Company lists · Data refreshed November 2026
Top 25 Securities compliance advisors worldwide
RevenueBase identified 1,572 company matches for securities compliance advisors worldwide as of November 2026 and tracks 12,768 professional contacts across them, including 5,064 with verified work emails. The United States is the largest market and London the largest hub.
This list covers company matches for securities compliance advisors worldwide, found by RevenueBase SmartSearch using the meaning of business descriptions in its company graph at Exact. Ranked by professionals tracked, largest first. Rows show recorded descriptions where available, Exact search membership and the snapshot date. Data refreshed November 6, 2026. Country and city lists for securities compliance advisors follow the table.
Published by RevenueBase, a B2B data infrastructure company. This list was built with RevenueBase SmartSearch, the natural-language company search RevenueBase customers use to build their own targeted lists and unlock verified emails and direct dials at the companies on them. How these lists are built and judged.
The 25 largest securities compliance advisors worldwide
Ranked by team size| # | Company | Contacts | |||
|---|---|---|---|---|---|
| 1 | 1,660 contacts → | ||||
Exact match “ACA Group is the leading governance, risk, and compliance advisor to the financial services industry.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 2 | 414 contacts → | ||||
Exact match “At Comply, we pride ourselves on being the champion for compliance professionals.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 3 | 230 contacts → | ||||
Exact match “Compliance and Risk Services” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 4 | 189 contacts → | ||||
Exact match “Shah Kapadia & Associates is a pioneer in the field of the securities market for SEBI compliance assistance, audit & assurance, process review and risk management.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 5 | 157 contacts → | ||||
Exact match “Established in 2014, Optima is a leading global regulatory compliance and cybersecurity consulting firm advising financial institutions, including investment managers, hedge…” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 6 | 157 contacts → | ||||
Exact match “Experts on financial regulatory & compliance, business analysis, project Implementation and delivery for Corporate and Investment Banking, Asset management clients Firm…” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 7 | 142 contacts → | ||||
Exact match “We enable financial services firms to meet their most complex regulatory requirements through specialist technology and expert-led advisory services.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 8 | 137 contacts → | ||||
Exact match “About Arendt - Regulatory & Consulting We help clients remain compliant while running a profitable business.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 9 | 137 contacts → | ||||
Exact match “Risk & Regulatory Consulting, LLC is a leading, national professional services firm dedicated to providing exceptional consulting services to insurance regulators.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 10 | 137 contacts → | ||||
Exact match “Intelligent compliance solutions for outcomes that matter* We offer complete compliance solutions to help financial services firms solve their regulatory challenges.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 11 | 128 contacts → | ||||
Exact match “Imagine working with a network of financial professionals who understand you and have years of experience in helping you achieve good financial outcomes.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 12 | 113 contacts → | ||||
Exact match “For over 40 years, DFP Partners has been a committed ally to Broker-Dealers, Registered Investment Advisers, and other financial services firms looking for accounting and…” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 13 | 91 contacts → | ||||
Exact match “Simplify Compliance helps customers learn, comply, and succeed by providing mission-critical regulatory and business information, analysis, and tools.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 14 | 80 contacts → | ||||
Exact match “Established in 1997, Hudson Cook, LLP focuses on state and federal consumer and commercial financial services, banking and privacy compliance, regulation, enforcement and…” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 15 | 80 contacts → | ||||
Exact match “Hadrius is the agentic compliance infrastructure for SEC- and FINRA-regulated firms.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 16 | 77 contacts → | ||||
Exact match “Waystone is a leading asset-servicing solutions provider of institutional governance, administration, risk and compliance services to financial institutions.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 17 | 72 contacts → | ||||
Exact match “Our team of veteran compliance executives empowers businesses with the most practical, informed and strategic regulatory support services.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 18 | 67 contacts → | ||||
Exact match “Quest CE helps financial service organizations manage their compliance operations by offering firm training programs, disclosure tracking services and branch audit solutions.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 19 | 66 contacts → | ||||
Exact match “To meet rigorous regulatory expectations and requirements, it is imperative that organizations have access to “best in class” talent that has extensive knowledge of the businesses…” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 20 | 66 contacts → | ||||
Exact match “Passcon is now AML RightSource.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 21 | 64 contacts → | ||||
Exact match “PCS is a full-service, RIA-friendly Broker Dealer and SEC Registered Investment Advisor.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 22 | 60 contacts → | ||||
Exact match “Aperio Intelligence is an independent, integrity risk consultancy headquartered in the City of London.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 23 | 59 contacts → | ||||
Exact match “Financial industry expertise.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 24 | 59 contacts → | ||||
Exact match “Moonstone is a people`s business operating in the financial services industry.” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
| 25 | 54 contacts → | ||||
Exact match “threesixty provides trusted compliance, technical and business support to over 950 directly authorised advice and discretionary management firms, supporting more than individuals…” Recorded in the RevenueBase company graph · Nov 6, 2026 · View company records in RevenueBase | |||||
RevenueBase SmartSearch
Describe a niche business in your own words. RevenueBase SmartSearch compares the meaning of your description with company business descriptions compiled in the RevenueBase company graph. Exact, Similar, Related and Broad control how closely companies must fit.
