Company lists · Data refreshed November 2026
Top 25 Securities compliance consultants worldwide
RevenueBase identified 2,698 company matches for securities compliance consultants worldwide as of November 2026 and tracks 22,288 professional contacts across them, including 8,970 with verified work emails. The United States is the largest market and London the largest hub.
This list covers company matches for securities compliance consultants worldwide, found by RevenueBase SmartSearch using the meaning of business descriptions in its company graph at Exact. Ranked by professionals tracked, largest first. Rows show recorded descriptions where available, Exact search membership and the snapshot date. Data refreshed November 6, 2026. Country and city lists for securities compliance consultants follow the table.
Published by RevenueBase, a B2B data infrastructure company. This list was built with RevenueBase SmartSearch, the natural-language company search RevenueBase customers use to build their own targeted lists and unlock verified emails and direct dials at the companies on them. How these lists are built and judged.
The 25 largest securities compliance consultants worldwide
Ranked by team size| # | Company | Contacts | |||
|---|---|---|---|---|---|
| 1 | 1,790 contacts → | ||||
Exact match “DFIN is the leading global provider of compliance and regulatory software and services, fueling end-to-end investment company regulatory compliance needs, complex capital markets…” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 2 | 1,660 contacts → | ||||
Exact match “ACA Group is the leading governance, risk, and compliance advisor to the financial services industry.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 3 | 1,284 contacts → | ||||
Exact match “Through our industry leading technology and services, we power the businesses of 20% of the UK financial adviser market.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 4 | 414 contacts → | ||||
Exact match “At Comply, we pride ourselves on being the champion for compliance professionals.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 5 | 230 contacts → | ||||
Exact match “Compliance and Risk Services” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 6 | 189 contacts → | ||||
Exact match “Shah Kapadia & Associates is a pioneer in the field of the securities market for SEBI compliance assistance, audit & assurance, process review and risk management.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 7 | 188 contacts → | ||||
Exact match “We are a trusted advisory and compliance firm known for integrity, technical depth, and commercial practicality.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 8 | 175 contacts → | ||||
Exact match “As sweeping changes in regulation, technology, and markets transform the financial sector, high performing organizations know they can’t stay ahead by standing still.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 9 | 157 contacts → | ||||
Exact match “Established in 2014, Optima is a leading global regulatory compliance and cybersecurity consulting firm advising financial institutions, including investment managers, hedge…” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 10 | 157 contacts → | ||||
Exact match “Experts on financial regulatory & compliance, business analysis, project Implementation and delivery for Corporate and Investment Banking, Asset management clients Firm…” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 11 | 142 contacts → | ||||
Exact match “We enable financial services firms to meet their most complex regulatory requirements through specialist technology and expert-led advisory services.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 12 | 137 contacts → | ||||
Exact match “About Arendt - Regulatory & Consulting We help clients remain compliant while running a profitable business.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 13 | 137 contacts → | ||||
Exact match “Risk & Regulatory Consulting, LLC is a leading, national professional services firm dedicated to providing exceptional consulting services to insurance regulators.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 14 | 137 contacts → | ||||
Exact match “Intelligent compliance solutions for outcomes that matter* We offer complete compliance solutions to help financial services firms solve their regulatory challenges.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 15 | 126 contacts → | ||||
Exact match “Finalyse is a Europe-wide leading consultancy founded in 1988.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 16 | 113 contacts → | ||||
Exact match “For over 40 years, DFP Partners has been a committed ally to Broker-Dealers, Registered Investment Advisers, and other financial services firms looking for accounting and…” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 17 | 112 contacts → | ||||
Exact match “j.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 18 | 111 contacts → | ||||
Exact match “WoRisGo is an all-inclusive global service provider, delivering quintessential risk management solutions, governance and compliance assurance to help businesses face uncertainties…” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 19 | 106 contacts → | ||||
Exact match “We offer end-to-end solutions for financial services firms and their counsel, providing support throughout the lifecycle of their legal matters.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 20 | 91 contacts → | ||||
Exact match “The RWC Group is a leading provider of top tier consulting, expert manpower and compliance services to the premier financial institutions, financial technology companies, and…” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 21 | 91 contacts → | ||||
Exact match “Simplify Compliance helps customers learn, comply, and succeed by providing mission-critical regulatory and business information, analysis, and tools.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 22 | 85 contacts → | ||||
Exact match “Notre cabinet de conseil développe son expertise auprès des Directions Financières & Risques avec la volonté de proposer une structure agile et réactive qui permet aux projets les…” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 23 | 81 contacts → | ||||
Exact match “Providing full-service, backend regulatory support services to investment advisers and other financial institutions through five distinct practice areas- Compliance…” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 24 | 80 contacts → | ||||
Exact match “Dr.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 25 | 80 contacts → | ||||
Exact match “In complex transformation programmes, risk, regulation, financial crime, data, technology and operations no longer sit in separate silos.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
RevenueBase SmartSearch
Describe a niche business in your own words. RevenueBase SmartSearch compares the meaning of your description with company business descriptions compiled in the RevenueBase company graph. Exact, Similar, Related and Broad control how closely companies must fit.
