Company lists · Data refreshed September 2026

Top 19 Custody compliance consulting firms based in the United States

RevenueBase identified 53 custody compliance consulting firms headquartered in the United States as of September 2026 and tracks 214 professional contacts across them, including 79 with verified work emails. New York is the largest hub.

This list covers custody compliance consulting firms headquartered in the United States, matched on what each company actually does as described in its own words. Ranked by team size, largest first. Every row shows the company's own description, its RevenueBase Smart Search rating, and when it was last checked. Data refreshed September 28, 2026.

Published by RevenueBase, a B2B data infrastructure company. This list was built with RevenueBase Smart Search, the natural-language company search RevenueBase customers use to build their own targeted lists and unlock verified emails and direct dials at the companies on them. How these lists are built and judged.

How to read this list HQ checked on every row RevenueBase Smart Search rating on every row Refreshed Sep 28, 2026 86% judged on-target in blind review
53Companies
214Contacts tracked
79Verified emails
Explore this list → Free signup · no credit card · 500 free credits

The 19 largest custody compliance consulting firms based in the United States

Ranked by team size
Top 19 of 53 custody compliance consulting firms based in the United States, ranked by team size, largest first. Data refreshed Sep 28, 2026. RevenueBase Smart Search rates how each company's information relates to custody compliance consulting firms: strong evidence (its own description names it), partial (names part of it), indirect (matched on the rest of its profile rather than the description shown). Click a contact count to view that company's people.
#CompanyRevenueBase Smart SearchHeadquartersEmployeesContacts
1Strong evidenceCovington, KY, United StatesHQ checked Sep 28, 202611-5033 contacts →

Strong evidence

“Key Bridge Compliance is a boutique consulting rm revolutionizing the regulatory landscape for SEC-registered investment advisers.”

Source: RevenueBase Database · checked Sep 28, 2026
2Partial evidenceDeerfield Beach, FL, United StatesHQ checked Sep 28, 202611-5023 contacts →

Partial evidence

“Renaissance Regulatory Services (RRS) is a privately held boutique consulting firm based in Deerfield Beach, Florida.”

Source: RevenueBase Database · checked Sep 28, 2026
3Partial evidenceOak Brook, IL, United StatesHQ checked Sep 28, 202611-5015 contacts →

Partial evidence

“TCA Compliance exists to give financial institutions A Better Way to manage their compliance obligations.”

Source: RevenueBase Database · checked Sep 28, 2026
4Partial evidenceHolbrook, NY, United StatesHQ checked Sep 28, 202611-5014 contacts →

Partial evidence

“Asgard Regulatory Group LLC (“Asgard”) specializes in providing regulatory compliance and business advisory services and audit and special project work to broker-dealers…”

Source: RevenueBase Database · checked Sep 28, 2026
5Indirect evidenceOlathe, KS, United StatesHQ checked Sep 28, 202611-5011 contacts →

Indirect evidence

“Cooperative Parenting is not an innate skill.”

Source: RevenueBase Database · checked Sep 28, 2026
6Indirect evidenceCoral Gables, FL, United StatesHQ checked Sep 28, 20261-108 contacts →

Indirect evidence

“We are an organization created to assist you in successfully finding that particular “common sense” that fits your business organization and to help you build end-to-end workable…”

Source: RevenueBase Database · checked Sep 28, 2026
7Partial evidenceNew York, NY, United StatesHQ checked Sep 28, 20261-107 contacts →

Partial evidence

“Quadrant Regulatory Group provides services that support compliance with SEC, FINRA, MSRB, and state securities law.”

Source: RevenueBase Database · checked Sep 28, 2026
8Strong evidenceOlympia, WA, United StatesHQ checked Sep 28, 202611-507 contacts →

Strong evidence

“Compliance Services Group, LLC is the product of two nationally respected companies that provide responsive and high-quality compliance consulting and audit services for financial…”

Source: RevenueBase Database · checked Sep 28, 2026
9Strong evidenceMedia, PA, United StatesHQ checked Sep 28, 20261-105 contacts →

Strong evidence

“With expertise gained from years dedicated to the financial services industry, Dziura Compliance Consulting (“DCC”) professionals are specialists in regulatory compliance.”

