Company lists · Data refreshed September 2026

Top 25 Brokerage firms based in New York, United States

Name: Brokerage firms based in New York, United States
Creator: RevenueBase
License: https://creativecommons.org/licenses/by/4.0/

Compiled by the RevenueBase Data Team Data refreshed Sep 19, 2026 288 companies tracked

RevenueBase identified 288 brokerage firms headquartered in New York, United States as of September 2026 and tracks 54,160 professional contacts across them, including 20,040 with verified work emails. New York is the largest hub.

This list covers brokerage firms headquartered in New York, United States, matched on what each company actually does as described in its own words. Ranked by team size, largest first. Every row shows the company's own description, its RevenueBase Smart Search rating, and when it was last checked. Data refreshed September 19, 2026.

Published by RevenueBase, a B2B data infrastructure company. This list was built with RevenueBase Smart Search, the natural-language company search RevenueBase customers use to build their own targeted lists and unlock verified emails and direct dials at the companies on them. How these lists are built and judged.

How to read this list HQ checked on every row RevenueBase Smart Search rating on every row Refreshed Sep 19, 2026 86% judged on-target in blind review

288Companies

54,160Contacts tracked

20,040Verified emails

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The 25 largest brokerage firms based in New York, United States

Ranked by team size

Top 25 of 288 brokerage firms based in New York, United States, ranked by team size, largest first. Data refreshed Sep 19, 2026. RevenueBase Smart Search rates how each company's information relates to brokerage firms: strong evidence (its own description names it), partial (names part of it), indirect (matched on the rest of its profile rather than the description shown). Click a contact count to view that company's people.
#	Company	RevenueBase Smart Search	Headquarters	Employees	Contacts
1	Merrill Lynch	Indirect evidence	New York, NY, United StatesHQ checked Sep 19, 2026	10001+	32,808 contacts →
	Indirect evidence “Founded in 1914, Merrill is one of the largest wealth management businesses in the world.” Source: RevenueBase Database · checked Sep 19, 2026
2	Nylife Securities LLC	Strong evidence	New York, NY, United StatesHQ checked Sep 19, 2026	10001+	3,292 contacts →
	Strong evidence “NYLIFE Securities is a subsidiary of New York Life Insurance Company and focuses on providing clients with world‐class brokerage services and a wide variety of investment options.” Source: RevenueBase Database · checked Sep 19, 2026
3	BGC Group	Strong evidence	New York, NY, United StatesHQ checked Sep 19, 2026	1,001-5,000	2,491 contacts →
	Strong evidence “BGC Group, Inc.(Nasdaq: BGC), is a leading global brokerage and financial technology company (formerly BGC Partners, Inc.).” Source: RevenueBase Database · checked Sep 19, 2026
4	Cantor Fitzgerald	Indirect evidence	New York, NY, United StatesHQ checked Sep 19, 2026	10001+	2,293 contacts →
	Indirect evidence “Cantor Fitzgerald is a leading global financial services firm, serving clients from over 30 offices around the world.” Source: RevenueBase Database · checked Sep 19, 2026
5	Guggenheim Partners	Indirect evidence	New York, NY, United StatesHQ checked Sep 19, 2026	1,001-5,000	1,748 contacts →
	Indirect evidence “Guggenheim Partners is a global investment and advisory firm.” Source: RevenueBase Database · checked Sep 19, 2026
6	Bernstein Private Wealth Management	Indirect evidence	New York, NY, United StatesHQ checked Sep 19, 2026	1,001-5,000	837 contacts →
	Indirect evidence “We partner and serve as our clients’ financial confidante, using real-world experience and impactful insights to help them solve increasingly complex challenges that extend well…” Source: RevenueBase Database · checked Sep 19, 2026
7	Guggenheim Securities	Indirect evidence	New York, NY, United StatesHQ checked Sep 19, 2026	1,001-5,000	699 contacts →
	Indirect evidence “Guggenheim Securities is the investment banking and capital markets business of Guggenheim Partners, offering a full range of services including Advisory, Sales and Trading…” Source: RevenueBase Database · checked Sep 19, 2026
8	Betanxt	Indirect evidence	New York, NY, United StatesHQ checked Sep 19, 2026	501-1,000	629 contacts →
	Indirect evidence “BetaNXT is a leading provider of frictionless wealth management infrastructure, real-time data solutions, and an enhanced advisor experience.” Source: RevenueBase Database · checked Sep 19, 2026
9	Wealthspire Advisors	Indirect evidence	New York, NY, United StatesHQ checked Sep 19, 2026	201-500	437 contacts →
	Indirect evidence “Wealthspire Advisors is a New York City-based, independent registered investment advisory firm with 350+ associates in over 20 locations across the country.” Source: RevenueBase Database · checked Sep 19, 2026
10	Maxim Group LLC	Indirect evidence	New York, United StatesHQ checked Sep 19, 2026	201-500	430 contacts →
