Company lists · Data refreshed September 2026
Top 25 Securities compliance consulting firms worldwide
RevenueBase identified 2,250 securities compliance consulting firms worldwide as of September 2026 and tracks 12,630 professional contacts across them, including 4,218 with verified work emails. The United States is the largest market and New York the largest hub.
This list covers securities compliance consulting firms worldwide, matched on what each company actually does as described in its own words. Ranked by team size, largest first. Every row shows the company's own description, its RevenueBase Smart Search rating, and when it was last checked. Data refreshed September 29, 2026. Country and city lists for securities compliance consulting firms follow the table.
Published by RevenueBase, a B2B data infrastructure company. This list was built with RevenueBase Smart Search, the natural-language company search RevenueBase customers use to build their own targeted lists and unlock verified emails and direct dials at the companies on them. How these lists are built and judged.
The 25 largest securities compliance consulting firms worldwide
Ranked by team size| # | Company | Contacts | |||
|---|---|---|---|---|---|
| 1 | 308 contacts → | ||||
Partial evidence “At Comply, we pride ourselves on being the champion for compliance professionals.” Source: RevenueBase Database · checked Sep 29, 2026Thanks. The Data Team will review it. | |||||
| 2 | 183 contacts → | ||||
Strong evidence “Shah Kapadia & Associates is a pioneer in the field of the securities market for SEBI compliance assistance, audit & assurance, process review and risk management.” Source: RevenueBase Database · checked Sep 29, 2026Thanks. The Data Team will review it. | |||||
| 3 | 145 contacts → | ||||
Strong evidence “Established in 2014, Optima is a leading global regulatory compliance and cybersecurity consulting firm advising financial institutions, including investment managers, hedge…” Source: RevenueBase Database · checked Sep 29, 2026Thanks. The Data Team will review it. | |||||
| 4 | 142 contacts → | ||||
Partial evidence “Experts on financial regulatory & compliance, business analysis, project Implementation and delivery for Corporate and Investment Banking, Asset management clients Firm…” Source: RevenueBase Database · checked Sep 29, 2026Thanks. The Data Team will review it. | |||||
| 5 | 134 contacts → | ||||
Strong evidence “About Arendt - Regulatory & Consulting We help clients remain compliant while running a profitable business.” Source: RevenueBase Database · checked Sep 29, 2026Thanks. The Data Team will review it. | |||||
| 6 | 122 contacts → | ||||
Partial evidence “Risk & Regulatory Consulting, LLC is a leading, national professional services firm dedicated to providing exceptional consulting services to insurance regulators.” Source: RevenueBase Database · checked Sep 29, 2026Thanks. The Data Team will review it. | |||||
| 7 | 110 contacts → | ||||
Indirect evidence “For over 40 years, DFP Partners has been a committed ally to Broker-Dealers, Registered Investment Advisers, and other financial services firms looking for accounting and…” Source: RevenueBase Database · checked Sep 29, 2026Thanks. The Data Team will review it. | |||||
| 8 | 106 contacts → | ||||
Partial evidence “WoRisGo is an all-inclusive global service provider, delivering quintessential risk management solutions, governance and compliance assurance to help businesses face uncertainties…” Source: RevenueBase Database · checked Sep 29, 2026Thanks. The Data Team will review it. | |||||
| 9 | 103 contacts → | ||||
Indirect evidence “j.” Source: RevenueBase Database · checked Sep 29, 2026Thanks. The Data Team will review it. | |||||
| 10 | 102 contacts → | ||||
Indirect evidence “We enable financial services firms to meet their most complex regulatory requirements through specialist technology and expert-led advisory services.” Source: RevenueBase Database · checked Sep 29, 2026Thanks. The Data Team will review it. | |||||
| 11 | 82 contacts → | ||||
Strong evidence “The RWC Group is a leading provider of top tier consulting, expert manpower and compliance services to the premier financial institutions, financial technology companies, and…” Source: RevenueBase Database · checked Sep 29, 2026Thanks. The Data Team will review it. | |||||
| 12 | 81 contacts → | ||||
Indirect evidence “Notre cabinet de conseil développe son expertise auprès des Directions Financières & Risques avec la volonté de proposer une structure agile et réactive qui permet aux projets les…” Source: RevenueBase Database · checked Sep 29, 2026Thanks. The Data Team will review it. | |||||
| 13 | 76 contacts → | ||||
Indirect evidence “Más que abogados somos consultores de negocios integrales, la eficacia y prevención de riesgos futuros caracterizan nuestro servicio.” Source: RevenueBase Database · checked Sep 29, 2026Thanks. The Data Team will review it. | |||||
| 14 | 71 contacts → | ||||
Partial evidence “Waystone is a leading asset-servicing solutions provider of institutional governance, administration, risk and compliance services to financial institutions.” Source: RevenueBase Database · checked Sep 29, 2026Thanks. The Data Team will review it. | |||||
