Company lists · Data refreshed November 2026
Top 25 Securities compliance firms worldwide
RevenueBase identified 4,131 company matches for securities compliance firms worldwide as of November 2026 and tracks 40,947 professional contacts across them, including 14,057 with verified work emails. The United States is the largest market and London the largest hub.
This list covers company matches for securities compliance firms worldwide, found by RevenueBase SmartSearch using the meaning of business descriptions in its company graph at Exact. Ranked by professionals tracked, largest first. Rows show recorded descriptions where available, Exact search membership and the snapshot date. Data refreshed November 6, 2026. Country and city lists for securities compliance firms follow the table.
Published by RevenueBase, a B2B data infrastructure company. This list was built with RevenueBase SmartSearch, the natural-language company search RevenueBase customers use to build their own targeted lists and unlock verified emails and direct dials at the companies on them. How these lists are built and judged.
The 25 largest securities compliance firms worldwide
Ranked by team size| # | Company | Contacts | |||
|---|---|---|---|---|---|
| 1 | 1,790 contacts → | ||||
Exact match “DFIN is the leading global provider of compliance and regulatory software and services, fueling end-to-end investment company regulatory compliance needs, complex capital markets…” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 2 | 1,660 contacts → | ||||
Exact match “ACA Group is the leading governance, risk, and compliance advisor to the financial services industry.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 3 | 1,284 contacts → | ||||
Exact match “Through our industry leading technology and services, we power the businesses of 20% of the UK financial adviser market.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 4 | 1,019 contacts → | ||||
Exact match “Built for Advice Firms.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 5 | 823 contacts → | ||||
Exact match “CT Corporation helps small businesses, corporations, and law firms around the world manage their most critical business and legal compliance responsibilities.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 6 | 414 contacts → | ||||
Exact match “At Comply, we pride ourselves on being the champion for compliance professionals.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 7 | 410 contacts → | ||||
Exact match “Aithent creates high-value regulatory compliance management solutions for financial services, government, healthcare and insurance organizations around the globe.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 8 | 375 contacts → | ||||
Exact match “Merit Financial Advisors' mission is focused on growth - both supporting clients in exceeding their financial goals and supporting advisors in evolving and expanding their…” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 9 | 325 contacts → | ||||
Exact match “Registrar Corp is your trusted partner helping you navigate global regulatory requirements with expert services, innovative software solutions and comprehensive online compliance…” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 10 | 287 contacts → | ||||
Exact match “We help our customers to do the right business in the right way.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 11 | 279 contacts → | ||||
Exact match “Cetera Investment Services LLC (marketed as Cetera Financial Institutions or Cetera Investors) Member FINRA/SIPC At Cetera® Investment Services, our Midwestern roots mean we can’t…” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 12 | 230 contacts → | ||||
Exact match “Compliance and Risk Services” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 13 | 209 contacts → | ||||
Exact match “About Masthead Since 2004, Masthead has been the trusted partner for financial service providers (FSPs) and other business sectors across South Africa.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 14 | 205 contacts → | ||||
Exact match “Fière d’une culture d’entreprise 100 % québécoise basée sur les relations franches et conviviales, MICA est considérée comme une firme d’avant-garde.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 15 | 199 contacts → | ||||
Exact match “Janaswamy Associates is an accounting firm founded by Mr.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 16 | 192 contacts → | ||||
Exact match “Put Our Strengths To Work For You.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 17 | 189 contacts → | ||||
Exact match “Shah Kapadia & Associates is a pioneer in the field of the securities market for SEBI compliance assistance, audit & assurance, process review and risk management.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 18 | 188 contacts → | ||||
Exact match “We are a trusted advisory and compliance firm known for integrity, technical depth, and commercial practicality.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 19 | 186 contacts → | ||||
Exact match “Independent Financial Group, LLC is a securities and investment firm offering personalized services to individuals and institutional investors through our team of independent…” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 20 | 182 contacts → | ||||
Exact match “DM is an independent financial services company headquartered in Ireland with offices in Singapore, Netherlands, the UK and the Cayman Islands.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 21 | 181 contacts → | ||||
Exact match “We provide innovative compliance solutions by embracing complexity and making it simple.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 22 | 172 contacts → | ||||
Exact match “Vertical Relevance is an industry-focused consulting firm with deep expertise in financial services and additional regulated industries.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 23 | 157 contacts → | ||||
Exact match “Established in 2014, Optima is a leading global regulatory compliance and cybersecurity consulting firm advising financial institutions, including investment managers, hedge…” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 24 | 157 contacts → | ||||
Exact match “Experts on financial regulatory & compliance, business analysis, project Implementation and delivery for Corporate and Investment Banking, Asset management clients Firm…” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 25 | 143 contacts → | ||||
Exact match “Gateway Financial Partners is an independent financial services firm headquartered in Glastonbury, Connecticut, supporting advisors in 26 states.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
RevenueBase SmartSearch
Describe a niche business in your own words. RevenueBase SmartSearch compares the meaning of your description with company business descriptions compiled in the RevenueBase company graph. Exact, Similar, Related and Broad control how closely companies must fit.