This list uses Exact for “securities compliance advisors”. Each Exact match badge shows membership in that saved search; it is not an individual similarity score or a service-quality rating. Recorded descriptions are shown where available.
Showing 25 of 1,572 securities compliance advisors worldwide
See the full list, filter by size, metro and specialty, and access 5,064 tracked professional contacts with verified work emails. Direct dials are available where recorded.
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Securities compliance advisors worldwide at a glance
As of Nov 6, 2026Companies by employee count
Email recency is reported on each country list linked below.
How this list was built
The recorded descriptions help you assess these company matches. Check a company’s website for its current services and locations.
- Source
- The RevenueBase company graph: 60 million companies and 398.9 million professional contacts resolved from primary sources, queried with RevenueBase SmartSearch, the natural-language company search available to every RevenueBase user.
- Coverage
- Every country. Country and city lists for securities compliance advisors are linked below.
- What qualifies
- Company records worldwide whose business descriptions match “securities compliance advisors” by meaning at the Exact setting. Descriptions are compiled in the RevenueBase company graph from public websites, profiles and company information where available; they are not guaranteed quotations from the company's website.
- RevenueBase SmartSearch
- Describe a niche company in your own words to find businesses by meaning. Exact, Similar, Related and Broad control the breadth of RevenueBase SmartSearch. This saved list uses Exact. Each row's Exact match badge shows inclusion in that search, not an individual score or a service-quality judgment.
- Public preview
- The public preview omits records without a verified work email. Dataset totals and geographic summaries describe the full matched records before these preview filters.
- Match quality
- RevenueBase's August 25, 2026 study assessed 4,198 description/company pairs across matching settings. The publisher reports 86% good or better at Exact. This evaluates the method across queries; it does not audit this individual list. Recorded company descriptions, where available, help you judge each match yourself. Read the full methodology: how the lists are built and what the study measures.
- Ranking
- Team size, largest first: companies are ordered by the number of professionals RevenueBase tracks at each one. Employee ranges shown are reported bands, for context.
- Verification
- Every displayed company carries at least one verified work email. RevenueBase tracks 5,064 professional contacts with verified work emails across the full matched dataset. Contacts re-verify on a rolling cadence, and each contact's own verification date is shown inside RevenueBase.
- Refresh
- This page's figures were pulled from the company graph on November 6, 2026. Lists refresh periodically as the graph is re-checked.
- Record context
- Company records and descriptions can change. Check the company's website for its current services and locations.
Securities compliance advisors by location
6 lists · largest firstEvery Securities compliance advisors list RevenueBase publishes, by country and city. Counts are matching companies in each list as of its own refresh date.
Countries
- Securities compliance advisors based in the United States736
- Securities compliance advisors based in the United Kingdom147
- Securities compliance advisors based in India41
- Securities compliance advisors based in Australia25
Cities
Frequently asked
What is RevenueBase SmartSearch?
RevenueBase SmartSearch finds niche companies by the meaning of their business descriptions in the RevenueBase company graph. Exact, Similar, Related and Broad control how closely companies must fit your description. This list uses Exact for “securities compliance advisors”; each Exact match badge shows search membership, not an individual similarity or quality score.
How many securities compliance advisors are there worldwide?
RevenueBase identified 1,572 company matches for securities compliance advisors worldwide as of November 2026, using the meaning of business descriptions at Exact. This is the recorded matched set in the RevenueBase company graph.
What is the largest company on this list?
ACA Group tops the displayed preview by professional contacts tracked in RevenueBase. Recorded headquarters appear in the company rows.
Which country has the most securities compliance advisors?
