Company lists · Data refreshed September 2026

Top 25 Broker-dealer accounting firms based in the United States

Name: Broker-dealer accounting firms based in the United States
Creator: RevenueBase
License: https://creativecommons.org/licenses/by/4.0/

Compiled by the RevenueBase Data Team Data refreshed Sep 27, 2026 893 companies tracked

RevenueBase identified 893 broker-dealer accounting firms headquartered in the United States as of September 2026 and tracks 21,590 professional contacts across them, including 8,059 with verified work emails. New York is the largest hub.

This list covers broker-dealer accounting firms headquartered in the United States, matched on what each company actually does as described in its own words. Ranked by team size, largest first. Every row shows the company's own description, its RevenueBase Smart Search rating, and when it was last checked. Data refreshed September 27, 2026.

Published by RevenueBase, a B2B data infrastructure company. This list was built with RevenueBase Smart Search, the natural-language company search RevenueBase customers use to build their own targeted lists and unlock verified emails and direct dials at the companies on them. How these lists are built and judged.

How to read this list HQ checked on every row RevenueBase Smart Search rating on every row Refreshed Sep 27, 2026 86% judged on-target in blind review

893Companies

21,590Contacts tracked

8,059Verified emails

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The 25 largest broker-dealer accounting firms based in the United States