Source: RevenueBase Database · checked Sep 28, 2026
10Partial evidenceMemphis, TN, United StatesHQ checked Sep 28, 20261-103 contacts →

Partial evidence

“MBP3 helps financial firms navigate the complexities of regulatory compliance with tailored solutions.”

Source: RevenueBase Database · checked Sep 28, 2026
11Partial evidenceDallas, TX, United StatesHQ checked Sep 28, 20261-102 contacts →

Partial evidence

“Color me SAFE(SM) is a premier consulting firm serving the Greater Dallas area.”

Source: RevenueBase Database · checked Sep 28, 2026
12Partial evidenceMarietta, GA, United StatesHQ checked Sep 28, 20261-102 contacts →

Partial evidence

“TRUSTworthy Consultants partners with you to ensure your fiduciary and compliance practices are compliant, efficient, and up to date with the latest regulations and industry best…”

Source: RevenueBase Database · checked Sep 28, 2026
13Partial evidenceLittleton, CO, United StatesHQ checked Sep 28, 20261-102 contacts →

Partial evidence

“Covered Bridge Compliance LLC assists investment advisory firms to be in compliance with the Investment Advisers Act of 1940 and assists broker-dealers to be in compliance with…”

Source: RevenueBase Database · checked Sep 28, 2026
14Partial evidenceMapleton, UT, United StatesHQ checked Sep 28, 20261-102 contacts →

Partial evidence

“Kropschot Consulting Partners works in partnership with banks, trust companies and investment advisers to help them achieve their strategic and tactical objectives, while…”

Source: RevenueBase Database · checked Sep 28, 2026
15Partial evidenceChicago, IL, United StatesHQ checked Sep 28, 20261-102 contacts →

Partial evidence

“Compliance: Registrations & Annual Exam Requirements Performed by licensed and qualified Compliance Officer.”

Source: RevenueBase Database · checked Sep 28, 2026
16Strong evidenceReston, VA, United StatesHQ checked Sep 28, 20261-101 contacts →

Strong evidence

“Scitus Consulting LLC is a Regulatory Compliance provider focusing specifically on the risk assessment aspects of a client’s business, including, but not limited to: SEC Rule 17-h…”

Source: RevenueBase Database · checked Sep 28, 2026
17Partial evidencePhoenix, AZ, United StatesHQ checked Sep 28, 20261-101 contacts →

Partial evidence

“InvestmentCare provides compliance solutions to broker/dealers, investment advisors, fund companies, family offices and other regulated entities.”

Source: RevenueBase Database · checked Sep 28, 2026
18Strong evidenceWest Des Moines, IA, United StatesHQ checked Sep 28, 20261-101 contacts →

Strong evidence

“Michael Christians Consulting, LLC assists financial institutions and organizations across the country with ensuring their compliance programs conform to Federal laws and…”

Source: RevenueBase Database · checked Sep 28, 2026
19Strong evidenceJupiter, FL, United StatesHQ checked Sep 28, 20261-101 contacts →

Strong evidence

“Ethos Healthcare Consulting is a boutique consulting firm that provides broad regulatory compliance consulting to Behavioral Healthcare organizations across the U.S.”

Source: RevenueBase Database · checked Sep 28, 2026

Showing 19 of 53 custody compliance consulting firms based in the United States

See the full list, filter by size, metro and specialty, and get verified emails and direct dials for all 79 reachable decision-makers.

Free signup · no credit card

View the full list →

Custody compliance consulting firms based in the United States at a glance

As of Sep 28, 2026
36.9%Verified-email coverage
4.0Average contacts per company
1-10Median size (employees)
9.4%Largest-city concentration · New York
Sep 28, 2026Page data refreshed

Companies by employee count

1-10
42
11-50
10

Email recency for this list is measured worldwide rather than for United States, so it is reported there. Company counts and contact totals on this page are exact for United States, over 53 companies.

