Company lists · Data refreshed September 2026

Top 25 Compliance automation software companies for financial services based in the United States

RevenueBase identified 463 company matches for compliance automation software companies for financial services associated with the United States as of September 2026 and tracks 13,868 professional contacts across them, including 7,105 with verified work emails. New York is the largest hub.

This list covers company matches for compliance automation software companies for financial services associated with the United States, found by RevenueBase SmartSearch using the meaning of business descriptions in its company graph at Exact. Ranked by professionals tracked, largest first. Rows show recorded descriptions where available, Exact search membership and the snapshot date. Data refreshed September 27, 2026.

Published by RevenueBase, a B2B data infrastructure company. This list was built with RevenueBase SmartSearch, the natural-language company search RevenueBase customers use to build their own targeted lists and unlock verified emails and direct dials at the companies on them. How these lists are built and judged.

How to read this list RevenueBase SmartSearch · Exact Recorded Sep 27, 2026 How this list was built
463Companies
13,868Contacts tracked
7,105Verified emails
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The 25 largest compliance automation software companies for financial services based in the United States

Ranked by team size
Top 25 of 463 company matches for compliance automation software companies for financial services based in the United States, ordered by professional contacts tracked in RevenueBase, largest first. Recorded Sep 27, 2026. The RevenueBase SmartSearch column shows Exact match membership in this saved search. Click a contact count to view that company's people. Totals use company locations recorded by RevenueBase; the displayed preview is a smaller selection.
#CompanyRevenueBase SmartSearchHeadquartersEmployeesContacts
1Exact matchWilmington, MA, United StatesHQ recorded Sep 27, 20261,001-5,0001,753 contacts →

Exact match

“Sovos provides businesses with the confidence needed to navigate an increasingly regulated world.”

Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase
2Exact matchLancaster, PA, United StatesHQ recorded Sep 27, 20261,001-5,0001,740 contacts →

Exact match

“DFIN is the leading global provider of compliance and regulatory software and services, fueling end-to-end investment company regulatory compliance needs, complex capital markets…”

Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase
3Exact matchNew York, NY, United StatesHQ recorded Sep 27, 20261,001-5,0001,486 contacts →

Exact match

“ACA Group is the leading governance, risk, and compliance advisor to the financial services industry.”

Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase
4Exact matchNew York, United StatesHQ recorded Sep 27, 2026201-500431 contacts →

Exact match

“Solytics Partners is a global RegTech and AI solutions firm helping financial institutions simplify compliance, strengthen risk management, and operationalize AI governance and…”

Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase
5Exact matchNew York, NY, United StatesHQ recorded Sep 27, 2026201-500416 contacts →

Exact match

“Aithent creates high-value regulatory compliance management solutions for financial services, government, healthcare and insurance organizations around the globe.”

Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase
6Exact matchFairfax, VA, United StatesHQ recorded Sep 27, 2026201-500411 contacts →

Exact match

“ControlCase is committed to bringing peace of mind to the world’s IT compliance programs through our signature partnership approach, commitment to automation, and cost-effective…”

Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase
7Exact matchMorrisville, NC, United StatesHQ recorded Sep 27, 2026201-500375 contacts →

Exact match

“RegEd is the market-leading provider of RegTech enterprise solutions with relationships with hundreds of enterprise clients, including 80% of the top 25 financial services firms.”

Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase
8Exact matchNew York, NY, United StatesHQ recorded Sep 27, 2026201-500308 contacts →

Exact match

“At Comply, we pride ourselves on being the champion for compliance professionals.”

Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase
9Exact matchNew York, NY, United StatesHQ recorded Sep 27, 2026201-500295 contacts →

Exact match

“MCO is a global leader on a mission to revolutionize how financial firms tackle compliance, making it simpler, smarter, and more effective.”

Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase
10Exact matchMilpitas, CA, United StatesHQ recorded Sep 27, 2026201-500271 contacts →

Exact match

“Inovaare is a trusted leader in AI-powered compliance solutions for U.S.”

Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase
11Exact matchRockville, MD, United StatesHQ recorded Sep 27, 2026201-500266 contacts →

Exact match

“StarCompliance is a leading provider of employee compliance technology solutions.”

Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase
12Exact matchConcord, MA, United StatesHQ recorded Sep 27, 202651-200212 contacts →

Exact match

“ProcessUnity’s cloud-based solutions help organizations of all sizes automate their risk and compliance programs.”

Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase
13Exact matchCleveland, OH, United StatesHQ recorded Sep 27, 2026201-500207 contacts →

Exact match

“Blue Umbrella is a leading provider of due diligence research and regulatory compliance technologies.”

Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase
14Exact matchDraper, UT, United StatesHQ recorded Sep 27, 202651-200151 contacts →

Exact match

“Taxbit is the premier AI-enabled information reporting and analytics platform built by tax experts to simplify regulatory compliance for the digital economy.”

Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase
15Exact matchLancaster, PA, United StatesHQ recorded Sep 27, 2026201-500150 contacts →

Exact match

“We provide innovative compliance solutions by embracing complexity and making it simple.”

Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase
16Exact matchNew York, NY, United StatesHQ recorded Sep 27, 202651-200143 contacts →

Exact match

“Droit builds mission-critical, breakthrough products to advance global regulatory compliance and real-time controls.”

Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase
17Exact matchMckinney, TX, United StatesHQ recorded Sep 27, 202651-200132 contacts →

Exact match

“Founded by industry veterans, Uptiq is the,, orchestrating your systems, processes, and teams without replacing what already works.”

Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase
18Exact matchManhattan Beach, CA, United StatesHQ recorded Sep 27, 202651-200132 contacts →

Exact match

“Our cloud based technologies enables business owners and managers to automate critical business compliance tasks What drives us?”

Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase
19Exact matchCambridge, MA, United StatesHQ recorded Sep 27, 202651-200129 contacts →

Exact match

“Ketryx transforms the product lifecycle of regulated teams to deliver safer products, faster.”

Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase
20Exact matchAustin, TX, United StatesHQ recorded Sep 27, 202651-200108 contacts →

Exact match

“Red Oak’s Compliance Connectivity Platform unifies content creation, review, distribution, and supervision into a single, compliance-grade system built specifically for financial…”

Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase
21Exact matchFrisco, TX, United StatesHQ recorded Sep 27, 202651-200103 contacts →

Exact match

“Informativ is the leading provider of fraud prevention, compliance, credit, and payments technology delivering a seamless, integrated platform for automotive and consumer finance…”

Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase
22Exact matchSan Francisco, CA, United StatesHQ recorded Sep 27, 202651-200101 contacts →

Exact match

“Hummingbird sets the new standard for AI-powered compliance.”

Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase
23Exact matchAustin, TX, United StatesHQ recorded Sep 27, 202651-20096 contacts →

Exact match

“360factors empowers organizations to accelerate profitability, innovation and productivity by predicting risks and streamlining compliance.”

Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase
24Exact matchNew York, NY, United StatesHQ recorded Sep 27, 2026n/a84 contacts →

Exact match

“Wolters Kluwer provides expert services and solutions to help financial services and corporate professionals maintain ongoing compliance requirements, increase efficiency and…”

Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase
25Exact matchTallahassee, FL, United StatesHQ recorded Sep 27, 202651-20083 contacts →

Exact match

“F&I Sentinel believes compliance shouldn't be a fire drill - it should be an advantage.”

Recorded in the RevenueBase company graph · Sep 27, 2026 · View company records in RevenueBase

Showing 25 of 463 compliance automation software companies for financial services based in the United States

See the full list, filter by size, metro and specialty, and access 7,105 tracked professional contacts with verified work emails. Direct dials are available where recorded.