The United States leads with 736 companies, followed by the United Kingdom (147) and India (41). Every securities compliance advisors list by country and city is linked on this page.
Which city has the most securities compliance advisors?
London leads with 72 company records, followed by New York (66) and Chicago (17).
How do I get contact information for these companies?
A free RevenueBase account lets you run this exact search and work limited free results with 500 credits to start. Upgrading provides access to the 5,064 professional contacts with verified work emails tracked across these 1,572 companies; direct dials are available where recorded.
How current is this list?
The list refreshes periodically as the company graph is re-checked. This page's figures were pulled on November 6, 2026.
Ready to reach these companies? Verified emails and direct dials for all 1,572 securities compliance advisors worldwide. Start with a free account, no credit card.
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About this data
RevenueBase is a B2B data infrastructure company. Its company graph covers 60 million companies and 398.9 million professional contacts, with emails verified on a rolling cadence rather than scraped once and left to decay. These company lists are generated directly from that graph with RevenueBase SmartSearch, the same natural-language company search every RevenueBase user has: describe a market in plain words, get the companies that match, and add verified emails and direct dials for the people at them. It is the same data that powers RevenueBase's B2B data products, and a free account includes 500 credits to start. How these lists are built and judged.
More company lists
Company intelligence · public preview
Top 25 securities compliance advisors worldwide
Find companies in any niche.
Describe the businesses you want in your own words. RevenueBase SmartSearch matches company descriptions by meaning.
RevenueBase records 1,572 matching company records for securities compliance advisors worldwide, with 12,768 tracked contacts and 5,064 verified work emails.
This public preview shows 25 selected records ordered by tracked contacts. RevenueBase SmartSearch finds company descriptions that match by meaning at Exact. Snapshot: November 6, 2026.
RevenueBase compiles business descriptions for niche-company discovery; each row shows a recorded excerpt where available. Adapt this search to find the companies and contacts you want.
Top 25 securities compliance advisors worldwide
The public list shows selected company records with contact and verified-email coverage. Reported employee bands provide separate company-size context.
| # | Company | Headquarters on record | Reported employees | RevenueBase SmartSearch | Tracked contacts |
|---|---|---|---|---|---|
| 1 |  ACA Groupacaglobal.comHQ: New York, United StatesReported employees: 1,001-5,000 | New York, United States | 1,001-5,000 | Exact match | 1,660 contacts → |
“ACA Group is the leading governance, risk, and compliance advisor to the financial services industry.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 2 |  Complycomply.comHQ: New York, United StatesReported employees: 201-500 | New York, United States | 201-500 | Exact match | 414 contacts → |
“At Comply, we pride ourselves on being the champion for compliance professionals.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 3 | SACMsacm.co.uk HQ: United KingdomReported employees: Not recorded | United Kingdom | Not recorded | Exact match | 230 contacts → |
“Compliance and Risk Services” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 4 |  Shah Kapadia & Associatestheska.inHQ: Mumbai, IndiaReported employees: 201-500 | Mumbai, India | 201-500 | Exact match | 189 contacts → |
“Shah Kapadia & Associates is a pioneer in the field of the securities market for SEBI compliance assistance, audit & assurance, process review and risk management.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 5 |  Optima Partnersoptima-partners.comHQ: NY, United StatesReported employees: 51-200 | NY, United States | 51-200 | Exact match | 157 contacts → |
“Established in 2014, Optima is a leading global regulatory compliance and cybersecurity consulting firm advising financial institutions, including investment managers, hedge…” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 6 |  Soho Square Solutionssohosquaresolutions.comHQ: New York, ON, United StatesReported employees: 201-500 | New York, ON, United States | 201-500 | Exact match | 157 contacts → |
“Experts on financial regulatory & compliance, business analysis, project Implementation and delivery for Corporate and Investment Banking, Asset management clients Firm…” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 7 |  Novatusnovatus.comHQ: London, United KingdomReported employees: 51-200 | London, United Kingdom | 51-200 | Exact match | 142 contacts → |
“We enable financial services firms to meet their most complex regulatory requirements through specialist technology and expert-led advisory services.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 8 |  Arendt Regulatory & Consultingarendt.comHQ: LuxembourgReported employees: 51-200 | Luxembourg | 51-200 | Exact match | 137 contacts → |
“About Arendt - Regulatory & Consulting We help clients remain compliant while running a profitable business.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 9 |  Risk & Regulatory Consulting LLCriskreg.comHQ: Farmington, CT, United StatesReported employees: 51-200 | Farmington, CT, United States | 51-200 | Exact match | 137 contacts → |
“Risk & Regulatory Consulting, LLC is a leading, national professional services firm dedicated to providing exceptional consulting services to insurance regulators.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 10 |  TCC Grouptcc.groupHQ: City Of London, United KingdomReported employees: 51-200 | City Of London, United Kingdom | 51-200 | Exact match | 137 contacts → |
