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Thornton & Associates, Llc

Thornton & Associates provides customized compliance solutions to FINRA member broker-dealers.

Financial Services
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Headquarters
Pasadena, California, United StatesSource: RevenueBaseRetrieved October 13, 2026
Employee range
1 to 10Source: RevenueBaseRetrieved October 13, 2026
Founded
2007Source: RevenueBaseRetrieved October 13, 2026
Published list appearances
6 supported appearances ↗Source: RevenueBase lists
The company at a glance

What does Thornton & Associates, Llc do?

Its staff includes industry professionals with experience as regulators and registered representatives. Its clients range from one-person owner-operators to multi-million-dollar corporations.

Based on the company’s public LinkedIn information, supplied through RevenueBase.

What the business offers

Services & capabilities.

Registration policies and procedures

For startup firms, it develops written policies and procedures for the registration process.

Source: LinkedIn company description · Retrieved October 13, 2026

Mock audits and procedure maintenance

For established firms, it provides mock audits or assistance maintaining procedures.

Source: LinkedIn company description · Retrieved October 13, 2026

Explore the business in context

Company lists.

Supported appearances on published RevenueBase lists, including available memberships beyond displayed rankings.

Positions describe ordering within each source list. See how lists are built ↗

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Embeddable award for your website

BADGE PREVIEWThornton & Associates, Llc listed #2 on Investment advisory law firms, September 27, 2026Open the published source list.
Thornton & Associates, Llc

#2 Investment advisory law firms

Snapshot: September 27, 2026

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Company information

Sources & data notes.

RevenueBase prepared this profile from the company’s public LinkedIn information and RevenueBase company data. These source records were retrieved on October 13, 2026. AI helped summarize these sources, with a separate automated check against the source text completed on November 4, 2026. Directory positions use company-contact counts from separate saved list snapshots dated September 18, 2026, September 19, 2026, September 20, 2026, September 27, 2026 and September 28, 2026. How the company lists are built.

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