This list uses Exact for “securities compliance firms”. Each Exact match badge shows membership in that saved search; it is not an individual similarity score or a service-quality rating. Recorded descriptions are shown where available.
Showing 25 of 4,131 securities compliance firms worldwide
See the full list, filter by size, metro and specialty, and access 14,057 tracked professional contacts with verified work emails. Direct dials are available where recorded.
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Securities compliance firms worldwide at a glance
As of Nov 6, 2026Companies by employee count
Email recency is reported on each country list linked below.
How this list was built
The recorded descriptions help you assess these company matches. Check a company’s website for its current services and locations.
- Source
- The RevenueBase company graph: 60 million companies and 398.9 million professional contacts resolved from primary sources, queried with RevenueBase SmartSearch, the natural-language company search available to every RevenueBase user.
- Coverage
- Every country. Country and city lists for securities compliance firms are linked below.
- What qualifies
- Company records worldwide whose business descriptions match “securities compliance firms” by meaning at the Exact setting. Descriptions are compiled in the RevenueBase company graph from public websites, profiles and company information where available; they are not guaranteed quotations from the company's website.
- RevenueBase SmartSearch
- Describe a niche company in your own words to find businesses by meaning. Exact, Similar, Related and Broad control the breadth of RevenueBase SmartSearch. This saved list uses Exact. Each row's Exact match badge shows inclusion in that search, not an individual score or a service-quality judgment.
- Public preview
- The public preview omits records without a verified work email. Dataset totals and geographic summaries describe the full matched records before these preview filters.
- Match quality
- RevenueBase's August 25, 2026 study assessed 4,198 description/company pairs across matching settings. The publisher reports 86% good or better at Exact. This evaluates the method across queries; it does not audit this individual list. Recorded company descriptions, where available, help you judge each match yourself. Read the full methodology: how the lists are built and what the study measures.
- Ranking
- Team size, largest first: companies are ordered by the number of professionals RevenueBase tracks at each one. Employee ranges shown are reported bands, for context.
- Verification
- Every displayed company carries at least one verified work email. RevenueBase tracks 14,057 professional contacts with verified work emails across the full matched dataset. Contacts re-verify on a rolling cadence, and each contact's own verification date is shown inside RevenueBase.
- Refresh
- This page's figures were pulled from the company graph on November 6, 2026. Lists refresh periodically as the graph is re-checked.
- Record context
- Company records and descriptions can change. Check the company's website for its current services and locations.
Securities compliance firms by location
28 lists · largest firstEvery Securities compliance firms list RevenueBase publishes, by country and city. Counts are matching companies in each list as of its own refresh date.
Countries
- Securities compliance firms based in the United States1,521
- Securities compliance firms based in India325
- Securities compliance firms based in the United Kingdom304
- Securities compliance firms based in Brazil126
- Securities compliance firms based in Australia73
- Securities compliance firms based in Italy73
- Securities compliance firms based in France70
- Securities compliance firms based in Spain69
- Securities compliance firms based in Germany64
- Securities compliance firms based in Canada62
- Securities compliance firms based in the United Arab Emirates60
- Securities compliance firms based in South Africa51
- Securities compliance firms based in Switzerland48
- Securities compliance firms based in Mexico44
- Securities compliance firms based in the Netherlands43
- Securities compliance firms based in Hong Kong32
Cities
- Securities compliance firms based in London, United Kingdom141
- Securities compliance firms based in New York, United States132
- Securities compliance firms based in Mumbai, India54
- Securities compliance firms based in Sao Paulo, Brazil42
- Securities compliance firms based in Paris, France40
- Securities compliance firms based in Chicago, United States32
- Securities compliance firms based in Bangalore, India28
- Securities compliance firms based in Sydney, Australia27
- Securities compliance firms based in Miami, United States26
- Securities compliance firms based in Toronto, Canada26
- Securities compliance firms based in Delhi, India25
- Securities compliance firms based in Milan, Italy25
Frequently asked
What is RevenueBase SmartSearch?
RevenueBase SmartSearch finds niche companies by the meaning of their business descriptions in the RevenueBase company graph. Exact, Similar, Related and Broad control how closely companies must fit your description. This list uses Exact for “securities compliance firms”; each Exact match badge shows search membership, not an individual similarity or quality score.
How many securities compliance firms are there worldwide?
RevenueBase identified 4,131 company matches for securities compliance firms worldwide as of November 2026, using the meaning of business descriptions at Exact. This is the recorded matched set in the RevenueBase company graph.
What is the largest company on this list?