This list uses Exact for “securities compliance consultants”. Each Exact match badge shows membership in that saved search; it is not an individual similarity score or a service-quality rating. Recorded descriptions are shown where available.
Showing 25 of 2,698 securities compliance consultants worldwide
See the full list, filter by size, metro and specialty, and access 8,970 tracked professional contacts with verified work emails. Direct dials are available where recorded.
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Securities compliance consultants worldwide at a glance
As of Nov 6, 2026Companies by employee count
Email recency is reported on each country list linked below.
How this list was built
The recorded descriptions help you assess these company matches. Check a company’s website for its current services and locations.
- Source
- The RevenueBase company graph: 60 million companies and 398.9 million professional contacts resolved from primary sources, queried with RevenueBase SmartSearch, the natural-language company search available to every RevenueBase user.
- Coverage
- Every country. Country and city lists for securities compliance consultants are linked below.
- What qualifies
- Company records worldwide whose business descriptions match “securities compliance consultants” by meaning at the Exact setting. Descriptions are compiled in the RevenueBase company graph from public websites, profiles and company information where available; they are not guaranteed quotations from the company's website.
- RevenueBase SmartSearch
- Describe a niche company in your own words to find businesses by meaning. Exact, Similar, Related and Broad control the breadth of RevenueBase SmartSearch. This saved list uses Exact. Each row's Exact match badge shows inclusion in that search, not an individual score or a service-quality judgment.
- Public preview
- The public preview omits records without a verified work email. Dataset totals and geographic summaries describe the full matched records before these preview filters.
- Match quality
- RevenueBase's August 25, 2026 study assessed 4,198 description/company pairs across matching settings. The publisher reports 86% good or better at Exact. This evaluates the method across queries; it does not audit this individual list. Recorded company descriptions, where available, help you judge each match yourself. Read the full methodology: how the lists are built and what the study measures.
- Ranking
- Team size, largest first: companies are ordered by the number of professionals RevenueBase tracks at each one. Employee ranges shown are reported bands, for context.
- Verification
- Every displayed company carries at least one verified work email. RevenueBase tracks 8,970 professional contacts with verified work emails across the full matched dataset. Contacts re-verify on a rolling cadence, and each contact's own verification date is shown inside RevenueBase.
- Refresh
- This page's figures were pulled from the company graph on November 6, 2026. Lists refresh periodically as the graph is re-checked.
- Record context
- Company records and descriptions can change. Check the company's website for its current services and locations.
Securities compliance consultants by location
22 lists · largest firstEvery Securities compliance consultants list RevenueBase publishes, by country and city. Counts are matching companies in each list as of its own refresh date.
Countries
- Securities compliance consultants based in the United States787
- Securities compliance consultants based in the United Kingdom269
- Securities compliance consultants based in India152
- Securities compliance consultants based in Brazil74
- Securities compliance consultants based in France62
- Securities compliance consultants based in Canada54
- Securities compliance consultants based in Italy54
- Securities compliance consultants based in Germany53
- Securities compliance consultants based in Spain51
- Securities compliance consultants based in Australia50
- Securities compliance consultants based in the United Arab Emirates46
- Securities compliance consultants based in Mexico38
- Securities compliance consultants based in South Africa38
- Securities compliance consultants based in Switzerland36
- Securities compliance consultants based in the Netherlands32
- Securities compliance consultants based in Hong Kong26
Cities
- Securities compliance consultants based in London, United Kingdom135
- Securities compliance consultants based in New York, United States87
- Securities compliance consultants based in Paris, France41
- Securities compliance consultants based in Mumbai, India26
- Securities compliance consultants based in Sao Paulo, Brazil26
- Securities compliance consultants based in Toronto, Canada25
Frequently asked
What is RevenueBase SmartSearch?
RevenueBase SmartSearch finds niche companies by the meaning of their business descriptions in the RevenueBase company graph. Exact, Similar, Related and Broad control how closely companies must fit your description. This list uses Exact for “securities compliance consultants”; each Exact match badge shows search membership, not an individual similarity or quality score.
How many securities compliance consultants are there worldwide?
RevenueBase identified 2,698 company matches for securities compliance consultants worldwide as of November 2026, using the meaning of business descriptions at Exact. This is the recorded matched set in the RevenueBase company graph.
