Regulatory compliance consulting
RCSI provides services specializing in SEC, FINRA, CFTC, NFA, and other securities regulations.
Source: LinkedIn company description · Retrieved October 13, 2026
Company profilercsi-group.com ↗
Regulatory Compliance Solutions Inc. Rcsi
Regulatory Compliance Solutions Inc. is a regulatory compliance consulting firm based in New York City.
- Headquarters
- Ny, New York, United StatesSource: RevenueBaseRetrieved October 13, 2026
- Employee range
- 1 to 10Source: RevenueBaseRetrieved October 13, 2026
- Founded
- 2013Source: RevenueBaseRetrieved October 13, 2026
- Published list appearances
- 1 supported appearance ↗Source: RevenueBase lists
What does Regulatory Compliance Solutions Inc. Rcsi do?
RCSI's personnel include former chief compliance officers, former regulators, and industry arbitrators. RCSI has served as independent compliance consultants to firms with regulatory enforcement actions.
Based on the company’s public LinkedIn information, supplied through RevenueBase.
Who it serves
Clients include investment advisers registered with the SEC or states, broker-dealers, hedge funds, private equity funds, commodity pool operators, commodity trading advisers, and introducing brokers.
Services & capabilities.
Client examination support
RCSI has worked on client examinations involving the SEC, NFA, and FINRA.
Source: LinkedIn company description · Retrieved October 13, 2026
Company lists.
Supported appearances on published RevenueBase lists, including available memberships beyond displayed rankings.
#15OF 18
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#15 Financial services compliance trainers
Snapshot: October 11, 2026
Company information
Sources & data notes.
RevenueBase prepared this profile from the company’s public LinkedIn information and RevenueBase company data. These source records were retrieved on October 13, 2026. AI helped summarize these sources, with a separate automated check against the source text completed on November 3, 2026. Directory positions use company-contact counts from separate saved list snapshots dated October 11, 2026. How the company lists are built.
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