Donnelley Financial Solutions Dfin tops the displayed preview by professional contacts tracked in RevenueBase. Recorded headquarters appear in the company rows.
Which country has the most securities compliance firms?
The United States leads with 1,521 companies, followed by India (325) and the United Kingdom (304). Every securities compliance firms list by country and city is linked on this page.
Which city has the most securities compliance firms?
London leads with 142 company records, followed by New York (132) and Mumbai (54).
How do I get contact information for these companies?
A free RevenueBase account lets you run this exact search and work limited free results with 500 credits to start. Upgrading provides access to the 14,057 professional contacts with verified work emails tracked across these 4,131 companies; direct dials are available where recorded.
How current is this list?
The list refreshes periodically as the company graph is re-checked. This page's figures were pulled on November 6, 2026.
Ready to reach these companies? Verified emails and direct dials for all 4,131 securities compliance firms worldwide. Start with a free account, no credit card.
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About this data
RevenueBase is a B2B data infrastructure company. Its company graph covers 60 million companies and 398.9 million professional contacts, with emails verified on a rolling cadence rather than scraped once and left to decay. These company lists are generated directly from that graph with RevenueBase SmartSearch, the same natural-language company search every RevenueBase user has: describe a market in plain words, get the companies that match, and add verified emails and direct dials for the people at them. It is the same data that powers RevenueBase's B2B data products, and a free account includes 500 credits to start. How these lists are built and judged.
More company lists
Company intelligence · public preview
Top 25 securities compliance firms worldwide
Find companies in any niche.
Describe the businesses you want in your own words. RevenueBase SmartSearch matches company descriptions by meaning.
RevenueBase records 4,131 matching company records for securities compliance firms worldwide, with 40,947 tracked contacts and 14,057 verified work emails.
This public preview shows 25 selected records ordered by tracked contacts. RevenueBase SmartSearch finds company descriptions that match by meaning at Exact. Snapshot: November 6, 2026.
RevenueBase compiles business descriptions for niche-company discovery; each row shows a recorded excerpt where available. Adapt this search to find the companies and contacts you want.
Top 25 securities compliance firms worldwide
The public list shows selected company records with contact and verified-email coverage. Reported employee bands provide separate company-size context.
| # | Company | Headquarters on record | Reported employees | RevenueBase SmartSearch | Tracked contacts |
|---|---|---|---|---|---|
| 1 |  Donnelley Financial Solutions Dfindfinsolutions.comHQ: Lancaster, PA, United StatesReported employees: 1,001-5,000 | Lancaster, PA, United States | 1,001-5,000 | Exact match | 1,790 contacts → |
“DFIN is the leading global provider of compliance and regulatory software and services, fueling end-to-end investment company regulatory compliance needs, complex capital markets…” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 2 |  ACA Groupacaglobal.comHQ: New York, United StatesReported employees: 1,001-5,000 | New York, United States | 1,001-5,000 | Exact match | 1,660 contacts → |
“ACA Group is the leading governance, risk, and compliance advisor to the financial services industry.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 3 |  True Potential LLPtruepotential.co.ukHQ: Newcastle Upon Tyne, United KingdomReported employees: 501-1,000 | Newcastle Upon Tyne, United Kingdom | 501-1,000 | Exact match | 1,284 contacts → |
“Through our industry leading technology and services, we power the businesses of 20% of the UK financial adviser market.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 4 |  VBPvbp.auHQ: Sydney, AustraliaReported employees: 1,001-5,000 | Sydney, Australia | 1,001-5,000 | Exact match | 1,019 contacts → |
“Built for Advice Firms.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 5 |  CT Corporationwolterskluwer.comHQ: New York, NY, United StatesReported employees: 1,001-5,000 | New York, NY, United States | 1,001-5,000 | Exact match | 823 contacts → |
“CT Corporation helps small businesses, corporations, and law firms around the world manage their most critical business and legal compliance responsibilities.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 6 |  Complycomply.comHQ: New York, United StatesReported employees: 201-500 | New York, United States | 201-500 | Exact match | 414 contacts → |
“At Comply, we pride ourselves on being the champion for compliance professionals.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 7 |  Aithent INCaithent.comHQ: New York, NY, United StatesReported employees: 201-500 | New York, NY, United States | 201-500 | Exact match | 410 contacts → |
“Aithent creates high-value regulatory compliance management solutions for financial services, government, healthcare and insurance organizations around the globe.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 8 |  Merit Financial Advisorsmeritfinancialadvisors.comHQ: Alpharetta, GA, United StatesReported employees: 201-500 | Alpharetta, GA, United States | 201-500 | Exact match | 375 contacts → |
“Merit Financial Advisors' mission is focused on growth - both supporting clients in exceeding their financial goals and supporting advisors in evolving and expanding their…” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 9 |  Registrar Corpregistrarcorp.comHQ: Hampton, VA, United StatesReported employees: 51-200 | Hampton, VA, United States | 51-200 | Exact match | 325 contacts → |