What is the largest company on this list?
Donnelley Financial Solutions Dfin tops the displayed preview by professional contacts tracked in RevenueBase. Recorded headquarters appear in the company rows.
Which country has the most securities compliance consultants?
The United States leads with 787 companies, followed by the United Kingdom (269) and India (152). Every securities compliance consultants list by country and city is linked on this page.
Which city has the most securities compliance consultants?
London leads with 136 company records, followed by New York (87) and Paris (41).
How do I get contact information for these companies?
A free RevenueBase account lets you run this exact search and work limited free results with 500 credits to start. Upgrading provides access to the 8,970 professional contacts with verified work emails tracked across these 2,698 companies; direct dials are available where recorded.
How current is this list?
The list refreshes periodically as the company graph is re-checked. This page's figures were pulled on November 6, 2026.
Ready to reach these companies? Verified emails and direct dials for all 2,698 securities compliance consultants worldwide. Start with a free account, no credit card.
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About this data
RevenueBase is a B2B data infrastructure company. Its company graph covers 60 million companies and 398.9 million professional contacts, with emails verified on a rolling cadence rather than scraped once and left to decay. These company lists are generated directly from that graph with RevenueBase SmartSearch, the same natural-language company search every RevenueBase user has: describe a market in plain words, get the companies that match, and add verified emails and direct dials for the people at them. It is the same data that powers RevenueBase's B2B data products, and a free account includes 500 credits to start. How these lists are built and judged.
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Company intelligence · public preview
Top 25 securities compliance consultants worldwide
Find companies in any niche.
Describe the businesses you want in your own words. RevenueBase SmartSearch matches company descriptions by meaning.
RevenueBase records 2,698 matching company records for securities compliance consultants worldwide, with 22,288 tracked contacts and 8,970 verified work emails.
This public preview shows 25 selected records ordered by tracked contacts. RevenueBase SmartSearch finds company descriptions that match by meaning at Exact. Snapshot: November 6, 2026.
RevenueBase compiles business descriptions for niche-company discovery; each row shows a recorded excerpt where available. Adapt this search to find the companies and contacts you want.
Top 25 securities compliance consultants worldwide
The public list shows selected company records with contact and verified-email coverage. Reported employee bands provide separate company-size context.
| # | Company | Headquarters on record | Reported employees | RevenueBase SmartSearch | Tracked contacts |
|---|---|---|---|---|---|
| 1 |  Donnelley Financial Solutions Dfindfinsolutions.comHQ: Lancaster, PA, United StatesReported employees: 1,001-5,000 | Lancaster, PA, United States | 1,001-5,000 | Exact match | 1,790 contacts → |
“DFIN is the leading global provider of compliance and regulatory software and services, fueling end-to-end investment company regulatory compliance needs, complex capital markets…” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 2 |  ACA Groupacaglobal.comHQ: New York, United StatesReported employees: 1,001-5,000 | New York, United States | 1,001-5,000 | Exact match | 1,660 contacts → |
“ACA Group is the leading governance, risk, and compliance advisor to the financial services industry.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 3 |  True Potential LLPtruepotential.co.ukHQ: Newcastle Upon Tyne, United KingdomReported employees: 501-1,000 | Newcastle Upon Tyne, United Kingdom | 501-1,000 | Exact match | 1,284 contacts → |
“Through our industry leading technology and services, we power the businesses of 20% of the UK financial adviser market.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 4 |  Complycomply.comHQ: New York, United StatesReported employees: 201-500 | New York, United States | 201-500 | Exact match | 414 contacts → |
“At Comply, we pride ourselves on being the champion for compliance professionals.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 5 | SACMsacm.co.uk HQ: United KingdomReported employees: Not recorded | United Kingdom | Not recorded | Exact match | 230 contacts → |
“Compliance and Risk Services” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 6 |  Shah Kapadia & Associatestheska.inHQ: Mumbai, IndiaReported employees: 201-500 | Mumbai, India | 201-500 | Exact match | 189 contacts → |
“Shah Kapadia & Associates is a pioneer in the field of the securities market for SEBI compliance assistance, audit & assurance, process review and risk management.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 7 |  Suresh & COsureshandco.comHQ: Bangalore, IndiaReported employees: 51-200 | Bangalore, India | 51-200 | Exact match | 188 contacts → |
“We are a trusted advisory and compliance firm known for integrity, technical depth, and commercial practicality.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 8 |  FI Consultingficonsulting.comHQ: Arlington, VA, United StatesReported employees: 51-200 | Arlington, VA, United States | 51-200 | Exact match | 175 contacts → |
“As sweeping changes in regulation, technology, and markets transform the financial sector, high performing organizations know they can’t stay ahead by standing still.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 9 |  Optima Partnersoptima-partners.comHQ: NY, United StatesReported employees: 51-200 | NY, United States | 51-200 | Exact match | 157 contacts → |