“Intelligent compliance solutions for outcomes that matter* We offer complete compliance solutions to help financial services firms solve their regulatory challenges.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 11 |  Northeast Financial Networknortheastfn.comHQ: Holmdel, CT, United StatesReported employees: 11-50 | Holmdel, CT, United States | 11-50 | Exact match | 128 contacts → |
“Imagine working with a network of financial professionals who understand you and have years of experience in helping you achieve good financial outcomes.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 12 |  DFP Partnersdfppartners.comHQ: New York, MA, United StatesReported employees: 51-200 | New York, MA, United States | 51-200 | Exact match | 113 contacts → |
“For over 40 years, DFP Partners has been a committed ally to Broker-Dealers, Registered Investment Advisers, and other financial services firms looking for accounting and…” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 13 |  Simplify Compliancesimplifycompliance.comHQ: Brentwood, TN, IndiaReported employees: 501-1,000 | Brentwood, TN, India | 501-1,000 | Exact match | 91 contacts → |
“Simplify Compliance helps customers learn, comply, and succeed by providing mission-critical regulatory and business information, analysis, and tools.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 14 |  Hudson Cook, LLPhudco.comHQ: Hanover, MD, United StatesReported employees: 51-200 | Hanover, MD, United States | 51-200 | Exact match | 80 contacts → |
“Established in 1997, Hudson Cook, LLP focuses on state and federal consumer and commercial financial services, banking and privacy compliance, regulation, enforcement and…” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 15 |  Hadriushadrius.comHQ: New York, NY, United StatesReported employees: 51-200 | New York, NY, United States | 51-200 | Exact match | 80 contacts → |
“Hadrius is the agentic compliance infrastructure for SEC- and FINRA-regulated firms.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 16 |  Waystone Compliance Solutionscompliance.waystone.comHQ: Dublin, IrelandReported employees: 1,001-5,000 | Dublin, Ireland | 1,001-5,000 | Exact match | 77 contacts → |
“Waystone is a leading asset-servicing solutions provider of institutional governance, administration, risk and compliance services to financial institutions.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 17 |  The AML Shoptheamlshop.caHQ: Toronto, ON, CanadaReported employees: 51-200 | Toronto, ON, Canada | 51-200 | Exact match | 72 contacts → |
“Our team of veteran compliance executives empowers businesses with the most practical, informed and strategic regulatory support services.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 18 |  Quest CEquestce.comHQ: Milwaukee, WI, United StatesReported employees: 51-200 | Milwaukee, WI, United States | 51-200 | Exact match | 67 contacts → |
“Quest CE helps financial service organizations manage their compliance operations by offering firm training programs, disclosure tracking services and branch audit solutions.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 19 |  Compliance Risk Concepts CRCcompliance-risk.comHQ: New York, NY, United StatesReported employees: 11-50 | New York, NY, United States | 11-50 | Exact match | 66 contacts → |
“To meet rigorous regulatory expectations and requirements, it is imperative that organizations have access to “best in class” talent that has extensive knowledge of the businesses…” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 20 |  Passcon Gmbhamlrightsource.comHQ: Hamburg, GermanyReported employees: 51-200 | Hamburg, Germany | 51-200 | Exact match | 66 contacts → |
“Passcon is now AML RightSource.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 21 | HQ: Louisville, KY, United StatesReported employees: 51-200 | Louisville, KY, United States | 51-200 | Exact match | 64 contacts → |
“PCS is a full-service, RIA-friendly Broker Dealer and SEC Registered Investment Advisor.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 22 |  Aperio Intelligenceaperio-intelligence.comHQ: London, United KingdomReported employees: 11-50 | London, United Kingdom | 11-50 | Exact match | 60 contacts → |
“Aperio Intelligence is an independent, integrity risk consultancy headquartered in the City of London.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 23 |  Young & Associates, INCyounginc.comHQ: Kent, OH, United StatesReported employees: 11-50 | Kent, OH, United States | 11-50 | Exact match | 59 contacts → |
“Financial industry expertise.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 24 |  Moonstone Information Refinerymoonstone.co.zaHQ: Stellenbosch, South AfricaReported employees: 51-200 | Stellenbosch, South Africa | 51-200 | Exact match | 59 contacts → |
“Moonstone is a people`s business operating in the financial services industry.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 25 |  Threesixty Servicesthreesixtyservices.co.ukHQ: Manchester, United KingdomReported employees: 51-200 | Manchester, United Kingdom | 51-200 | Exact match | 54 contacts → |
“threesixty provides trusted compliance, technical and business support to over 950 directly authorised advice and discretionary management firms, supporting more than individuals…” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
Showing 25 of 1,572 company matches
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Securities compliance advisors: dataset insights
November 6, 2026These summaries describe recorded coverage in this saved dataset. This page is derived from saved source records; per-contact mobile coverage and email-recency results are not established by this snapshot.