	Indirect evidence “Maxim Group LLC is a leading full-service investment bank, securities and wealth management firm headquartered in mid-town Manhattan and is a registered broker-dealer with the…” Source: RevenueBase Database · checked Sep 19, 2026
11	Alex. Brown	Indirect evidence	New York, NY, United StatesHQ checked Sep 19, 2026	501-1,000	330 contacts →
	Indirect evidence “Alex.” Source: RevenueBase Database · checked Sep 19, 2026
12	Lenox Advisors	Indirect evidence	New York, NY, United StatesHQ checked Sep 19, 2026	201-500	323 contacts →
	Indirect evidence “Driven by the notion of what is best for you, we build custom solutions that integrate the financial needs of high net worth individuals, their families and corporate clients.” Source: RevenueBase Database · checked Sep 19, 2026
13	T3 Trading Group	Indirect evidence	New York, NY, United StatesHQ checked Sep 19, 2026	501-1,000	314 contacts →
	Indirect evidence “T3 Trading Group, LLC, a Registered SEC Broker-Dealer & Member of FINRA and SIPC, strives to be a complete destination for traders looking to maximize their performance in today’s…” Source: RevenueBase Database · checked Sep 19, 2026
14	ISI Group	Indirect evidence	New York, United StatesHQ checked Sep 19, 2026	201-500	295 contacts →
	Indirect evidence “ISI, founded in 1991, strives to be the Street’s best investment research resource for our clients' money management performance.” Source: RevenueBase Database · checked Sep 19, 2026
15	Needham & Company	Indirect evidence	New York, NY, United StatesHQ checked Sep 19, 2026	51-200	250 contacts →
	Indirect evidence “Needham & Company, LLC is a nationally recognized investment banking and asset management Firm focused solely on growth companies and their investors.” Source: RevenueBase Database · checked Sep 19, 2026
16	National Financial Network	Indirect evidence	New York, NY, United StatesHQ checked Sep 19, 2026	201-500	247 contacts →
	Indirect evidence “National Financial Network (NFN) is an independent financial services firm headquartered in the New York metropolitan area.” Source: RevenueBase Database · checked Sep 19, 2026
17	TITAN	Indirect evidence	New York, NY, United StatesHQ checked Sep 19, 2026	n/a	234 contacts →
	Indirect evidence “Titan helps you navigate equity decisions, liquidity events, and career transitions - with a dedicated human advisor and a modern platform.” Source: RevenueBase Database · checked Sep 19, 2026
18	Convergex	Indirect evidence	New York, NY, United StatesHQ checked Sep 19, 2026	201-500	195 contacts →
	Indirect evidence “Convergex is now Cowen!” Source: RevenueBase Database · checked Sep 19, 2026
19	First Manhattan	Indirect evidence	New York, NY, United StatesHQ checked Sep 19, 2026	51-200	173 contacts →
	Indirect evidence “First Manhattan is a $36B+ AuM investment advisory firm that seeks to deliver strong financial returns, customized wealth planning advice, and personalized client service.” Source: RevenueBase Database · checked Sep 19, 2026
20	National Securities Corporation	Indirect evidence	New York, NY, United StatesHQ checked Sep 19, 2026	501-1,000	149 contacts →
	Indirect evidence Source: RevenueBase Database · checked Sep 19, 2026
21	Samuel A. Ramirez & Co., INC	Strong evidence	New York, NY, United StatesHQ checked Sep 19, 2026	51-200	146 contacts →
	Strong evidence “Ramirez is a nationwide, full service investment bank, brokerage and advisory firm serving the needs of thousands of individual investors, business owners and top institutional…” Source: RevenueBase Database · checked Sep 19, 2026
22	Forte Capital Group	Indirect evidence	New York, NY, United StatesHQ checked Sep 19, 2026	51-200	142 contacts →
	Indirect evidence “At Forte Capital Group, independence allows for expansive investment opportunities.” Source: RevenueBase Database · checked Sep 19, 2026
23	Fortis LUX Financial	Indirect evidence	New York, NY, United StatesHQ checked Sep 19, 2026	51-200	136 contacts →
	Indirect evidence “Creative thinking is both an art and a science.” Source: RevenueBase Database · checked Sep 19, 2026
24	Atria Wealth Solutions	Indirect evidence	New York, NY, United StatesHQ checked Sep 19, 2026	201-500	128 contacts →
	Indirect evidence “Atria Wealth Solutions has officially ceased operations following its 2024 acquisition by LPL Financial.” Source: RevenueBase Database · checked Sep 19, 2026
25	Gilder Gagnon Howe & Co. LLC	Indirect evidence	New York, NY, United StatesHQ checked Sep 19, 2026	51-200	116 contacts →
	Indirect evidence “We are a registered broker dealer, and a registered investment advisor.” Source: RevenueBase Database · checked Sep 19, 2026

RevenueBase Smart Search

RevenueBase Smart Search assesses information from a company’s LinkedIn profile, information supplied directly by the company, its website, and other publicly available sources. It uses that information to rate how closely the company relates to this list’s category: brokerage firms. Every row carries its rating and the description the rating was read from, so each one can be checked rather than taken on trust.