Ranked by team size

Top 25 of 893 broker-dealer accounting firms based in the United States, ranked by team size, largest first. Data refreshed Sep 27, 2026. RevenueBase Smart Search rates how each company's information relates to broker-dealer accounting firms: strong evidence (its own description names it), partial (names part of it), indirect (matched on the rest of its profile rather than the description shown). Click a contact count to view that company's people.
#	Company	RevenueBase Smart Search	Headquarters	Employees	Contacts
1	Stifel Financial Corp	Partial evidence	St. Louis, MO, United StatesHQ checked Sep 27, 2026	5,001-10,000	6,913 contacts →
	Partial evidence “Established in 1890, Stifel, Nicolaus & Company, Incorporated is one of the nation’s premier full-service financial services firms, providing brokerage, trading, investment…” Source: RevenueBase Database · checked Sep 27, 2026
2	Wedbush	Indirect evidence	Pasadena, CA, United StatesHQ checked Sep 27, 2026	501-1,000	1,009 contacts →
	Indirect evidence “Wedbush Securities is the largest subsidiary of Wedbush Financial Services.” Source: RevenueBase Database · checked Sep 27, 2026
3	Money Concepts	Strong evidence	Palm Beach Gardens, FL, United StatesHQ checked Sep 27, 2026	501-1,000	572 contacts →
	Strong evidence “Money Concepts is an independent broker-dealer founded on the principle of true ownership.” Source: RevenueBase Database · checked Sep 27, 2026
4	Maxim Group LLC	Strong evidence	New York, United StatesHQ checked Sep 27, 2026	201-500	430 contacts →
	Strong evidence “Maxim Group LLC is a leading full-service investment bank, securities and wealth management firm headquartered in mid-town Manhattan and is a registered broker-dealer with the…” Source: RevenueBase Database · checked Sep 27, 2026
5	A.G.P. Alliance Global Partners	Strong evidence	NY, United StatesHQ checked Sep 27, 2026	201-500	340 contacts →
	Strong evidence “A.G.P./Alliance Global Partners is a full-service, national investment firm and SEC registered broker-dealer since 1980.” Source: RevenueBase Database · checked Sep 27, 2026
6	Cetera Investment Services LLC	Indirect evidence	St. Cloud, MN, United StatesHQ checked Sep 27, 2026	201-500	300 contacts →
	Indirect evidence “Cetera Investment Services LLC (marketed as Cetera Financial Institutions or Cetera Investors) Member FINRA/SIPC At Cetera® Investment Services, our Midwestern roots mean we can’t…” Source: RevenueBase Database · checked Sep 27, 2026
7	Cetera Advisors LLC	Strong evidence	Denver, CO, United StatesHQ checked Sep 27, 2026	1,001-5,000	205 contacts →
	Strong evidence “Cetera Advisors LLC is an independent broker-dealer and registered investment adviser (RIA) firm offering efficient and convenient access to an extensive network of people…” Source: RevenueBase Database · checked Sep 27, 2026
8	First Allied Securities, INC	Indirect evidence	San Diego, CA, United StatesHQ checked Sep 27, 2026	201-500	201 contacts →
	Indirect evidence “Based in San Diego, First Allied serves as the firm of choice for independent financial advisors from across the nation who seek to grow their businesses.” Source: RevenueBase Database · checked Sep 27, 2026
9	Woodbury Financial Services	Strong evidence	Oakdale, MN, United StatesHQ checked Sep 27, 2026	51-200	200 contacts →
	Strong evidence “Woodbury Financial Services is an independent broker-dealer, employing 200 home office professionals who serve 1,200 independent representatives.” Source: RevenueBase Database · checked Sep 27, 2026
10	American Portfolios	Strong evidence	Holbrook, NY, United StatesHQ checked Sep 27, 2026	51-200	199 contacts →
	Strong evidence “Headquartered in Holbrook, New York, American Portfolios Financial Services, Inc.(APFS), now Osaic, is a full-service, independent broker/dealer and member firm of FINRA and SIPC…” Source: RevenueBase Database · checked Sep 27, 2026
11	Royal Alliance Associates	Indirect evidence	Jersey City, NJ, United StatesHQ checked Sep 27, 2026	201-500	185 contacts →
	Indirect evidence “Put Our Strengths To Work For You.” Source: RevenueBase Database · checked Sep 27, 2026
12	Independent Financial Group, LLC	Indirect evidence	San Diego, CA, United StatesHQ checked Sep 27, 2026	51-200	174 contacts →
	Indirect evidence “Independent Financial Group, LLC is a securities and investment firm offering personalized services to individuals and institutional investors through our team of independent…” Source: RevenueBase Database · checked Sep 27, 2026
13	Newbridge Securities Corporation	Strong evidence	Boca Raton, FL, United StatesHQ checked Sep 27, 2026	201-500	173 contacts →
	Strong evidence “Newbridge Securities Corporation, is a full service securities broker/dealer a member of the Financial Industry Regulatory Authority (FINRA), the Securities Investor Protection…” Source: RevenueBase Database · checked Sep 27, 2026
14	Lion Street	Indirect evidence	Austin, TX, United StatesHQ checked Sep 27, 2026	51-200	134 contacts →
	Indirect evidence “Lion Street is a leading national financial services company comprised of over 200 independent Firms that specialize in design and planning for high-net-worth and corporate…” Source: RevenueBase Database · checked Sep 27, 2026
15	Texas Capital Securities	Indirect evidence	Dallas, TX, United StatesHQ checked Sep 27, 2026	11-50	125 contacts →
	Indirect evidence “Trading in securities and financial instruments, strategic advisory and other investment banking activities are performed by TCBI Securities, Inc, doing business as Texas Capital…” Source: RevenueBase Database · checked Sep 27, 2026
16	Vectorglobal WMG	Strong evidence	Miami, FL, United StatesHQ checked Sep 27, 2026	51-200	117 contacts →
	Strong evidence “VectorGlobal WMG (Wealth Management Group) is a Broker-Dealer registered with the Securities and Exchange Commission (SEC), member of the Financial Industry Regulatory Authority…” Source: RevenueBase Database · checked Sep 27, 2026
17	Calton & Associates, INC	Indirect evidence	Tampa, FL, United StatesHQ checked Sep 27, 2026	201-500	116 contacts →
	Indirect evidence Source: RevenueBase Database · checked Sep 27, 2026
18	DFP Partners	Strong evidence	New York, NY, United StatesHQ checked Sep 27, 2026	51-200	110 contacts →
	Strong evidence “For over 40 years, DFP Partners has been a committed ally to Broker-Dealers, Registered Investment Advisers, and other financial services firms looking for accounting and…” Source: RevenueBase Database · checked Sep 27, 2026
19	J.P. Turner & Company, LLC	Indirect evidence	Atlanta, GA, United StatesHQ checked Sep 27, 2026	501-1,000	108 contacts →
	Indirect evidence “J.P.” Source: RevenueBase Database · checked Sep 27, 2026
20	Great Point Capital LLC	Strong evidence	Chicago, IL, United StatesHQ checked Sep 27, 2026	51-200	107 contacts →
	Strong evidence “We are a FINRA broker-dealer specializing in retail and proprietary equity daytrading.” Source: RevenueBase Database · checked Sep 27, 2026
21	Emerson Equity Llc, Member Finra Sipc	Partial evidence	San Mateo, CA, United StatesHQ checked Sep 27, 2026	51-200	104 contacts →
	Partial evidence “Emerson Equity is a full-service brokerage focused on offering high net worth individuals and institutional clients unrivaled attention, quality investment opportunities and…” Source: RevenueBase Database · checked Sep 27, 2026
22	Purshe Kaplan Sterling Investments PKS	Strong evidence	Albany, NY, United StatesHQ checked Sep 27, 2026	1,001-5,000	99 contacts →
	Strong evidence “Purshe Kaplan Sterling Investments ("PKS") is a full-service broker/dealer and financial services firm headquartered in Albany, New York.” Source: RevenueBase Database · checked Sep 27, 2026
23	Tigress Financial Partners	Partial evidence	New York, NY, United StatesHQ checked Sep 27, 2026	11-50	97 contacts →
	Partial evidence “Tigress Financial Partners, LLC is an independent investment banking and brokerage firm free of the conflicts of interest and bureaucracy that are inherent in a mega-financial…” Source: RevenueBase Database · checked Sep 27, 2026
24	Transamerica Financial Advisors, INC	Indirect evidence	St. Petersburg, FL, United StatesHQ checked Sep 27, 2026	51-200	87 contacts →
	Indirect evidence “Vested in your success – 100 percent.” Source: RevenueBase Database · checked Sep 27, 2026
25	Alegria Advisors	Partial evidence	Yakima, WA, United StatesHQ checked Sep 27, 2026	11-50	85 contacts →
	Partial evidence “We provide "full-service" financial accounting services, including compilations, reviews, and audits of financial statements for all sizes of closely held businesses, non-profit…” Source: RevenueBase Database · checked Sep 27, 2026