“Established in 2014, Optima is a leading global regulatory compliance and cybersecurity consulting firm advising financial institutions, including investment managers, hedge…” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 10 |  Soho Square Solutionssohosquaresolutions.comHQ: New York, ON, United StatesReported employees: 201-500 | New York, ON, United States | 201-500 | Exact match | 157 contacts → |
“Experts on financial regulatory & compliance, business analysis, project Implementation and delivery for Corporate and Investment Banking, Asset management clients Firm…” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 11 |  Novatusnovatus.comHQ: London, United KingdomReported employees: 51-200 | London, United Kingdom | 51-200 | Exact match | 142 contacts → |
“We enable financial services firms to meet their most complex regulatory requirements through specialist technology and expert-led advisory services.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 12 |  Arendt Regulatory & Consultingarendt.comHQ: LuxembourgReported employees: 51-200 | Luxembourg | 51-200 | Exact match | 137 contacts → |
“About Arendt - Regulatory & Consulting We help clients remain compliant while running a profitable business.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 13 |  Risk & Regulatory Consulting LLCriskreg.comHQ: Farmington, CT, United StatesReported employees: 51-200 | Farmington, CT, United States | 51-200 | Exact match | 137 contacts → |
“Risk & Regulatory Consulting, LLC is a leading, national professional services firm dedicated to providing exceptional consulting services to insurance regulators.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 14 |  TCC Grouptcc.groupHQ: City Of London, United KingdomReported employees: 51-200 | City Of London, United Kingdom | 51-200 | Exact match | 137 contacts → |
“Intelligent compliance solutions for outcomes that matter* We offer complete compliance solutions to help financial services firms solve their regulatory challenges.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 15 |  Finalysefinalyse.comHQ: Brussels, BelgiumReported employees: 51-200 | Brussels, Belgium | 51-200 | Exact match | 126 contacts → |
“Finalyse is a Europe-wide leading consultancy founded in 1988.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 16 |  DFP Partnersdfppartners.comHQ: New York, MA, United StatesReported employees: 51-200 | New York, MA, United States | 51-200 | Exact match | 113 contacts → |
“For over 40 years, DFP Partners has been a committed ally to Broker-Dealers, Registered Investment Advisers, and other financial services firms looking for accounting and…” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 17 |  J. Awan & Partnersjawanpartners.comHQ: Dubai, United Arab EmiratesReported employees: 51-200 | Dubai, United Arab Emirates | 51-200 | Exact match | 112 contacts → |
“j.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 18 |  Worisgoworisgo.comHQ: New Delhi, IndiaReported employees: 11-50 | New Delhi, India | 11-50 | Exact match | 111 contacts → |
“WoRisGo is an all-inclusive global service provider, delivering quintessential risk management solutions, governance and compliance assurance to help businesses face uncertainties…” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 19 |  Bates Groupbatesgroup.comHQ: Portland, OR, United StatesReported employees: 51-200 | Portland, OR, United States | 51-200 | Exact match | 106 contacts → |
“We offer end-to-end solutions for financial services firms and their counsel, providing support throughout the lifecycle of their legal matters.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 20 |  The RWC Grouptherwcgroup.comHQ: Fort Worth, TX, United StatesReported employees: 51-200 | Fort Worth, TX, United States | 51-200 | Exact match | 91 contacts → |
“The RWC Group is a leading provider of top tier consulting, expert manpower and compliance services to the premier financial institutions, financial technology companies, and…” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 21 |  Simplify Compliancesimplifycompliance.comHQ: Brentwood, TN, IndiaReported employees: 501-1,000 | Brentwood, TN, India | 501-1,000 | Exact match | 91 contacts → |
“Simplify Compliance helps customers learn, comply, and succeed by providing mission-critical regulatory and business information, analysis, and tools.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 22 |  Vnca Consultingvnca.frHQ: Paris, FranceReported employees: 51-200 | Paris, France | 51-200 | Exact match | 85 contacts → |
“Notre cabinet de conseil développe son expertise auprès des Directions Financières & Risques avec la volonté de proposer une structure agile et réactive qui permet aux projets les…” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 23 |  Fairview LLCfairviewinvest.comHQ: Raleigh, NC, United StatesReported employees: 51-200 | Raleigh, NC, United States | 51-200 | Exact match | 81 contacts → |
“Providing full-service, backend regulatory support services to investment advisers and other financial institutions through five distinct practice areas- Compliance…” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 24 |  Dr. Nagler & Companynagler-company.comHQ: Frankfurt, GermanyReported employees: 51-200 | Frankfurt, Germany | 51-200 | Exact match | 80 contacts → |
“Dr.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 25 |  NEW Link Consultingnew-linkconsulting.comHQ: London, United KingdomReported employees: 51-200 | London, United Kingdom | 51-200 | Exact match | 80 contacts → |
“In complex transformation programmes, risk, regulation, financial crime, data, technology and operations no longer sit in separate silos.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
Showing 25 of 2,698 company matches
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Securities compliance consultants: dataset insights
November 6, 2026These summaries describe recorded coverage in this saved dataset. This page is derived from saved source records; per-contact mobile coverage and email-recency results are not established by this snapshot.