Strong evidence: The company's own public description of its business names brokerage firms.
Partial evidence: Its own public description names part of brokerage firms, so it works in or next to the category without describing itself that way.
Indirect evidence: The description shown does not name brokerage firms. The match rests on the rest of the company's public profile rather than the one sentence quoted here, so this is the rating to check first.

RevenueBase Smart Search is how these lists are built: RevenueBase's data engine and AI assemble the companies that match a category defined in a user's own words, so a list can be about what companies actually do rather than about whichever industry code they were filed under.

Showing 25 of 288 brokerage firms based in New York, United States

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Brokerage firms based in New York, United States at a glance

As of Sep 19, 2026

37.0%Verified-email coverage

188.1Average contacts per company

11-50Median size (employees)

100.0%Largest-city concentration · New York

Sep 19, 2026Page data refreshed

Companies by employee count

1-10

108

11-50

51-200

201-500

501-1,000

1,001-5,000

5,001-10,000

10001+

Email recency for this list is measured across the whole United States list rather than for New York, so it is reported there. Company counts and contact totals on this page are exact for New York, over 288 companies.

How this list was built

Company categories are rarely black and white. RevenueBase reads each company's own description of its business to decide whether it belongs among brokerage firms, so some rows will be adjacent to the category rather than pure plays. The description and RevenueBase Smart Search rating on every row are there so you can check each match yourself.

Source: The RevenueBase company graph: 60 million companies and 398.9 million professional contacts resolved from primary sources, queried with RevenueBase Smart Search, the natural-language company search available to every RevenueBase user.
What qualifies: Companies headquartered in New York, United States whose own description of what they do matches “brokerage firms”. Matching reads each company's description, not its industry code or its name.
RevenueBase Smart Search: RevenueBase Smart Search is how this list is assembled and how each row is rated. RevenueBase's data engine and AI assess a company's LinkedIn profile, information supplied directly by the company, its website and other publicly available information, then relate it to a category defined in a user's own words. Each row is rated strong evidence (its own description names brokerage firms), partial evidence (it names part of the category) or indirect evidence (the description shown names none of it and the match rests on the rest of the company's profile). The description supporting each rating is quoted on the row.
What we exclude: Companies whose own description does not clearly place them among brokerage firms, and records with no verified work email. Companies headquartered outside New York are excluded even when they keep an office there.
Match quality: In blind human judging of this matching method, 86% of matched companies were on target. Expect roughly 1 in 7 rows to be adjacent to the category rather than a pure play. Every row shows the company's own description and its RevenueBase Smart Search rating so you can judge each match yourself. Read the full methodology: how the lists are built, how the judging worked, and what the figure means.
Ranking: Team size, largest first: companies are ordered by the number of professionals RevenueBase tracks at each one. Employee ranges shown are reported bands, for context.
Verification: Every listed company carries at least one verified work email, 20,040 across the full list. Contacts re-verify on a rolling cadence, and each contact's own verification date is shown inside RevenueBase.
Refresh: This page's figures were pulled from the company graph on September 19, 2026. Lists refresh periodically as the graph is re-checked.
Corrections: Wrong category, wrong headquarters, or a company that has closed? Use “Report an issue” on any row. Reports go to the RevenueBase Data Team and feed back into the company graph.

Brokerage firms by metro in the United States

Frequently asked

What is RevenueBase Smart Search?

RevenueBase Smart Search is how RevenueBase decides which companies belong on this list and how strongly each one fits. Its data engine and AI assess a company's LinkedIn profile, information supplied directly by the company, its website and other publicly available information, then relate it to the category the list is about. Each row is rated strong evidence when the company's own description names brokerage firms, partial evidence when it names part of the category, and indirect evidence when the description shown names none of it and the match rests on the rest of the company's profile.

How many brokerage firms are there based in New York, United States?

RevenueBase identified 288 brokerage firms headquartered in New York, United States as of September 2026, matched on each company's own description of what it does rather than its industry code.

What is the largest company on this list?

Merrill Lynch, headquartered in New York, tops this list with the largest team on record.

Which city has the most brokerage firms?

New York leads with 288 headquartered companies, followed by Chicago (111) and Dallas (82).

How do I get contact information for these companies?

A free RevenueBase account lets you run this exact search and work the top results, verified emails and direct dials included. Upgrading unlocks all 20,040 verified decision-maker contacts tracked across these 288 companies.

How current is this list?

The list refreshes periodically as the company graph is re-checked. This page's figures were pulled on September 19, 2026.

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About this data

RevenueBase is a B2B data infrastructure company. Its company graph covers 60 million companies and 398.9 million professional contacts, with emails verified on a rolling cadence rather than scraped once and left to decay. These company lists are generated directly from that graph with RevenueBase Smart Search, the same natural-language company search every RevenueBase user has: describe a market in plain words, get the companies that match, and add verified emails and direct dials for the people at them. It is the same data that powers RevenueBase's B2B data products, and a free account includes 500 credits to start. How these lists are built and judged.