RevenueBase Smart Search

RevenueBase Smart Search assesses information from a company’s LinkedIn profile, information supplied directly by the company, its website, and other publicly available sources. It uses that information to rate how closely the company relates to this list’s category: broker-dealer accounting firms. Every row carries its rating and the description the rating was read from, so each one can be checked rather than taken on trust.

Strong evidence: The company's own public description of its business names broker-dealer accounting firms.
Partial evidence: Its own public description names part of broker-dealer accounting firms, so it works in or next to the category without describing itself that way.
Indirect evidence: The description shown does not name broker-dealer accounting firms. The match rests on the rest of the company's public profile rather than the one sentence quoted here, so this is the rating to check first.

RevenueBase Smart Search is how these lists are built: RevenueBase's data engine and AI assemble the companies that match a category defined in a user's own words, so a list can be about what companies actually do rather than about whichever industry code they were filed under.

Showing 25 of 893 broker-dealer accounting firms based in the United States

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Broker-dealer accounting firms based in the United States at a glance

As of Sep 27, 2026

37.3%Verified-email coverage

24.2Average contacts per company

1-10Median size (employees)

5.4%Largest-city concentration · New York

Sep 27, 2026Page data refreshed

Companies by employee count

1-10

570

11-50

210

51-200

201-500

501-1,000

1,001-5,000

5,001-10,000

Email recency for this list is measured worldwide rather than for United States, so it is reported there. Company counts and contact totals on this page are exact for United States, over 893 companies.