Reported company sizes
1,567 records in the displayed employee bands.
5 matching records are outside the displayed bands or do not have a displayed size. Bars show shares of the displayed bands.
Email recency for this list is measured across the whole country list rather than for Worldwide, so it is reported there. Company counts and contact totals on this page are exact for Worldwide, over 1,572 companies.
How this company list was built
Describe a niche in your own words: companies installing commercial solar, or manufacturers of sustainable packaging. RevenueBase SmartSearch finds companies whose compiled business descriptions match by meaning. This list is one saved example to adapt.
Where the company descriptions come from
RevenueBase compiles company information from public sources, including company websites and public professional profiles such as LinkedIn, alongside information supplied by companies. The short recorded excerpt shown here is separate from the complete business description used for matching; individual source URLs and collection dates are not provided in this public snapshot.
RevenueBase SmartSearch matching settings
- Exact
- Closest fits to the business described.
- Similar
- Similar businesses with a wider range of fits.
- Related
- Related businesses in and around the category.
- Broad
- A broader set of businesses connected to the description.
RevenueBase SmartSearch · Exact match identifies inclusion in this search's closest semantic matching setting. It is not a per-company confidence score, a literal keyword match, or a quality endorsement.
Selection, ordering and scope
The public list shows selected company records with contact and verified-email coverage. Reported employee bands provide separate company-size context.
This page is derived from saved source records; per-contact mobile coverage and email-recency results are not established by this snapshot.
Recorded company descriptions support research; check company websites for current services. The selected preview is ordered by tracked contacts and is not a list of the best service providers.
Snapshot: November 6, 2026.
RevenueBase is a B2B data infrastructure company. Its September 3, 2026 published methodology describes a graph of 60 million companies and 398.9 million professional contacts; these platform figures differ from this page's totals. Published methodology ↗
Securities compliance advisors by location
6 lists · largest firstEvery Securities compliance advisors list RevenueBase publishes, by country and city. Counts are matching companies in each list as of its own refresh date.
Countries
- Securities compliance advisors based in the United States736
- Securities compliance advisors based in the United Kingdom147
- Securities compliance advisors based in India41
- Securities compliance advisors based in Australia25
Cities
Questions about this company list
What does Exact match mean for securities compliance advisors?
The separate RevenueBase SmartSearch column identifies inclusion at the closest semantic matching preset. It is not a literal keyword match, a per-company confidence score or a quality endorsement. Changing the search form opens a new search in RevenueBase; it does not reclassify these saved rows.
How many securities compliance advisors did RevenueBase find worldwide?
The saved snapshot records 1,572 matching company records, 12,768 tracked contacts and 5,064 verified emails. The public preview displays 25 selected records.
Where do the company descriptions come from?
RevenueBase compiles company information from public sources, including company websites and public professional profiles such as LinkedIn, alongside information supplied by companies. The short recorded excerpt shown here is separate from the complete business description used for matching; individual source URLs and collection dates are not provided in this public snapshot.
How are the public companies ordered?
The selected public records are ordered by contacts tracked in RevenueBase, highest first. Contact coverage is a prospecting measure, not an assessment of the company's services or quality.
How can I get contact information?
Select a company's contact count to open its filtered contacts in RevenueBase. Free signup is required and includes 500 credits and limited free results. Verified emails, direct dials and mobile numbers depend on available coverage.
How current is this list?