“Registrar Corp is your trusted partner helping you navigate global regulatory requirements with expert services, innovative software solutions and comprehensive online compliance…” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 10 |  Wilmington PLCwilmingtonplc.comHQ: Birmingham, United KingdomReported employees: 501-1,000 | Birmingham, United Kingdom | 501-1,000 | Exact match | 287 contacts → |
“We help our customers to do the right business in the right way.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 11 |  Cetera Investment Services LLCcetera.comHQ: St. Cloud, MN, United StatesReported employees: 201-500 | St. Cloud, MN, United States | 201-500 | Exact match | 279 contacts → |
“Cetera Investment Services LLC (marketed as Cetera Financial Institutions or Cetera Investors) Member FINRA/SIPC At Cetera® Investment Services, our Midwestern roots mean we can’t…” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 12 | SACMsacm.co.uk HQ: United KingdomReported employees: Not recorded | United Kingdom | Not recorded | Exact match | 230 contacts → |
“Compliance and Risk Services” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 13 |  Mastheadmasthead.co.zaHQ: Cape Town, South AfricaReported employees: 51-200 | Cape Town, South Africa | 51-200 | Exact match | 209 contacts → |
“About Masthead Since 2004, Masthead has been the trusted partner for financial service providers (FSPs) and other business sectors across South Africa.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 14 |  MICAmicasf.comHQ: Québec, CanadaReported employees: 51-200 | Québec, Canada | 51-200 | Exact match | 205 contacts → |
“Fière d’une culture d’entreprise 100 % québécoise basée sur les relations franches et conviviales, MICA est considérée comme une firme d’avant-garde.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 15 |  Janaswamy Associatesjanaswamy.comHQ: Mumbai, IndiaReported employees: 201-500 | Mumbai, India | 201-500 | Exact match | 199 contacts → |
“Janaswamy Associates is an accounting firm founded by Mr.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 16 |  Royal Alliance Associatesroyalalliance.comHQ: Jersey City, NJ, United StatesReported employees: 201-500 | Jersey City, NJ, United States | 201-500 | Exact match | 192 contacts → |
“Put Our Strengths To Work For You.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 17 |  Shah Kapadia & Associatestheska.inHQ: Mumbai, IndiaReported employees: 201-500 | Mumbai, India | 201-500 | Exact match | 189 contacts → |
“Shah Kapadia & Associates is a pioneer in the field of the securities market for SEBI compliance assistance, audit & assurance, process review and risk management.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 18 |  Suresh & COsureshandco.comHQ: Bangalore, IndiaReported employees: 51-200 | Bangalore, India | 51-200 | Exact match | 188 contacts → |
“We are a trusted advisory and compliance firm known for integrity, technical depth, and commercial practicality.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 19 |  Independent Financial Group, LLCifgsd.comHQ: San Diego, CA, United StatesReported employees: 51-200 | San Diego, CA, United States | 51-200 | Exact match | 186 contacts → |
“Independent Financial Group, LLC is a securities and investment firm offering personalized services to individuals and institutional investors through our team of independent…” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 20 |  DM Financialdmfinancial.comHQ: Limerick, IrelandReported employees: 201-500 | Limerick, Ireland | 201-500 | Exact match | 182 contacts → |
“DM is an independent financial services company headquartered in Ireland with offices in Singapore, Netherlands, the UK and the Cayman Islands.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 21 |  Harbor Complianceharborcompliance.comHQ: Lancaster, PA, United StatesReported employees: 201-500 | Lancaster, PA, United States | 201-500 | Exact match | 181 contacts → |
“We provide innovative compliance solutions by embracing complexity and making it simple.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 22 |  Vertical Relevanceverticalrelevance.comHQ: New York, NJ, United StatesReported employees: 51-200 | New York, NJ, United States | 51-200 | Exact match | 172 contacts → |
“Vertical Relevance is an industry-focused consulting firm with deep expertise in financial services and additional regulated industries.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 23 |  Optima Partnersoptima-partners.comHQ: NY, United StatesReported employees: 51-200 | NY, United States | 51-200 | Exact match | 157 contacts → |
“Established in 2014, Optima is a leading global regulatory compliance and cybersecurity consulting firm advising financial institutions, including investment managers, hedge…” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 24 |  Soho Square Solutionssohosquaresolutions.comHQ: New York, ON, United StatesReported employees: 201-500 | New York, ON, United States | 201-500 | Exact match | 157 contacts → |
“Experts on financial regulatory & compliance, business analysis, project Implementation and delivery for Corporate and Investment Banking, Asset management clients Firm…” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 25 |  Gateway Financial Partnersgatewayfinancialpartners.comHQ: Glastonbury, CT, United StatesReported employees: 51-200 | Glastonbury, CT, United States | 51-200 | Exact match | 143 contacts → |
“Gateway Financial Partners is an independent financial services firm headquartered in Glastonbury, Connecticut, supporting advisors in 26 states.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
Showing 25 of 4,131 company matches
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Securities compliance firms: dataset insights
November 6, 2026These summaries describe recorded coverage in this saved dataset. This page is derived from saved source records; per-contact mobile coverage and email-recency results are not established by this snapshot.