How this list was built

Company categories are rarely black and white. RevenueBase reads each company's own description of its business to decide whether it belongs among broker-dealer accounting firms, so some rows will be adjacent to the category rather than pure plays. The description and RevenueBase Smart Search rating on every row are there so you can check each match yourself.

Source: The RevenueBase company graph: 60 million companies and 398.9 million professional contacts resolved from primary sources, queried with RevenueBase Smart Search, the natural-language company search available to every RevenueBase user.
What qualifies: Companies headquartered in the United States whose own description of what they do matches “broker-dealer accounting firms”. Matching reads each company's description, not its industry code or its name.
RevenueBase Smart Search: RevenueBase Smart Search is how this list is assembled and how each row is rated. RevenueBase's data engine and AI assess a company's LinkedIn profile, information supplied directly by the company, its website and other publicly available information, then relate it to a category defined in a user's own words. Each row is rated strong evidence (its own description names broker-dealer accounting firms), partial evidence (it names part of the category) or indirect evidence (the description shown names none of it and the match rests on the rest of the company's profile). The description supporting each rating is quoted on the row.
What we exclude: Companies whose own description does not clearly place them among broker-dealer accounting firms, and records with no verified work email. Companies headquartered outside United States are excluded even when they keep an office there.
Match quality: In blind human judging of this matching method, 86% of matched companies were on target. Expect roughly 1 in 7 rows to be adjacent to the category rather than a pure play. Every row shows the company's own description and its RevenueBase Smart Search rating so you can judge each match yourself. Read the full methodology: how the lists are built, how the judging worked, and what the figure means.
Ranking: Team size, largest first: companies are ordered by the number of professionals RevenueBase tracks at each one. Employee ranges shown are reported bands, for context.
Verification: Every listed company carries at least one verified work email, 8,059 across the full list. Contacts re-verify on a rolling cadence, and each contact's own verification date is shown inside RevenueBase.
Refresh: This page's figures were pulled from the company graph on September 27, 2026. Lists refresh periodically as the graph is re-checked.
Corrections: Wrong category, wrong headquarters, or a company that has closed? Use “Report an issue” on any row. Reports go to the RevenueBase Data Team and feed back into the company graph.

Frequently asked

What is RevenueBase Smart Search?

RevenueBase Smart Search is how RevenueBase decides which companies belong on this list and how strongly each one fits. Its data engine and AI assess a company's LinkedIn profile, information supplied directly by the company, its website and other publicly available information, then relate it to the category the list is about. Each row is rated strong evidence when the company's own description names broker-dealer accounting firms, partial evidence when it names part of the category, and indirect evidence when the description shown names none of it and the match rests on the rest of the company's profile.

How many broker-dealer accounting firms are there based in the United States?

RevenueBase identified 893 broker-dealer accounting firms headquartered in the United States as of September 2026, matched on each company's own description of what it does rather than its industry code.

What is the largest company on this list?

Stifel Financial Corp, headquartered in St. Louis, tops this list with the largest team on record.

Which city has the most broker-dealer accounting firms?

New York leads with 48 headquartered companies, followed by Atlanta (14) and Miami (14).

How do I get contact information for these companies?

A free RevenueBase account lets you run this exact search and work the top results, verified emails and direct dials included. Upgrading unlocks all 8,059 verified decision-maker contacts tracked across these 893 companies.

How current is this list?

The list refreshes periodically as the company graph is re-checked. This page's figures were pulled on September 27, 2026.

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About this data

RevenueBase is a B2B data infrastructure company. Its company graph covers 60 million companies and 398.9 million professional contacts, with emails verified on a rolling cadence rather than scraped once and left to decay. These company lists are generated directly from that graph with RevenueBase Smart Search, the same natural-language company search every RevenueBase user has: describe a market in plain words, get the companies that match, and add verified emails and direct dials for the people at them. It is the same data that powers RevenueBase's B2B data products, and a free account includes 500 credits to start. How these lists are built and judged.