Snapshot: November 6, 2026. Review each company's website for current services and locations. A recorded business description does not establish that every company offers every service named in the search.
What do headquarters and employee bands mean?
These are recorded company-level fields, rather than a map of every branch or a count of specialists. Missing headquarters or employee bands are labeled; older records may show a location separately from recorded headquarters.
Build your next target company list
Adapt this niche search and work with available contacts in RevenueBase.
Related lists
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Cite this list
RevenueBase Data Team. Top 25 securities compliance advisors worldwide. Snapshot: November 6, 2026. https://revenuebase.ai/companies/browse/securities-compliance-advisors.
This is a selected public preview of saved company records, rather than an independently verified census. Open the source page ↗
More company lists
Company intelligence · public preview
Top 25 securities compliance advisors worldwide
RevenueBase records 1,572 matching company records for securities compliance advisors worldwide, with 12,768 tracked contacts and 5,064 verified work emails.
This public preview shows 25 selected records ordered by tracked contacts. RevenueBase SmartSearch finds company descriptions that match by meaning at Exact. Snapshot: November 6, 2026.
RevenueBase compiles business descriptions for niche-company discovery; each row shows a recorded excerpt where available. Adapt this search to find the companies and contacts you want.
Top 25 securities compliance advisors worldwide
The public list shows selected company records with contact and verified-email coverage. Reported employee bands provide separate company-size context.
| # | Company | Headquarters on record | Reported employees | RevenueBase SmartSearch | Tracked contacts |
|---|---|---|---|---|---|
| 1 | ACA Groupacaglobal.com HQ: New York, United StatesReported employees: 1,001-5,000 | New York, United States | 1,001-5,000 | Exact match | 1,660 contacts → |
“ACA Group is the leading governance, risk, and compliance advisor to the financial services industry.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 2 | Complycomply.com HQ: New York, United StatesReported employees: 201-500 | New York, United States | 201-500 | Exact match | 414 contacts → |
“At Comply, we pride ourselves on being the champion for compliance professionals.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 3 | SACMsacm.co.uk HQ: United KingdomReported employees: Not recorded | United Kingdom | Not recorded | Exact match | 230 contacts → |
“Compliance and Risk Services” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 4 | Shah Kapadia & Associatestheska.in HQ: Mumbai, IndiaReported employees: 201-500 | Mumbai, India | 201-500 | Exact match | 189 contacts → |
“Shah Kapadia & Associates is a pioneer in the field of the securities market for SEBI compliance assistance, audit & assurance, process review and risk management.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 5 | Optima Partnersoptima-partners.com HQ: NY, United StatesReported employees: 51-200 | NY, United States | 51-200 | Exact match | 157 contacts → |
“Established in 2014, Optima is a leading global regulatory compliance and cybersecurity consulting firm advising financial institutions, including investment managers, hedge…” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 6 | Soho Square Solutionssohosquaresolutions.com HQ: New York, ON, United StatesReported employees: 201-500 | New York, ON, United States | 201-500 | Exact match | 157 contacts → |
“Experts on financial regulatory & compliance, business analysis, project Implementation and delivery for Corporate and Investment Banking, Asset management clients Firm…” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 7 | Novatusnovatus.com HQ: London, United KingdomReported employees: 51-200 | London, United Kingdom | 51-200 | Exact match | 142 contacts → |
“We enable financial services firms to meet their most complex regulatory requirements through specialist technology and expert-led advisory services.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 8 | Arendt Regulatory & Consultingarendt.com HQ: LuxembourgReported employees: 51-200 | Luxembourg | 51-200 | Exact match | 137 contacts → |
“About Arendt - Regulatory & Consulting We help clients remain compliant while running a profitable business.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 9 | Risk & Regulatory Consulting LLCriskreg.com HQ: Farmington, CT, United StatesReported employees: 51-200 | Farmington, CT, United States | 51-200 | Exact match | 137 contacts → |
“Risk & Regulatory Consulting, LLC is a leading, national professional services firm dedicated to providing exceptional consulting services to insurance regulators.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 10 | TCC Grouptcc.group HQ: City Of London, United KingdomReported employees: 51-200 | City Of London, United Kingdom | 51-200 | Exact match | 137 contacts → |
“Intelligent compliance solutions for outcomes that matter* We offer complete compliance solutions to help financial services firms solve their regulatory challenges.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 11 | Northeast Financial Networknortheastfn.com HQ: Holmdel, CT, United StatesReported employees: 11-50 | Holmdel, CT, United States | 11-50 | Exact match | 128 contacts → |
