchFort Worth, TX, United StatesHQ recorded Nov 6, 202651-20091 contacts →

Exact match

“The RWC Group is a leading provider of top tier consulting, expert manpower and compliance services to the premier financial institutions, financial technology companies, and…”

Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase
20Exact matchRaleigh, NC, United StatesHQ recorded Nov 6, 202651-20081 contacts →

Exact match

“Providing full-service, backend regulatory support services to investment advisers and other financial institutions through five distinct practice areas- Compliance…”

Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase
21Exact matchWashington D.c, DC, United StatesHQ recorded Nov 6, 202651-20077 contacts →

Exact match

“FS Vector is a strategic consulting firm for financial services clients in a rapidly evolving industry and complex regulatory environment.”

Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase
22Exact matchDenville, NJ, United StatesHQ recorded Nov 6, 202651-20077 contacts →

Exact match

“FITS Consulting, is a leading professional consulting firm, specializing in the financial services industry.”

Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase
23Exact matchGlen Allen, VA, United StatesHQ recorded Nov 6, 202651-20071 contacts →

Exact match

“Oyster Consulting gives broker dealers, investment advisors and other financial services clients innovative tools to understand, automate, optimize and analyze crucial functions.”

Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase
24Exact matchEdgewater, NJ, United StatesHQ recorded Nov 6, 202651-20069 contacts →

Exact match

“Bough is a decidedly different kind of advisory, assurance and transformation solutions firm.”

Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase
25Exact matchMilwaukee, WI, United StatesHQ recorded Nov 6, 202651-20067 contacts →

Exact match

“Quest CE helps financial service organizations manage their compliance operations by offering firm training programs, disclosure tracking services and branch audit solutions.”

Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase

Showing 25 of 1,293 financial compliance services based in the United States

See the full list, filter by size, metro and specialty, and access 5,919 tracked professional contacts with verified work emails. Direct dials are available where recorded.

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Financial compliance services based in the United States at a glance

As of Nov 6, 2026
39.8%Verified-email coverage
11.5Average contacts per company
1-10Median size (employees)
9.7%Largest-city concentration · New York
Nov 6, 2026Page data refreshed

Companies by employee count

1-10
859
11-50
317
51-200
87
201-500
15
501-1,000
5
1,001-5,000
5
5,001-10,000
2
10001+
2

Email recency for this list is measured worldwide rather than for United States, so it is reported there. Company counts and contact totals on this page are exact for United States, over 1,293 companies.

How this list was built

The recorded descriptions help you assess these company matches. Check a company’s website for its current services and locations.

Source
The RevenueBase company graph: 60 million companies and 398.9 million professional contacts resolved from primary sources, queried with RevenueBase SmartSearch, the natural-language company search available to every RevenueBase user.
What qualifies
Company records associated with the United States whose business descriptions match “financial compliance services” by meaning at the Exact setting. Descriptions are compiled in the RevenueBase company graph from public websites, profiles and company information where available; they are not guaranteed quotations from the company's website.
RevenueBase SmartSearch
Describe a niche company in your own words to find businesses by meaning. Exact, Similar, Related and Broad control the breadth of RevenueBase SmartSearch. This saved list uses Exact. Each row's Exact match badge shows inclusion in that search, not an individual score or a service-quality judgment.
Public preview
The public preview omits records without a verified work email. Where headquarters information is recorded, preview rows are also filtered to this page’s location. Dataset totals and geographic summaries describe the full matched records before these preview filters.
Match quality
RevenueBase's August 25, 2026 study assessed 4,198 description/company pairs across matching settings. The publisher reports 86% good or better at Exact. This evaluates the method across queries; it does not audit this individual list. Recorded company descriptions, where available, help you judge each match yourself. Read the full methodology: how the lists are built and what the study measures.
Ranking
Team size, largest first: companies are ordered by the number of professionals RevenueBase tracks at each one. Employee ranges shown are reported bands, for context.
Verification
Every displayed company carries at least one verified work email. RevenueBase tracks 5,919 professional contacts with verified work emails across the full matched dataset. Contacts re-verify on a rolling cadence, and each contact's own verification date is shown inside RevenueBase.
Refresh
This page's figures were pulled from the company graph on November 6, 2026. Lists refresh periodically as the graph is re-checked.
Record context
Company records and descriptions can change. Check the company's website for its current services and locations.

Frequently asked

What is RevenueBase SmartSearch?

RevenueBase SmartSearch finds niche companies by the meaning of their business descriptions in the RevenueBase company graph. Exact, Similar, Related and Broad control how closely companies must fit your description. This list uses Exact for “financial compliance services”; each Exact match badge shows search membership, not an individual similarity or quality score.

How many financial compliance services are there based in the United States?

RevenueBase identified 1,293 company matches for financial compliance services associated with the United States as of November 2026, using the meaning of business descriptions at Exact. This is the recorded matched set in the RevenueBase company graph.

What is the largest company on this list?

Donnelley Financial Solutions Dfin tops the displayed preview by professional contacts tracked in RevenueBase. Recorded headquarters appear in the company rows.

Which city has the most financial compliance services?

New York leads with 125 company records, followed by Washington (37) and Atlanta (30).

How do I get contact information for these companies?

A free RevenueBase account lets you run this exact search and work limited free results with 500 credits to start. Upgrading provides access to the 5,919 professional contacts with verified work emails tracked across these 1,293 companies; direct dials are available where recorded.

How current is this list?

The list refreshes periodically as the company graph is re-checked. This page's figures were pulled on November 6, 2026.

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About this data

RevenueBase is a B2B data infrastructure company. Its company graph covers 60 million companies and 398.9 million professional contacts, with emails verified on a rolling cadence rather than scraped once and left to decay. These company lists are generated directly from that graph with RevenueBase SmartSearch, the same natural-language company search every RevenueBase user has: describe a market in plain words, get the companies that match, and add verified emails and direct dials for the people at them. It is the same data that powers RevenueBase's B2B data products, and a free account includes 500 credits to start. How these lists are built and judged.