Reported company sizes
2,691 records in the displayed employee bands.
7 matching records are outside the displayed bands or do not have a displayed size. Bars show shares of the displayed bands.
Email recency for this list is measured across the whole country list rather than for Worldwide, so it is reported there. Company counts and contact totals on this page are exact for Worldwide, over 2,698 companies.
How this company list was built
Describe a niche in your own words: companies installing commercial solar, or manufacturers of sustainable packaging. RevenueBase SmartSearch finds companies whose compiled business descriptions match by meaning. This list is one saved example to adapt.
Where the company descriptions come from
RevenueBase compiles company information from public sources, including company websites and public professional profiles such as LinkedIn, alongside information supplied by companies. The short recorded excerpt shown here is separate from the complete business description used for matching; individual source URLs and collection dates are not provided in this public snapshot.
RevenueBase SmartSearch matching settings
- Exact
- Closest fits to the business described.
- Similar
- Similar businesses with a wider range of fits.
- Related
- Related businesses in and around the category.
- Broad
- A broader set of businesses connected to the description.
RevenueBase SmartSearch · Exact match identifies inclusion in this search's closest semantic matching setting. It is not a per-company confidence score, a literal keyword match, or a quality endorsement.
Selection, ordering and scope
The public list shows selected company records with contact and verified-email coverage. Reported employee bands provide separate company-size context.
This page is derived from saved source records; per-contact mobile coverage and email-recency results are not established by this snapshot.
Recorded company descriptions support research; check company websites for current services. The selected preview is ordered by tracked contacts and is not a list of the best service providers.
Snapshot: November 6, 2026.
RevenueBase is a B2B data infrastructure company. Its September 3, 2026 published methodology describes a graph of 60 million companies and 398.9 million professional contacts; these platform figures differ from this page's totals. Published methodology ↗
Securities compliance consultants by location
22 lists · largest firstEvery Securities compliance consultants list RevenueBase publishes, by country and city. Counts are matching companies in each list as of its own refresh date.
Countries
- Securities compliance consultants based in the United States787
- Securities compliance consultants based in the United Kingdom269
- Securities compliance consultants based in India152
- Securities compliance consultants based in Brazil74
- Securities compliance consultants based in France62
- Securities compliance consultants based in Canada54
- Securities compliance consultants based in Italy54
- Securities compliance consultants based in Germany53
- Securities compliance consultants based in Spain51
- Securities compliance consultants based in Australia50
- Securities compliance consultants based in the United Arab Emirates46
- Securities compliance consultants based in Mexico38
- Securities compliance consultants based in South Africa38
- Securities compliance consultants based in Switzerland36
- Securities compliance consultants based in the Netherlands32
- Securities compliance consultants based in Hong Kong26
Cities
- Securities compliance consultants based in London, United Kingdom135
- Securities compliance consultants based in New York, United States87
- Securities compliance consultants based in Paris, France41
- Securities compliance consultants based in Mumbai, India26
- Securities compliance consultants based in Sao Paulo, Brazil26
- Securities compliance consultants based in Toronto, Canada25
Questions about this company list
What does Exact match mean for securities compliance consultants?
The separate RevenueBase SmartSearch column identifies inclusion at the closest semantic matching preset. It is not a literal keyword match, a per-company confidence score or a quality endorsement. Changing the search form opens a new search in RevenueBase; it does not reclassify these saved rows.
How many securities compliance consultants did RevenueBase find worldwide?
The saved snapshot records 2,698 matching company records, 22,288 tracked contacts and 8,970 verified emails. The public preview displays 25 selected records.
Where do the company descriptions come from?
RevenueBase compiles company information from public sources, including company websites and public professional profiles such as LinkedIn, alongside information supplied by companies. The short recorded excerpt shown here is separate from the complete business description used for matching; individual source URLs and collection dates are not provided in this public snapshot.
How are the public companies ordered?
The selected public records are ordered by contacts tracked in RevenueBase, highest first. Contact coverage is a prospecting measure, not an assessment of the company's services or quality.
How can I get contact information?