| 15 | 69 contacts → | ||||
Indirect evidence “Passcon is now AML RightSource.” Source: RevenueBase Database · checked Sep 29, 2026Thanks. The Data Team will review it. | |||||
| 16 | 69 contacts → | ||||
Indirect evidence “Established in the year 1987, fully operational and growing exponentially since early 2003.” Source: RevenueBase Database · checked Sep 29, 2026Thanks. The Data Team will review it. | |||||
| 17 | 67 contacts → | ||||
Indirect evidence “Ashland Partners & Company LLP is a PCAOB registered, specialty CPA firm providing due diligence solutions to the investment management industry.” Source: RevenueBase Database · checked Sep 29, 2026Thanks. The Data Team will review it. | |||||
| 18 | 64 contacts → | ||||
Strong evidence “fscom is one of the premier specialist consulting firms providing governance, risk, and compliance solutions to financial services institutions in the UK and Ireland.” Source: RevenueBase Database · checked Sep 29, 2026Thanks. The Data Team will review it. | |||||
| 19 | 62 contacts → | ||||
Partial evidence “Our team of veteran compliance executives empowers businesses with the most practical, informed and strategic regulatory support services.” Source: RevenueBase Database · checked Sep 29, 2026Thanks. The Data Team will review it. | |||||
| 20 | 61 contacts → | ||||
Partial evidence “Quest CE helps financial service organizations manage their compliance operations by offering firm training programs, disclosure tracking services and branch audit solutions.” Source: RevenueBase Database · checked Sep 29, 2026Thanks. The Data Team will review it. | |||||
| 21 | 60 contacts → | ||||
Indirect evidence “To meet rigorous regulatory expectations and requirements, it is imperative that organizations have access to “best in class” talent that has extensive knowledge of the businesses…” Source: RevenueBase Database · checked Sep 29, 2026Thanks. The Data Team will review it. | |||||
| 22 | 59 contacts → | ||||
Partial evidence “For over 40 years, Sheshunoff Consulting + Solutions has been committed to helping financial institutions manage risk and drive financial improvement.” Source: RevenueBase Database · checked Sep 29, 2026Thanks. The Data Team will review it. | |||||
| 23 | 56 contacts → | ||||
Indirect evidence “We are now Acclarity.” Source: RevenueBase Database · checked Sep 29, 2026Thanks. The Data Team will review it. | |||||
| 24 | 53 contacts → | ||||
Indirect evidence “Financial industry expertise.” Source: RevenueBase Database · checked Sep 29, 2026Thanks. The Data Team will review it. | |||||
| 25 | 53 contacts → | ||||
Partial evidence “MQMR helps its clients climb higher by bridging the gap between risk and compliance through its suite of risk-related services.” Source: RevenueBase Database · checked Sep 29, 2026Thanks. The Data Team will review it. | |||||
RevenueBase Smart Search
RevenueBase Smart Search assesses information from a company’s LinkedIn profile, information supplied directly by the company, its website, and other publicly available sources. It uses that information to rate how closely the company relates to this list’s category: securities compliance consulting firms. Every row carries its rating and the description the rating was read from, so each one can be checked rather than taken on trust.
- Strong evidence
- The company's own public description of its business names securities compliance consulting firms.
- Partial evidence
- Its own public description names part of securities compliance consulting firms, so it works in or next to the category without describing itself that way.
- Indirect evidence
- The description shown does not name securities compliance consulting firms. The match rests on the rest of the company's public profile rather than the one sentence quoted here, so this is the rating to check first.
RevenueBase Smart Search is how these lists are built: RevenueBase's data engine and AI assemble the companies that match a category defined in a user's own words, so a list can be about what companies actually do rather than about whichever industry code they were filed under.
Showing 25 of 2,250 securities compliance consulting firms worldwide
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Securities compliance consulting firms worldwide at a glance
As of Sep 29, 2026Companies by employee count
Email recency is reported on each country list linked below.
How this list was built
Company categories are rarely black and white. RevenueBase reads each company's own description of its business to decide whether it belongs among securities compliance consulting firms, so some rows will be adjacent to the category rather than pure plays. The description and RevenueBase Smart Search rating on every row are there so you can check each match yourself.
- Source
- The RevenueBase company graph: 60 million companies and 398.9 million professional contacts resolved from primary sources, queried with RevenueBase Smart Search, the natural-language company search available to every RevenueBase user.