Reported company sizes
4,118 records in the displayed employee bands.
13 matching records are outside the displayed bands or do not have a displayed size. Bars show shares of the displayed bands.
Email recency for this list is measured across the whole country list rather than for Worldwide, so it is reported there. Company counts and contact totals on this page are exact for Worldwide, over 4,131 companies.
How this company list was built
Describe a niche in your own words: companies installing commercial solar, or manufacturers of sustainable packaging. RevenueBase SmartSearch finds companies whose compiled business descriptions match by meaning. This list is one saved example to adapt.
Where the company descriptions come from
RevenueBase compiles company information from public sources, including company websites and public professional profiles such as LinkedIn, alongside information supplied by companies. The short recorded excerpt shown here is separate from the complete business description used for matching; individual source URLs and collection dates are not provided in this public snapshot.
RevenueBase SmartSearch matching settings
- Exact
- Closest fits to the business described.
- Similar
- Similar businesses with a wider range of fits.
- Related
- Related businesses in and around the category.
- Broad
- A broader set of businesses connected to the description.
RevenueBase SmartSearch · Exact match identifies inclusion in this search's closest semantic matching setting. It is not a per-company confidence score, a literal keyword match, or a quality endorsement.
Selection, ordering and scope
The public list shows selected company records with contact and verified-email coverage. Reported employee bands provide separate company-size context.
This page is derived from saved source records; per-contact mobile coverage and email-recency results are not established by this snapshot.
Recorded company descriptions support research; check company websites for current services. The selected preview is ordered by tracked contacts and is not a list of the best service providers.
Snapshot: November 6, 2026.
RevenueBase is a B2B data infrastructure company. Its September 3, 2026 published methodology describes a graph of 60 million companies and 398.9 million professional contacts; these platform figures differ from this page's totals. Published methodology ↗
Securities compliance firms by location
28 lists · largest firstEvery Securities compliance firms list RevenueBase publishes, by country and city. Counts are matching companies in each list as of its own refresh date.
Countries
- Securities compliance firms based in the United States1,521
- Securities compliance firms based in India325
- Securities compliance firms based in the United Kingdom304
- Securities compliance firms based in Brazil126
- Securities compliance firms based in Australia73
- Securities compliance firms based in Italy73
- Securities compliance firms based in France70
- Securities compliance firms based in Spain69
- Securities compliance firms based in Germany64
- Securities compliance firms based in Canada62
- Securities compliance firms based in the United Arab Emirates60
- Securities compliance firms based in South Africa51
- Securities compliance firms based in Switzerland48
- Securities compliance firms based in Mexico44
- Securities compliance firms based in the Netherlands43
- Securities compliance firms based in Hong Kong32
Cities
- Securities compliance firms based in London, United Kingdom141
- Securities compliance firms based in New York, United States132
- Securities compliance firms based in Mumbai, India54
- Securities compliance firms based in Sao Paulo, Brazil42
- Securities compliance firms based in Paris, France40
- Securities compliance firms based in Chicago, United States32
- Securities compliance firms based in Bangalore, India28
- Securities compliance firms based in Sydney, Australia27
- Securities compliance firms based in Miami, United States26
- Securities compliance firms based in Toronto, Canada26
- Securities compliance firms based in Delhi, India25
- Securities compliance firms based in Milan, Italy25
Questions about this company list
What does Exact match mean for securities compliance firms?
The separate RevenueBase SmartSearch column identifies inclusion at the closest semantic matching preset. It is not a literal keyword match, a per-company confidence score or a quality endorsement. Changing the search form opens a new search in RevenueBase; it does not reclassify these saved rows.
How many securities compliance firms did RevenueBase find worldwide?
The saved snapshot records 4,131 matching company records, 40,947 tracked contacts and 14,057 verified emails. The public preview displays 25 selected records.
Where do the company descriptions come from?
RevenueBase compiles company information from public sources, including company websites and public professional profiles such as LinkedIn, alongside information supplied by companies. The short recorded excerpt shown here is separate from the complete business description used for matching; individual source URLs and collection dates are not provided in this public snapshot.
How are the public companies ordered?
The selected public records are ordered by contacts tracked in RevenueBase, highest first. Contact coverage is a prospecting measure, not an assessment of the company's services or quality.
How can I get contact information?