Select a company's contact count to open its filtered contacts in RevenueBase. Free signup is required and includes 500 credits and limited free results. Verified emails, direct dials and mobile numbers depend on available coverage.
How current is this list?
Snapshot: November 6, 2026. Review each company's website for current services and locations. A recorded business description does not establish that every company offers every service named in the search.
What do headquarters and employee bands mean?
These are recorded company-level fields, rather than a map of every branch or a count of specialists. Missing headquarters or employee bands are labeled; older records may show a location separately from recorded headquarters.
Build your next target company list
Adapt this niche search and work with available contacts in RevenueBase.
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Cite this list
RevenueBase Data Team. Top 25 securities compliance consultants worldwide. Snapshot: November 6, 2026. https://revenuebase.ai/companies/browse/securities-compliance-consultants.
This is a selected public preview of saved company records, rather than an independently verified census. Open the source page ↗
More company lists
Company intelligence · public preview
Top 25 securities compliance consultants worldwide
RevenueBase records 2,698 matching company records for securities compliance consultants worldwide, with 22,288 tracked contacts and 8,970 verified work emails.
This public preview shows 25 selected records ordered by tracked contacts. RevenueBase SmartSearch finds company descriptions that match by meaning at Exact. Snapshot: November 6, 2026.
RevenueBase compiles business descriptions for niche-company discovery; each row shows a recorded excerpt where available. Adapt this search to find the companies and contacts you want.
Top 25 securities compliance consultants worldwide
The public list shows selected company records with contact and verified-email coverage. Reported employee bands provide separate company-size context.
| # | Company | Headquarters on record | Reported employees | RevenueBase SmartSearch | Tracked contacts |
|---|---|---|---|---|---|
| 1 | Donnelley Financial Solutions Dfindfinsolutions.com HQ: Lancaster, PA, United StatesReported employees: 1,001-5,000 | Lancaster, PA, United States | 1,001-5,000 | Exact match | 1,790 contacts → |
“DFIN is the leading global provider of compliance and regulatory software and services, fueling end-to-end investment company regulatory compliance needs, complex capital markets…” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 2 | ACA Groupacaglobal.com HQ: New York, United StatesReported employees: 1,001-5,000 | New York, United States | 1,001-5,000 | Exact match | 1,660 contacts → |
“ACA Group is the leading governance, risk, and compliance advisor to the financial services industry.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 3 | True Potential LLPtruepotential.co.uk HQ: Newcastle Upon Tyne, United KingdomReported employees: 501-1,000 | Newcastle Upon Tyne, United Kingdom | 501-1,000 | Exact match | 1,284 contacts → |
“Through our industry leading technology and services, we power the businesses of 20% of the UK financial adviser market.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 4 | Complycomply.com HQ: New York, United StatesReported employees: 201-500 | New York, United States | 201-500 | Exact match | 414 contacts → |
“At Comply, we pride ourselves on being the champion for compliance professionals.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 5 | SACMsacm.co.uk HQ: United KingdomReported employees: Not recorded | United Kingdom | Not recorded | Exact match | 230 contacts → |
“Compliance and Risk Services” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 6 | Shah Kapadia & Associatestheska.in HQ: Mumbai, IndiaReported employees: 201-500 | Mumbai, India | 201-500 | Exact match | 189 contacts → |
“Shah Kapadia & Associates is a pioneer in the field of the securities market for SEBI compliance assistance, audit & assurance, process review and risk management.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 7 | Suresh & COsureshandco.com HQ: Bangalore, IndiaReported employees: 51-200 | Bangalore, India | 51-200 | Exact match | 188 contacts → |
“We are a trusted advisory and compliance firm known for integrity, technical depth, and commercial practicality.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 8 | FI Consultingficonsulting.com HQ: Arlington, VA, United StatesReported employees: 51-200 | Arlington, VA, United States | 51-200 | Exact match | 175 contacts → |
“As sweeping changes in regulation, technology, and markets transform the financial sector, high performing organizations know they can’t stay ahead by standing still.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 9 | Optima Partnersoptima-partners.com HQ: NY, United StatesReported employees: 51-200 | NY, United States | 51-200 | Exact match | 157 contacts → |
“Established in 2014, Optima is a leading global regulatory compliance and cybersecurity consulting firm advising financial institutions, including investment managers, hedge…” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 10 | Soho Square Solutionssohosquaresolutions.com HQ: New York, ON, United StatesReported employees: 201-500 | New York, ON, United States | 201-500 | Exact match | 157 contacts → |
“Experts on financial regulatory & compliance, business analysis, project Implementation and delivery for Corporate and Investment Banking, Asset management clients Firm…” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 11 | Novatusnovatus.com HQ: London, United KingdomReported employees: 51-200 | London, United Kingdom | 51-200 | Exact match | 142 contacts → |