- Coverage
- Every country. Country and city lists for securities compliance consulting firms are linked below.
- What qualifies
- Companies worldwide whose own description of what they do matches “securities compliance consulting firms”. Matching reads each company's description, not its industry code or its name.
- RevenueBase Smart Search
- RevenueBase Smart Search is how this list is assembled and how each row is rated. RevenueBase's data engine and AI assess a company's LinkedIn profile, information supplied directly by the company, its website and other publicly available information, then relate it to a category defined in a user's own words. Each row is rated strong evidence (its own description names securities compliance consulting firms), partial evidence (it names part of the category) or indirect evidence (the description shown names none of it and the match rests on the rest of the company's profile). The description supporting each rating is quoted on the row.
- What we exclude
- Companies whose own description does not clearly place them among securities compliance consulting firms, and records with no verified work email.
- Match quality
- In blind human judging of this matching method, 86% of matched companies were on target. Expect roughly 1 in 7 rows to be adjacent to the category rather than a pure play. Every row shows the company's own description and its RevenueBase Smart Search rating so you can judge each match yourself. Read the full methodology: how the lists are built, how the judging worked, and what the figure means.
- Ranking
- Team size, largest first: companies are ordered by the number of professionals RevenueBase tracks at each one. Employee ranges shown are reported bands, for context.
- Verification
- Every listed company carries at least one verified work email, 4,218 across the full list. Contacts re-verify on a rolling cadence, and each contact's own verification date is shown inside RevenueBase.
- Refresh
- This page's figures were pulled from the company graph on September 29, 2026. Lists refresh periodically as the graph is re-checked.
- Corrections
- Wrong category, wrong headquarters, or a company that has closed? Use “Report an issue” on any row. Reports go to the RevenueBase Data Team and feed back into the company graph.
Securities compliance consulting firms by location
16 lists · largest firstEvery Securities compliance consulting firms list RevenueBase publishes, by country and city. Counts are matching companies in each list as of its own refresh date.
Countries
- Securities compliance consulting firms based in the United States704
- Securities compliance consulting firms based in the United Kingdom144
- Securities compliance consulting firms based in Brazil87
- Securities compliance consulting firms based in India74
- Securities compliance consulting firms based in France64
- Securities compliance consulting firms based in Mexico49
- Securities compliance consulting firms based in Italy45
- Securities compliance consulting firms based in Canada44
- Securities compliance consulting firms based in Germany41
- Securities compliance consulting firms based in Spain41
- Securities compliance consulting firms based in Australia33
- Securities compliance consulting firms based in South Africa31
- Securities compliance consulting firms based in Switzerland25
Cities
Frequently asked
What is RevenueBase Smart Search?
RevenueBase Smart Search is how RevenueBase decides which companies belong on this list and how strongly each one fits. Its data engine and AI assess a company's LinkedIn profile, information supplied directly by the company, its website and other publicly available information, then relate it to the category the list is about. Each row is rated strong evidence when the company's own description names securities compliance consulting firms, partial evidence when it names part of the category, and indirect evidence when the description shown names none of it and the match rests on the rest of the company's profile.
How many securities compliance consulting firms are there worldwide?
RevenueBase identified 2,250 securities compliance consulting firms worldwide as of September 2026, matched on each company's own description of what it does rather than its industry code.
What is the largest company on this list?
Comply, headquartered in New York City, tops this list with the largest team on record.
Which country has the most securities compliance consulting firms?
The United States leads with 704 companies, followed by the United Kingdom (144) and Brazil (87). Every securities compliance consulting firms list by country and city is linked on this page.
Which city has the most securities compliance consulting firms?
New York leads with 78 headquartered companies, followed by London (66) and Paris (40).
How do I get contact information for these companies?
A free RevenueBase account lets you run this exact search and work the top results, verified emails and direct dials included. Upgrading unlocks all 4,218 verified decision-maker contacts tracked across these 2,250 companies.
How current is this list?
The list refreshes periodically as the company graph is re-checked. This page's figures were pulled on September 29, 2026.
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About this data
RevenueBase is a B2B data infrastructure company. Its company graph covers 60 million companies and 398.9 million professional contacts, with emails verified on a rolling cadence rather than scraped once and left to decay. These company lists are generated directly from that graph with RevenueBase Smart Search, the same natural-language company search every RevenueBase user has: describe a market in plain words, get the companies that match, and add verified emails and direct dials for the people at them. It is the same data that powers RevenueBase's B2B data products, and a free account includes 500 credits to start. How these lists are built and judged.