“Imagine working with a network of financial professionals who understand you and have years of experience in helping you achieve good financial outcomes.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 12 | DFP Partnersdfppartners.com HQ: New York, MA, United StatesReported employees: 51-200 | New York, MA, United States | 51-200 | Exact match | 113 contacts → |
“For over 40 years, DFP Partners has been a committed ally to Broker-Dealers, Registered Investment Advisers, and other financial services firms looking for accounting and…” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 13 | Simplify Compliancesimplifycompliance.com HQ: Brentwood, TN, IndiaReported employees: 501-1,000 | Brentwood, TN, India | 501-1,000 | Exact match | 91 contacts → |
“Simplify Compliance helps customers learn, comply, and succeed by providing mission-critical regulatory and business information, analysis, and tools.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 14 | Hudson Cook, LLPhudco.com HQ: Hanover, MD, United StatesReported employees: 51-200 | Hanover, MD, United States | 51-200 | Exact match | 80 contacts → |
“Established in 1997, Hudson Cook, LLP focuses on state and federal consumer and commercial financial services, banking and privacy compliance, regulation, enforcement and…” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 15 | Hadriushadrius.com HQ: New York, NY, United StatesReported employees: 51-200 | New York, NY, United States | 51-200 | Exact match | 80 contacts → |
“Hadrius is the agentic compliance infrastructure for SEC- and FINRA-regulated firms.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 16 | Waystone Compliance Solutionscompliance.waystone.com HQ: Dublin, IrelandReported employees: 1,001-5,000 | Dublin, Ireland | 1,001-5,000 | Exact match | 77 contacts → |
“Waystone is a leading asset-servicing solutions provider of institutional governance, administration, risk and compliance services to financial institutions.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 17 | The AML Shoptheamlshop.ca HQ: Toronto, ON, CanadaReported employees: 51-200 | Toronto, ON, Canada | 51-200 | Exact match | 72 contacts → |
“Our team of veteran compliance executives empowers businesses with the most practical, informed and strategic regulatory support services.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 18 | Quest CEquestce.com HQ: Milwaukee, WI, United StatesReported employees: 51-200 | Milwaukee, WI, United States | 51-200 | Exact match | 67 contacts → |
“Quest CE helps financial service organizations manage their compliance operations by offering firm training programs, disclosure tracking services and branch audit solutions.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 19 | Compliance Risk Concepts CRCcompliance-risk.com HQ: New York, NY, United StatesReported employees: 11-50 | New York, NY, United States | 11-50 | Exact match | 66 contacts → |
“To meet rigorous regulatory expectations and requirements, it is imperative that organizations have access to “best in class” talent that has extensive knowledge of the businesses…” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 20 | Passcon Gmbhamlrightsource.com HQ: Hamburg, GermanyReported employees: 51-200 | Hamburg, Germany | 51-200 | Exact match | 66 contacts → |
“Passcon is now AML RightSource.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 21 | HQ: Louisville, KY, United StatesReported employees: 51-200 | Louisville, KY, United States | 51-200 | Exact match | 64 contacts → |
“PCS is a full-service, RIA-friendly Broker Dealer and SEC Registered Investment Advisor.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 22 | Aperio Intelligenceaperio-intelligence.com HQ: London, United KingdomReported employees: 11-50 | London, United Kingdom | 11-50 | Exact match | 60 contacts → |
“Aperio Intelligence is an independent, integrity risk consultancy headquartered in the City of London.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 23 | Young & Associates, INCyounginc.com HQ: Kent, OH, United StatesReported employees: 11-50 | Kent, OH, United States | 11-50 | Exact match | 59 contacts → |
“Financial industry expertise.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 24 | Moonstone Information Refinerymoonstone.co.za HQ: Stellenbosch, South AfricaReported employees: 51-200 | Stellenbosch, South Africa | 51-200 | Exact match | 59 contacts → |
“Moonstone is a people`s business operating in the financial services industry.” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
| 25 | Threesixty Servicesthreesixtyservices.co.uk HQ: Manchester, United KingdomReported employees: 51-200 | Manchester, United Kingdom | 51-200 | Exact match | 54 contacts → |
“threesixty provides trusted compliance, technical and business support to over 950 directly authorised advice and discretionary management firms, supporting more than individuals…” Recorded description excerpt · November 6, 2026Open company data in RevenueBase ↗Free signup required. | |||||
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Securities compliance advisors: dataset insights
November 6, 2026These summaries describe recorded coverage in this saved dataset. This page is derived from saved source records; per-contact mobile coverage and email-recency results are not established by this snapshot.