Select a company's contact count to open its filtered contacts in RevenueBase. Free signup is required and includes 500 credits and limited free results. Verified emails, direct dials and mobile numbers depend on available coverage.
How current is this list?
Snapshot: November 6, 2026. Review each company's website for current services and locations. A recorded business description does not establish that every company offers every service named in the search.
What do headquarters and employee bands mean?
These are recorded company-level fields, rather than a map of every branch or a count of specialists. Missing headquarters or employee bands are labeled; older records may show a location separately from recorded headquarters.
Build your next target company list
Adapt this niche search and work with available contacts in RevenueBase.
Related lists
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Cite this list
RevenueBase Data Team. Top 25 securities compliance firms worldwide. Snapshot: November 6, 2026. https://revenuebase.ai/companies/browse/securities-compliance-firms.
This is a selected public preview of saved company records, rather than an independently verified census. Open the source page ↗
More company lists
Company intelligence · public preview
Top 25 securities compliance firms worldwide
RevenueBase records 4,131 matching company records for securities compliance firms worldwide, with 40,947 tracked contacts and 14,057 verified work emails.
This public preview shows 25 selected records ordered by tracked contacts. RevenueBase SmartSearch finds company descriptions that match by meaning at Exact. Snapshot: November 6, 2026.
RevenueBase compiles business descriptions for niche-company discovery; each row shows a recorded excerpt where available. Adapt this search to find the companies and contacts you want.
Top 25 securities compliance firms worldwide
The public list shows selected company records with contact and verified-email coverage. Reported employee bands provide separate company-size context.
| # | Company | Headquarters on record | Reported employees | RevenueBase SmartSearch | Tracked contacts |
|---|---|---|---|---|---|
| 1 | Donnelley Financial Solutions Dfindfinsolutions.com HQ: Lancaster, PA, United StatesReported employees: 1,001-5,000 | Lancaster, PA, United States | 1,001-5,000 | Exact match | 1,790 contacts → |
“DFIN is the leading global provider of compliance and regulatory software and services, fueling end-to-end investment company regulatory compliance needs, complex capital markets…” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 2 | ACA Groupacaglobal.com HQ: New York, United StatesReported employees: 1,001-5,000 | New York, United States | 1,001-5,000 | Exact match | 1,660 contacts → |
“ACA Group is the leading governance, risk, and compliance advisor to the financial services industry.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 3 | True Potential LLPtruepotential.co.uk HQ: Newcastle Upon Tyne, United KingdomReported employees: 501-1,000 | Newcastle Upon Tyne, United Kingdom | 501-1,000 | Exact match | 1,284 contacts → |
“Through our industry leading technology and services, we power the businesses of 20% of the UK financial adviser market.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 4 | VBPvbp.au HQ: Sydney, AustraliaReported employees: 1,001-5,000 | Sydney, Australia | 1,001-5,000 | Exact match | 1,019 contacts → |
“Built for Advice Firms.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 5 | CT Corporationwolterskluwer.com HQ: New York, NY, United StatesReported employees: 1,001-5,000 | New York, NY, United States | 1,001-5,000 | Exact match | 823 contacts → |
“CT Corporation helps small businesses, corporations, and law firms around the world manage their most critical business and legal compliance responsibilities.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 6 | Complycomply.com HQ: New York, United StatesReported employees: 201-500 | New York, United States | 201-500 | Exact match | 414 contacts → |
“At Comply, we pride ourselves on being the champion for compliance professionals.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 7 | Aithent INCaithent.com HQ: New York, NY, United StatesReported employees: 201-500 | New York, NY, United States | 201-500 | Exact match | 410 contacts → |
“Aithent creates high-value regulatory compliance management solutions for financial services, government, healthcare and insurance organizations around the globe.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 8 | Merit Financial Advisorsmeritfinancialadvisors.com HQ: Alpharetta, GA, United StatesReported employees: 201-500 | Alpharetta, GA, United States | 201-500 | Exact match | 375 contacts → |
“Merit Financial Advisors' mission is focused on growth - both supporting clients in exceeding their financial goals and supporting advisors in evolving and expanding their…” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 9 | Registrar Corpregistrarcorp.com HQ: Hampton, VA, United StatesReported employees: 51-200 | Hampton, VA, United States | 51-200 | Exact match | 325 contacts → |
“Registrar Corp is your trusted partner helping you navigate global regulatory requirements with expert services, innovative software solutions and comprehensive online compliance…” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 10 | Wilmington PLCwilmingtonplc.com HQ: Birmingham, United KingdomReported employees: 501-1,000 | Birmingham, United Kingdom | 501-1,000 | Exact match | 287 contacts → |
“We help our customers to do the right business in the right way.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 11 | Cetera Investment Services LLCcetera.com HQ: St. Cloud, MN, United StatesReported employees: 201-500 | St. Cloud, MN, United States | 201-500 | Exact match | 279 contacts → |