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Compliance automation software companies for financial services based in the United States at a glance

As of Sep 27, 2026
51.2%Verified-email coverage
30.0Average contacts per company
11-50Median size (employees)
14.0%Largest-city concentration · New York
Sep 27, 2026Page data refreshed

Companies by employee count

1-10
207
11-50
172
51-200
60
201-500
16
501-1,000
2
1,001-5,000
3
5,001-10,000
1
10001+
2

Email recency for this list is measured worldwide rather than for United States, so it is reported there. Company counts and contact totals on this page are exact for United States, over 463 companies.

How this list was built

The recorded descriptions help you assess these company matches. Check a company’s website for its current services and locations.

Source
The RevenueBase company graph: 60 million companies and 398.9 million professional contacts resolved from primary sources, queried with RevenueBase SmartSearch, the natural-language company search available to every RevenueBase user.
What qualifies
Company records associated with the United States whose business descriptions match “compliance automation software companies for financial services” by meaning at the Exact setting. Descriptions are compiled in the RevenueBase company graph from public websites, profiles and company information where available; they are not guaranteed quotations from the company's website.
RevenueBase SmartSearch
Describe a niche company in your own words to find businesses by meaning. Exact, Similar, Related and Broad control the breadth of RevenueBase SmartSearch. This saved list uses Exact. Each row's Exact match badge shows inclusion in that search, not an individual score or a service-quality judgment.
Public preview
The public preview omits records without a verified work email. Where headquarters information is recorded, preview rows are also filtered to this page’s location. Dataset totals and geographic summaries describe the full matched records before these preview filters.
Match quality
RevenueBase's August 25, 2026 study assessed 4,198 description/company pairs across matching settings. The publisher reports 86% good or better at Exact. This evaluates the method across queries; it does not audit this individual list. Recorded company descriptions, where available, help you judge each match yourself. Read the full methodology: how the lists are built and what the study measures.
Ranking
Team size, largest first: companies are ordered by the number of professionals RevenueBase tracks at each one. Employee ranges shown are reported bands, for context.
Verification
Every displayed company carries at least one verified work email. RevenueBase tracks 7,105 professional contacts with verified work emails across the full matched dataset. Contacts re-verify on a rolling cadence, and each contact's own verification date is shown inside RevenueBase.
Refresh
This page's figures were pulled from the company graph on September 27, 2026. Lists refresh periodically as the graph is re-checked.
Record context
Company records and descriptions can change. Check the company's website for its current services and locations.

Frequently asked

What is RevenueBase SmartSearch?

RevenueBase SmartSearch finds niche companies by the meaning of their business descriptions in the RevenueBase company graph. Exact, Similar, Related and Broad control how closely companies must fit your description. This list uses Exact for “compliance automation software companies for financial services”; each Exact match badge shows search membership, not an individual similarity or quality score.

How many compliance automation software companies for financial services are there based in the United States?

RevenueBase identified 463 company matches for compliance automation software companies for financial services associated with the United States as of September 2026, using the meaning of business descriptions at Exact. This is the recorded matched set in the RevenueBase company graph.

What is the largest company on this list?

SOVOS tops the displayed preview by professional contacts tracked in RevenueBase. Recorded headquarters appear in the company rows.

Which city has the most compliance automation software companies for financial services?

New York leads with 65 company records, followed by San Francisco (33) and Austin (10).

How do I get contact information for these companies?

A free RevenueBase account lets you run this exact search and work limited free results with 500 credits to start. Upgrading provides access to the 7,105 professional contacts with verified work emails tracked across these 463 companies; direct dials are available where recorded.

How current is this list?

The list refreshes periodically as the company graph is re-checked. This page's figures were pulled on September 27, 2026.

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About this data

RevenueBase is a B2B data infrastructure company. Its company graph covers 60 million companies and 398.9 million professional contacts, with emails verified on a rolling cadence rather than scraped once and left to decay. These company lists are generated directly from that graph with RevenueBase SmartSearch, the same natural-language company search every RevenueBase user has: describe a market in plain words, get the companies that match, and add verified emails and direct dials for the people at them. It is the same data that powers RevenueBase's B2B data products, and a free account includes 500 credits to start. How these lists are built and judged.