Reported company sizes
1,567 records in the displayed employee bands.
5 matching records are outside the displayed bands or do not have a displayed size. Bars show shares of the displayed bands.
Email recency for this list is measured across the whole country list rather than for Worldwide, so it is reported there. Company counts and contact totals on this page are exact for Worldwide, over 1,572 companies.
How this company list was built
Describe a niche in your own words: companies installing commercial solar, or manufacturers of sustainable packaging. RevenueBase SmartSearch finds companies whose compiled business descriptions match by meaning. This list is one saved example to adapt.
Where the company descriptions come from
RevenueBase compiles company information from public sources, including company websites and public professional profiles such as LinkedIn, alongside information supplied by companies. The short recorded excerpt shown here is separate from the complete business description used for matching; individual source URLs and collection dates are not provided in this public snapshot.
RevenueBase SmartSearch matching settings
- Exact
- Closest fits to the business described.
- Similar
- Similar businesses with a wider range of fits.
- Related
- Related businesses in and around the category.
- Broad
- A broader set of businesses connected to the description.
RevenueBase SmartSearch · Exact match identifies inclusion in this search's closest semantic matching setting. It is not a per-company confidence score, a literal keyword match, or a quality endorsement.
Selection, ordering and scope
The public list shows selected company records with contact and verified-email coverage. Reported employee bands provide separate company-size context.
This page is derived from saved source records; per-contact mobile coverage and email-recency results are not established by this snapshot.
Recorded company descriptions support research; check company websites for current services. The selected preview is ordered by tracked contacts and is not a list of the best service providers.
Snapshot: November 6, 2026.
RevenueBase is a B2B data infrastructure company. Its September 3, 2026 published methodology describes a graph of 60 million companies and 398.9 million professional contacts; these platform figures differ from this page's totals. Published methodology ↗
Securities compliance advisors by location
6 lists · largest firstEvery Securities compliance advisors list RevenueBase publishes, by country and city. Counts are matching companies in each list as of its own refresh date.
Countries
- Securities compliance advisors based in the United States736
- Securities compliance advisors based in the United Kingdom147
- Securities compliance advisors based in India41
- Securities compliance advisors based in Australia25
Cities
Questions about this company list
What does Exact match mean for securities compliance advisors?
The separate RevenueBase SmartSearch column identifies inclusion at the closest semantic matching preset. It is not a literal keyword match, a per-company confidence score or a quality endorsement. Changing the search form opens a new search in RevenueBase; it does not reclassify these saved rows.
How many securities compliance advisors did RevenueBase find worldwide?
The saved snapshot records 1,572 matching company records, 12,768 tracked contacts and 5,064 verified emails. The public preview displays 25 selected records.
Where do the company descriptions come from?
RevenueBase compiles company information from public sources, including company websites and public professional profiles such as LinkedIn, alongside information supplied by companies. The short recorded excerpt shown here is separate from the complete business description used for matching; individual source URLs and collection dates are not provided in this public snapshot.
How are the public companies ordered?
The selected public records are ordered by contacts tracked in RevenueBase, highest first. Contact coverage is a prospecting measure, not an assessment of the company's services or quality.
How can I get contact information?
Select a company's contact count to open its filtered contacts in RevenueBase. Free signup is required and includes 500 credits and limited free results. Verified emails, direct dials and mobile numbers depend on available coverage.
How current is this list?
Snapshot: November 6, 2026. Review each company's website for current services and locations. A recorded business description does not establish that every company offers every service named in the search.
What do headquarters and employee bands mean?
These are recorded company-level fields, rather than a map of every branch or a count of specialists. Missing headquarters or employee bands are labeled; older records may show a location separately from recorded headquarters.
Build your next target company list
Adapt this niche search and work with available contacts in RevenueBase.
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Cite this list
RevenueBase Data Team. Top 25 securities compliance advisors worldwide. Snapshot: November 6, 2026. https://revenuebase.ai/companies/browse/securities-compliance-advisors.
This is a selected public preview of saved company records, rather than an independently verified census. Open the source page ↗