“Cetera Investment Services LLC (marketed as Cetera Financial Institutions or Cetera Investors) Member FINRA/SIPC At Cetera® Investment Services, our Midwestern roots mean we can’t…” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 12 | SACMsacm.co.uk HQ: United KingdomReported employees: Not recorded | United Kingdom | Not recorded | Exact match | 230 contacts → |
“Compliance and Risk Services” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 13 | Mastheadmasthead.co.za HQ: Cape Town, South AfricaReported employees: 51-200 | Cape Town, South Africa | 51-200 | Exact match | 209 contacts → |
“About Masthead Since 2004, Masthead has been the trusted partner for financial service providers (FSPs) and other business sectors across South Africa.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 14 | MICAmicasf.com HQ: Québec, CanadaReported employees: 51-200 | Québec, Canada | 51-200 | Exact match | 205 contacts → |
“Fière d’une culture d’entreprise 100 % québécoise basée sur les relations franches et conviviales, MICA est considérée comme une firme d’avant-garde.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 15 | Janaswamy Associatesjanaswamy.com HQ: Mumbai, IndiaReported employees: 201-500 | Mumbai, India | 201-500 | Exact match | 199 contacts → |
“Janaswamy Associates is an accounting firm founded by Mr.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 16 | Royal Alliance Associatesroyalalliance.com HQ: Jersey City, NJ, United StatesReported employees: 201-500 | Jersey City, NJ, United States | 201-500 | Exact match | 192 contacts → |
“Put Our Strengths To Work For You.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 17 | Shah Kapadia & Associatestheska.in HQ: Mumbai, IndiaReported employees: 201-500 | Mumbai, India | 201-500 | Exact match | 189 contacts → |
“Shah Kapadia & Associates is a pioneer in the field of the securities market for SEBI compliance assistance, audit & assurance, process review and risk management.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 18 | Suresh & COsureshandco.com HQ: Bangalore, IndiaReported employees: 51-200 | Bangalore, India | 51-200 | Exact match | 188 contacts → |
“We are a trusted advisory and compliance firm known for integrity, technical depth, and commercial practicality.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 19 | Independent Financial Group, LLCifgsd.com HQ: San Diego, CA, United StatesReported employees: 51-200 | San Diego, CA, United States | 51-200 | Exact match | 186 contacts → |
“Independent Financial Group, LLC is a securities and investment firm offering personalized services to individuals and institutional investors through our team of independent…” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 20 | DM Financialdmfinancial.com HQ: Limerick, IrelandReported employees: 201-500 | Limerick, Ireland | 201-500 | Exact match | 182 contacts → |
“DM is an independent financial services company headquartered in Ireland with offices in Singapore, Netherlands, the UK and the Cayman Islands.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 21 | Harbor Complianceharborcompliance.com HQ: Lancaster, PA, United StatesReported employees: 201-500 | Lancaster, PA, United States | 201-500 | Exact match | 181 contacts → |
“We provide innovative compliance solutions by embracing complexity and making it simple.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 22 | Vertical Relevanceverticalrelevance.com HQ: New York, NJ, United StatesReported employees: 51-200 | New York, NJ, United States | 51-200 | Exact match | 172 contacts → |
“Vertical Relevance is an industry-focused consulting firm with deep expertise in financial services and additional regulated industries.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 23 | Optima Partnersoptima-partners.com HQ: NY, United StatesReported employees: 51-200 | NY, United States | 51-200 | Exact match | 157 contacts → |
“Established in 2014, Optima is a leading global regulatory compliance and cybersecurity consulting firm advising financial institutions, including investment managers, hedge…” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 24 | Soho Square Solutionssohosquaresolutions.com HQ: New York, ON, United StatesReported employees: 201-500 | New York, ON, United States | 201-500 | Exact match | 157 contacts → |
“Experts on financial regulatory & compliance, business analysis, project Implementation and delivery for Corporate and Investment Banking, Asset management clients Firm…” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 25 | Gateway Financial Partnersgatewayfinancialpartners.com HQ: Glastonbury, CT, United StatesReported employees: 51-200 | Glastonbury, CT, United States | 51-200 | Exact match | 143 contacts → |
“Gateway Financial Partners is an independent financial services firm headquartered in Glastonbury, Connecticut, supporting advisors in 26 states.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
Showing 25 of 4,131 company matches
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Securities compliance firms: dataset insights
November 6, 2026These summaries describe recorded coverage in this saved dataset. This page is derived from saved source records; per-contact mobile coverage and email-recency results are not established by this snapshot.
Reported company sizes
4,118 records in the displayed employee bands.
13 matching records are outside the displayed bands or do not have a displayed size. Bars show shares of the displayed bands.
Email recency for this list is measured across the whole country list rather than for Worldwide, so it is reported there. Company counts and contact totals on this page are exact for Worldwide, over 4,131 companies.