How this list was built

Company categories are rarely black and white. RevenueBase reads each company's own description of its business to decide whether it belongs among custody compliance consulting firms, so some rows will be adjacent to the category rather than pure plays. The description and RevenueBase Smart Search rating on every row are there so you can check each match yourself.

Source
The RevenueBase company graph: 60 million companies and 398.9 million professional contacts resolved from primary sources, queried with RevenueBase Smart Search, the natural-language company search available to every RevenueBase user.
What qualifies
Companies headquartered in the United States whose own description of what they do matches “custody compliance consulting firms”. Matching reads each company's description, not its industry code or its name.
RevenueBase Smart Search
RevenueBase Smart Search is how this list is assembled and how each row is rated. RevenueBase's data engine and AI assess a company's LinkedIn profile, information supplied directly by the company, its website and other publicly available information, then relate it to a category defined in a user's own words. Each row is rated strong evidence (its own description names custody compliance consulting firms), partial evidence (it names part of the category) or indirect evidence (the description shown names none of it and the match rests on the rest of the company's profile). The description supporting each rating is quoted on the row.
What we exclude
Companies whose own description does not clearly place them among custody compliance consulting firms, and records with no verified work email. Companies headquartered outside United States are excluded even when they keep an office there.
Match quality
In blind human judging of this matching method, 86% of matched companies were on target. Expect roughly 1 in 7 rows to be adjacent to the category rather than a pure play. Every row shows the company's own description and its RevenueBase Smart Search rating so you can judge each match yourself. Read the full methodology: how the lists are built, how the judging worked, and what the figure means.
Ranking
Team size, largest first: companies are ordered by the number of professionals RevenueBase tracks at each one. Employee ranges shown are reported bands, for context.
Verification
Every listed company carries at least one verified work email, 79 across the full list. Contacts re-verify on a rolling cadence, and each contact's own verification date is shown inside RevenueBase.
Refresh
This page's figures were pulled from the company graph on September 28, 2026. Lists refresh periodically as the graph is re-checked.
Corrections
Wrong category, wrong headquarters, or a company that has closed? Use “Report an issue” on any row. Reports go to the RevenueBase Data Team and feed back into the company graph.

Frequently asked

What is RevenueBase Smart Search?

RevenueBase Smart Search is how RevenueBase decides which companies belong on this list and how strongly each one fits. Its data engine and AI assess a company's LinkedIn profile, information supplied directly by the company, its website and other publicly available information, then relate it to the category the list is about. Each row is rated strong evidence when the company's own description names custody compliance consulting firms, partial evidence when it names part of the category, and indirect evidence when the description shown names none of it and the match rests on the rest of the company's profile.

How many custody compliance consulting firms are there based in the United States?

RevenueBase identified 53 custody compliance consulting firms headquartered in the United States as of September 2026, matched on each company's own description of what it does rather than its industry code.

What is the largest company on this list?

KEY Bridge Compliance, headquartered in Covington, tops this list with the largest team on record.

Which city has the most custody compliance consulting firms?

New York leads with 5 headquartered companies, followed by Chicago (2) and Dallas (2).

How do I get contact information for these companies?

A free RevenueBase account lets you run this exact search and work the top results, verified emails and direct dials included. Upgrading unlocks all 79 verified decision-maker contacts tracked across these 53 companies.

How current is this list?

The list refreshes periodically as the company graph is re-checked. This page's figures were pulled on September 28, 2026.

Ready to reach these companies? Verified emails and direct dials for all 53 custody compliance consulting firms based in the United States. Start with a free account, no credit card.

Download this list →

Related lists

About this data

RevenueBase is a B2B data infrastructure company. Its company graph covers 60 million companies and 398.9 million professional contacts, with emails verified on a rolling cadence rather than scraped once and left to decay. These company lists are generated directly from that graph with RevenueBase Smart Search, the same natural-language company search every RevenueBase user has: describe a market in plain words, get the companies that match, and add verified emails and direct dials for the people at them. It is the same data that powers RevenueBase's B2B data products, and a free account includes 500 credits to start. How these lists are built and judged.