“We enable financial services firms to meet their most complex regulatory requirements through specialist technology and expert-led advisory services.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 12 | Arendt Regulatory & Consultingarendt.com HQ: LuxembourgReported employees: 51-200 | Luxembourg | 51-200 | Exact match | 137 contacts → |
“About Arendt - Regulatory & Consulting We help clients remain compliant while running a profitable business.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 13 | Risk & Regulatory Consulting LLCriskreg.com HQ: Farmington, CT, United StatesReported employees: 51-200 | Farmington, CT, United States | 51-200 | Exact match | 137 contacts → |
“Risk & Regulatory Consulting, LLC is a leading, national professional services firm dedicated to providing exceptional consulting services to insurance regulators.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 14 | TCC Grouptcc.group HQ: City Of London, United KingdomReported employees: 51-200 | City Of London, United Kingdom | 51-200 | Exact match | 137 contacts → |
“Intelligent compliance solutions for outcomes that matter* We offer complete compliance solutions to help financial services firms solve their regulatory challenges.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 15 | Finalysefinalyse.com HQ: Brussels, BelgiumReported employees: 51-200 | Brussels, Belgium | 51-200 | Exact match | 126 contacts → |
“Finalyse is a Europe-wide leading consultancy founded in 1988.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 16 | DFP Partnersdfppartners.com HQ: New York, MA, United StatesReported employees: 51-200 | New York, MA, United States | 51-200 | Exact match | 113 contacts → |
“For over 40 years, DFP Partners has been a committed ally to Broker-Dealers, Registered Investment Advisers, and other financial services firms looking for accounting and…” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 17 | J. Awan & Partnersjawanpartners.com HQ: Dubai, United Arab EmiratesReported employees: 51-200 | Dubai, United Arab Emirates | 51-200 | Exact match | 112 contacts → |
“j.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 18 | Worisgoworisgo.com HQ: New Delhi, IndiaReported employees: 11-50 | New Delhi, India | 11-50 | Exact match | 111 contacts → |
“WoRisGo is an all-inclusive global service provider, delivering quintessential risk management solutions, governance and compliance assurance to help businesses face uncertainties…” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 19 | Bates Groupbatesgroup.com HQ: Portland, OR, United StatesReported employees: 51-200 | Portland, OR, United States | 51-200 | Exact match | 106 contacts → |
“We offer end-to-end solutions for financial services firms and their counsel, providing support throughout the lifecycle of their legal matters.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 20 | The RWC Grouptherwcgroup.com HQ: Fort Worth, TX, United StatesReported employees: 51-200 | Fort Worth, TX, United States | 51-200 | Exact match | 91 contacts → |
“The RWC Group is a leading provider of top tier consulting, expert manpower and compliance services to the premier financial institutions, financial technology companies, and…” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 21 | Simplify Compliancesimplifycompliance.com HQ: Brentwood, TN, IndiaReported employees: 501-1,000 | Brentwood, TN, India | 501-1,000 | Exact match | 91 contacts → |
“Simplify Compliance helps customers learn, comply, and succeed by providing mission-critical regulatory and business information, analysis, and tools.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 22 | Vnca Consultingvnca.fr HQ: Paris, FranceReported employees: 51-200 | Paris, France | 51-200 | Exact match | 85 contacts → |
“Notre cabinet de conseil développe son expertise auprès des Directions Financières & Risques avec la volonté de proposer une structure agile et réactive qui permet aux projets les…” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 23 | Fairview LLCfairviewinvest.com HQ: Raleigh, NC, United StatesReported employees: 51-200 | Raleigh, NC, United States | 51-200 | Exact match | 81 contacts → |
“Providing full-service, backend regulatory support services to investment advisers and other financial institutions through five distinct practice areas- Compliance…” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 24 | Dr. Nagler & Companynagler-company.com HQ: Frankfurt, GermanyReported employees: 51-200 | Frankfurt, Germany | 51-200 | Exact match | 80 contacts → |
“Dr.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 25 | NEW Link Consultingnew-linkconsulting.com HQ: London, United KingdomReported employees: 51-200 | London, United Kingdom | 51-200 | Exact match | 80 contacts → |
“In complex transformation programmes, risk, regulation, financial crime, data, technology and operations no longer sit in separate silos.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
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Securities compliance consultants: dataset insights
November 6, 2026These summaries describe recorded coverage in this saved dataset. This page is derived from saved source records; per-contact mobile coverage and email-recency results are not established by this snapshot.
Reported company sizes
2,691 records in the displayed employee bands.
7 matching records are outside the displayed bands or do not have a displayed size. Bars show shares of the displayed bands.