How this company list was built
Describe a niche in your own words: companies installing commercial solar, or manufacturers of sustainable packaging. RevenueBase SmartSearch finds companies whose compiled business descriptions match by meaning. This list is one saved example to adapt.
Where the company descriptions come from
RevenueBase compiles company information from public sources, including company websites and public professional profiles such as LinkedIn, alongside information supplied by companies. The short recorded excerpt shown here is separate from the complete business description used for matching; individual source URLs and collection dates are not provided in this public snapshot.
RevenueBase SmartSearch matching settings
- Exact
- Closest fits to the business described.
- Similar
- Similar businesses with a wider range of fits.
- Related
- Related businesses in and around the category.
- Broad
- A broader set of businesses connected to the description.
RevenueBase SmartSearch · Exact match identifies inclusion in this search's closest semantic matching setting. It is not a per-company confidence score, a literal keyword match, or a quality endorsement.
Selection, ordering and scope
The public list shows selected company records with contact and verified-email coverage. Reported employee bands provide separate company-size context.
This page is derived from saved source records; per-contact mobile coverage and email-recency results are not established by this snapshot.
Recorded company descriptions support research; check company websites for current services. The selected preview is ordered by tracked contacts and is not a list of the best service providers.
Snapshot: November 6, 2026.
RevenueBase is a B2B data infrastructure company. Its September 3, 2026 published methodology describes a graph of 60 million companies and 398.9 million professional contacts; these platform figures differ from this page's totals. Published methodology ↗
Securities compliance firms by location
28 lists · largest firstEvery Securities compliance firms list RevenueBase publishes, by country and city. Counts are matching companies in each list as of its own refresh date.
Countries
- Securities compliance firms based in the United States1,521
- Securities compliance firms based in India325
- Securities compliance firms based in the United Kingdom304
- Securities compliance firms based in Brazil126
- Securities compliance firms based in Australia73
- Securities compliance firms based in Italy73
- Securities compliance firms based in France70
- Securities compliance firms based in Spain69
- Securities compliance firms based in Germany64
- Securities compliance firms based in Canada62
- Securities compliance firms based in the United Arab Emirates60
- Securities compliance firms based in South Africa51
- Securities compliance firms based in Switzerland48
- Securities compliance firms based in Mexico44
- Securities compliance firms based in the Netherlands43
- Securities compliance firms based in Hong Kong32
Cities
- Securities compliance firms based in London, United Kingdom141
- Securities compliance firms based in New York, United States132
- Securities compliance firms based in Mumbai, India54
- Securities compliance firms based in Sao Paulo, Brazil42
- Securities compliance firms based in Paris, France40
- Securities compliance firms based in Chicago, United States32
- Securities compliance firms based in Bangalore, India28
- Securities compliance firms based in Sydney, Australia27
- Securities compliance firms based in Miami, United States26
- Securities compliance firms based in Toronto, Canada26
- Securities compliance firms based in Delhi, India25
- Securities compliance firms based in Milan, Italy25
Questions about this company list
What does Exact match mean for securities compliance firms?
The separate RevenueBase SmartSearch column identifies inclusion at the closest semantic matching preset. It is not a literal keyword match, a per-company confidence score or a quality endorsement. Changing the search form opens a new search in RevenueBase; it does not reclassify these saved rows.
How many securities compliance firms did RevenueBase find worldwide?
The saved snapshot records 4,131 matching company records, 40,947 tracked contacts and 14,057 verified emails. The public preview displays 25 selected records.
Where do the company descriptions come from?
RevenueBase compiles company information from public sources, including company websites and public professional profiles such as LinkedIn, alongside information supplied by companies. The short recorded excerpt shown here is separate from the complete business description used for matching; individual source URLs and collection dates are not provided in this public snapshot.
How are the public companies ordered?
The selected public records are ordered by contacts tracked in RevenueBase, highest first. Contact coverage is a prospecting measure, not an assessment of the company's services or quality.
How can I get contact information?
Select a company's contact count to open its filtered contacts in RevenueBase. Free signup is required and includes 500 credits and limited free results. Verified emails, direct dials and mobile numbers depend on available coverage.
How current is this list?
Snapshot: November 6, 2026. Review each company's website for current services and locations. A recorded business description does not establish that every company offers every service named in the search.
What do headquarters and employee bands mean?
These are recorded company-level fields, rather than a map of every branch or a count of specialists. Missing headquarters or employee bands are labeled; older records may show a location separately from recorded headquarters.
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Cite this list
RevenueBase Data Team. Top 25 securities compliance firms worldwide. Snapshot: November 6, 2026. https://revenuebase.ai/companies/browse/securities-compliance-firms.
This is a selected public preview of saved company records, rather than an independently verified census. Open the source page ↗