Email recency for this list is measured across the whole country list rather than for Worldwide, so it is reported there. Company counts and contact totals on this page are exact for Worldwide, over 2,698 companies.
How this company list was built
Describe a niche in your own words: companies installing commercial solar, or manufacturers of sustainable packaging. RevenueBase SmartSearch finds companies whose compiled business descriptions match by meaning. This list is one saved example to adapt.
Where the company descriptions come from
RevenueBase compiles company information from public sources, including company websites and public professional profiles such as LinkedIn, alongside information supplied by companies. The short recorded excerpt shown here is separate from the complete business description used for matching; individual source URLs and collection dates are not provided in this public snapshot.
RevenueBase SmartSearch matching settings
- Exact
- Closest fits to the business described.
- Similar
- Similar businesses with a wider range of fits.
- Related
- Related businesses in and around the category.
- Broad
- A broader set of businesses connected to the description.
RevenueBase SmartSearch · Exact match identifies inclusion in this search's closest semantic matching setting. It is not a per-company confidence score, a literal keyword match, or a quality endorsement.
Selection, ordering and scope
The public list shows selected company records with contact and verified-email coverage. Reported employee bands provide separate company-size context.
This page is derived from saved source records; per-contact mobile coverage and email-recency results are not established by this snapshot.
Recorded company descriptions support research; check company websites for current services. The selected preview is ordered by tracked contacts and is not a list of the best service providers.
Snapshot: November 6, 2026.
RevenueBase is a B2B data infrastructure company. Its September 3, 2026 published methodology describes a graph of 60 million companies and 398.9 million professional contacts; these platform figures differ from this page's totals. Published methodology ↗
Securities compliance consultants by location
22 lists · largest firstEvery Securities compliance consultants list RevenueBase publishes, by country and city. Counts are matching companies in each list as of its own refresh date.
Countries
- Securities compliance consultants based in the United States787
- Securities compliance consultants based in the United Kingdom269
- Securities compliance consultants based in India152
- Securities compliance consultants based in Brazil74
- Securities compliance consultants based in France62
- Securities compliance consultants based in Canada54
- Securities compliance consultants based in Italy54
- Securities compliance consultants based in Germany53
- Securities compliance consultants based in Spain51
- Securities compliance consultants based in Australia50
- Securities compliance consultants based in the United Arab Emirates46
- Securities compliance consultants based in Mexico38
- Securities compliance consultants based in South Africa38
- Securities compliance consultants based in Switzerland36
- Securities compliance consultants based in the Netherlands32
- Securities compliance consultants based in Hong Kong26
Cities
- Securities compliance consultants based in London, United Kingdom135
- Securities compliance consultants based in New York, United States87
- Securities compliance consultants based in Paris, France41
- Securities compliance consultants based in Mumbai, India26
- Securities compliance consultants based in Sao Paulo, Brazil26
- Securities compliance consultants based in Toronto, Canada25
Questions about this company list
What does Exact match mean for securities compliance consultants?
The separate RevenueBase SmartSearch column identifies inclusion at the closest semantic matching preset. It is not a literal keyword match, a per-company confidence score or a quality endorsement. Changing the search form opens a new search in RevenueBase; it does not reclassify these saved rows.
How many securities compliance consultants did RevenueBase find worldwide?
The saved snapshot records 2,698 matching company records, 22,288 tracked contacts and 8,970 verified emails. The public preview displays 25 selected records.
Where do the company descriptions come from?
RevenueBase compiles company information from public sources, including company websites and public professional profiles such as LinkedIn, alongside information supplied by companies. The short recorded excerpt shown here is separate from the complete business description used for matching; individual source URLs and collection dates are not provided in this public snapshot.
How are the public companies ordered?
The selected public records are ordered by contacts tracked in RevenueBase, highest first. Contact coverage is a prospecting measure, not an assessment of the company's services or quality.
How can I get contact information?
Select a company's contact count to open its filtered contacts in RevenueBase. Free signup is required and includes 500 credits and limited free results. Verified emails, direct dials and mobile numbers depend on available coverage.
How current is this list?
Snapshot: November 6, 2026. Review each company's website for current services and locations. A recorded business description does not establish that every company offers every service named in the search.
What do headquarters and employee bands mean?
These are recorded company-level fields, rather than a map of every branch or a count of specialists. Missing headquarters or employee bands are labeled; older records may show a location separately from recorded headquarters.
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Cite this list
RevenueBase Data Team. Top 25 securities compliance consultants worldwide. Snapshot: November 6, 2026. https://revenuebase.ai/companies/browse/securities-compliance-consultants.
This is a selected public preview of saved company records, rather than an independently verified census. Open the source page ↗